0001193125-13-216753.txt : 20130513 0001193125-13-216753.hdr.sgml : 20130513 20130513162259 ACCESSION NUMBER: 0001193125-13-216753 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130509 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 13837646 BUSINESS ADDRESS: STREET 1: 356O BASSETT ST CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 8-K 1 d537630d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

May 9, 2013

Date of Report (date of earliest event reported)

 

 

INTEVAC, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

State of Delaware   0-26946   94-3125814
(State or other jurisdiction
of incorporation or organization)		   (Commission File Number)   (IRS Employer
Identification Number)

3560 Bassett Street

Santa Clara, CA 95054

(Address of principal executive offices)

(408) 986-9888

(Registrant’s telephone number, including area code)

N/A

(Former name or former address if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

The matters voted upon at Intevac’s Annual Meeting held on May 9, 2013 and the results of such voting are set forth below:

 

     Affirmative
Votes		      Negative
Votes		      Votes
Withheld		      Abstentions
and Broker
Non-Votes		  

Proposal 1: Election of Directors

            

Norman H. Pond

      19,728,401         N/A         99,046         3,247,348   

David S. Dury

      19,584,656         N/A         242,791         3,247,348   

Stanley J. Hill

      19,571,619         N/A         255,828         3,247,348   

Thomas M. Rohrs

      19,581,656         N/A         245,791         3,247,348   

John F. Schaefer

      19,576,654         N/A         250,793         3,247,348   

Ping Yang

      19,750,745         N/A         76,702         3,247,348   

All director nominees were duly elected.

 

     Affirmative
Votes		      Negative
Votes		      Votes
Withheld		      Abstentions
and Broker
Non-Votes		  

Proposal 2: Proposal to approve an amendment to the Intevac 2003 Employee Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 500,000 shares

      19,612,931         148,116         —           3,313,748   

Proposal 2 was approved.

 

     Affirmative
Votes		      Negative
Votes		      Votes
Withheld		      Abstentions
and Broker
Non-Votes		  

Proposal 3: Proposal to approve a stock option exchange program for eligible employees (excluding the Named Executive Officers and directors)

      18,980,606         777,181         —           3,317,008   

Proposal 3 was approved.

 

      Affirmative
Votes		      Negative
Votes		      Votes
Withheld		      Abstentions
and Broker
Non-Votes		  

Proposal 4: Ratification of Grant Thornton LLP as independent public accountants for the fiscal year ending December 31, 2013

      22,935,583         101,902         —           37,310   

Proposal 4 was approved.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  INTEVAC, INC.
Date: May 13, 2013  

 /s/ JEFFREY ANDRESON

  Jeffrey Andreson
  Executive Vice President, Finance and Administration,
  Chief Financial Officer, Treasurer and Secretary