0001806637-22-000006.txt : 20220210 0001806637-22-000006.hdr.sgml : 20220210 20220210162052 ACCESSION NUMBER: 0001806637-22-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220208 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moniz James P CENTRAL INDEX KEY: 0001347839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 22614248 MAIL ADDRESS: STREET 1: 1383 E. CAMPBELL AVENUE CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-02-08 0 0001001902 INTEVAC INC IVAC 0001347839 Moniz James P 3560 BASSETT STREET SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer, Common Stock 2022-02-08 4 M 0 2850 5.42 A 200198 D Common Stock 2022-02-08 4 S 0 2850 5.54 D 197348 D Common Stock 2022-02-09 4 M 0 27150 5.42 A 224498 D Common Stock 2022-02-09 4 S 0 27150 5.54 D 197348 D Common Stock 10000 I by Trust Non-Qualified Stock Option (right to buy) 5.42 2022-02-08 4 M 0 2850 5.54 D 2016-05-21 2022-05-21 Common Stock 2850 27150 D Non-Qualified Stock Option (right to buy) 5.42 2022-02-09 4 M 0 27150 5.54 D 2016-05-21 2022-05-21 Common Stock 27150 0 D The options that were exercised and the sales that are reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 11/3/2020 The option will vest and become exercisable in three equal installments upon the Reporting Person's completion of each year of service over the three-year period measured from the grant date. By: Diane Garibaldi For: James Moniz 2022-02-10