0001209191-23-030109.txt : 20230517 0001209191-23-030109.hdr.sgml : 20230517 20230517160010 ACCESSION NUMBER: 0001209191-23-030109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CERNUDA CESAR CENTRAL INDEX KEY: 0001817313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 23931522 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 3060 OLSEN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95128 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 3060 OLSEN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95128 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-15 0 0001002047 NetApp, Inc. NTAP 0001817313 CERNUDA CESAR 3060 OLSEN DRIVE SAN JOSE CA 95128 0 1 0 0 President 0 Common shares 2023-05-15 4 M 0 10087 0.00 A 54916 D Common Shares 2023-05-15 4 F 0 4740 64.75 D 50176 D Restricted Stock Unit 0.00 2023-05-15 4 M 0 2232 0.00 D 2022-05-15 2028-07-01 Common Stock 2232 17850 D Restricted Stock Unit 0.00 2023-05-15 4 M 0 7855 0.00 D 2023-05-15 2029-07-01 Common Stock 7855 23567 D Restricted Stock Units convert into common stock on a one-for-one basis. On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. By: Roberta S Cohen, Attorney-in-Fact for Cesar Cernuda 2023-05-17