-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvZsTR+9wBlOLv25ltY/ZZkxC7AJ4bCHj3fkP7BLDc2dEQGRxTakw2NSYTii+UoR MNVQ848lqd/fnLMCA/qgcg== 0001181431-06-059249.txt : 20061023 0001181431-06-059249.hdr.sgml : 20061023 20061023172048 ACCESSION NUMBER: 0001181431-06-059249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061019 FILED AS OF DATE: 20061023 DATE AS OF CHANGE: 20061023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stortini Michael CENTRAL INDEX KEY: 0001304889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-43664 FILM NUMBER: 061158415 BUSINESS ADDRESS: BUSINESS PHONE: 302 995 7011 MAIL ADDRESS: STREET 1: 6 LARCH AVENUE STREET 2: SUITE 301 CITY: WILIMINGTON STATE: DE ZIP: 19804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robino Charles J CENTRAL INDEX KEY: 0001304927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-43664 FILM NUMBER: 061158414 BUSINESS ADDRESS: BUSINESS PHONE: 302 995 7011 MAIL ADDRESS: STREET 1: 6 LARCH AVENUE STREET 2: SUITE 301 CITY: WILIMINGTON STATE: DE ZIP: 19804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTORS CAPITAL HOLDINGS LTD CENTRAL INDEX KEY: 0001001871 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 043284631 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 230 BROADWAY EAST CITY: LYNNFIELD STATE: MA ZIP: 01940 BUSINESS PHONE: 7815938565 MAIL ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 01940 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBINO STORTINI HOLDINGS LLC CENTRAL INDEX KEY: 0001252934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-43664 FILM NUMBER: 061158416 BUSINESS ADDRESS: STREET 1: 5189 W WOODMILL DRIVE STREET 2: SUITE 30 CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 3029957011 MAIL ADDRESS: STREET 1: 102 ROBINO COURT STREET 2: SUITE 101 CITY: WILMINGTON STATE: DE ZIP: 19804 4 1 rrd133790.xml FORM 4 X0202 4 2006-10-19 0 0001001871 INVESTORS CAPITAL HOLDINGS LTD ICH 0001252934 ROBINO STORTINI HOLDINGS LLC 102 ROBINO COURT SUITE 101 WILMINGTON DE 19804 0 0 1 0 0001304889 Stortini Michael 102 ROBINO COURT WILMINGTON DE 19804 0 0 1 0 0001304927 Robino Charles J 102 ROBINO COURT WILMINGTON DE 19804 0 0 1 0 Common Stock, $0.1 par value per share 2006-10-19 4 P 0 100 5.35 A 668400 D Common Stock, $0.1 par value per share 2006-10-19 4 P 0 2000 5.37 A 670400 D Common Stock, $0.1 par value per share 2006-10-19 4 P 0 2000 5.40 A 672400 D Common Stock, $0.1 par value per share 2006-10-19 4 P 0 400 5.47 A 672800 D Common Stock, $0.1 par value per share 2006-10-20 4 P 0 6000 5.46 A 678800 D Common Stock, $0.1 par value per share 2006-10-19 4 P 0 200 5.24 A 10500 D Under the concept of beneficial ownership applicable to a "group" under the rules and regulations of the Securities and Exchange Commission each of the Reporting Persons should be deemed to beneficially own 689,700 shares of the company's Common Stock, 678,800 shares of Common Stock are held in the name of Robino Stortini Holdings, LLC ("RSH"), 10,500 shares of the Common Stock are held in the name of Mr. Stortini personally and 400 shares are held in Mr. Stortini's Individual Retirement Account. RSH and Mr. Robino disclaim beneficial ownership of any shares owned individually by Mr. Stortini, and Messers. Robino and Stortini disclaim beneficial ownership of any shares owned by RSH except to the extent of their pro rata equity ownership interest in RSH. /s/ Robino Stortini Holdings, LLC 2006-10-23 /s/ Michael Stortini 2006-10-23 -----END PRIVACY-ENHANCED MESSAGE-----