0001140361-15-045883.txt : 20151230
0001140361-15-045883.hdr.sgml : 20151230
20151230102701
ACCESSION NUMBER: 0001140361-15-045883
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151228
FILED AS OF DATE: 20151230
DATE AS OF CHANGE: 20151230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTEVAC INC
CENTRAL INDEX KEY: 0001001902
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943125814
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4089869888
MAIL ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arnhold & S. Bleichroeder Holdings, Inc.
CENTRAL INDEX KEY: 0001637141
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 151312490
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-698-3207
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: First Eagle Investment Management, LLC
CENTRAL INDEX KEY: 0001325447
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 151312491
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-698-3128
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER NAME:
FORMER CONFORMED NAME: Arnhold & S. Bleichroeder Advisers, LLC
DATE OF NAME CHANGE: 20050429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 21 APRIL FUND LTD
CENTRAL INDEX KEY: 0001459708
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 151312492
BUSINESS ADDRESS:
STREET 1: Citco Fund Services (Cayman Islands) Ltd
STREET 2: Regatta Office Park West Bay Road
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
BUSINESS PHONE: 345-949-3977
MAIL ADDRESS:
STREET 1: Citco Fund Services (Cayman Islands) Ltd
STREET 2: Regatta Office Park West Bay Road
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
4
1
doc1.xml
FORM 4
X0306
4
2015-12-28
0
0001001902
INTEVAC INC
IVAC
0001459708
21 APRIL FUND LTD
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
0
1
0
0001325447
First Eagle Investment Management, LLC
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
0
1
0
0001637141
Arnhold & S. Bleichroeder Holdings, Inc.
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
0
1
0
Common Stock
2015-12-28
4
P
0
266179
4.73
A
2599340
D
Common Stock
2015-12-28
4
P
0
90621
4.73
A
2384041
I
See Footnote
This Form 4 is filed by 21 April Fund, Ltd. ("21 April"), First Eagle Investment Management, LLC ("FEIM") and Arnhold and S. Bleichroeder Holdings, Inc. ("ASBH" and, collectively with 21 April and FEIM, the "Entities"). The Entities disclaim status as a "group" for purposes of this Form 4.
These shares are held directly by 21 April. FEIM serves as registered investment adviser to 21 April and is a subsidiary of ASBH. FEIM and ASBH disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that FEIM and ASBH are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
These shares are indirectly beneficially owned by FEIM, as registered investment adviser to accounts other than 21 April, and ASBH. FEIM and ASBH disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that FEIM and ASBH are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. The share total for FEIM reflects a reduction of 50,000 shares from the previous filing because FEIM no longer has a pecuniary interest in such shares, having ended its provision of investment advisory services to the relevant account.
/s/ Michael M. Kellen, Portfolio Manager of 21 April Fund, Ltd.
2015-12-30
/s/ Michael M. Kellen, Vice Chairman and Director of FEIM
2015-12-30
/s/ Michael M. Kellen, Co-President of ASBH
2015-12-30