0001503453-20-000004.txt : 20200214 0001503453-20-000004.hdr.sgml : 20200214 20200214160347 ACCESSION NUMBER: 0001503453-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200212 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JUSTYN TIMOTHY CENTRAL INDEX KEY: 0001237663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 20619328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-02-12 0 0001001902 INTEVAC INC IVAC 0001237663 JUSTYN TIMOTHY 3560 BASSETT STREET SANTA CLARA CA 95054 0 1 0 0 EVP & General Manager, Common Stock 2020-02-12 4 M 0 6000 4.49 A 114365 D Common Stock 2020-02-12 4 S 0 6000 6.7376 D 108365 D Common Stock 2020-02-12 4 S 0 4000 6.75 D 104365 D Non-Qualified Stock Option (right to buy) 4.49 2020-02-12 4 M 0 6000 4.49 D 2014-05-09 2020-05-09 Common Stock 6000 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. These trades occurred within the price range of $6.645 through $6.93. The reported price is the weighted average for trades within this range. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer. These trades occurred within the price range of $6.65 through $6.93. The reported price is the weighted average for trades within this range. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer. The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date. By: Kevin Soulsby For: Tim Justyn 2020-02-14