0001437749-22-014445.txt : 20220606 0001437749-22-014445.hdr.sgml : 20220606 20220606173447 ACCESSION NUMBER: 0001437749-22-014445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220606 FILED AS OF DATE: 20220606 DATE AS OF CHANGE: 20220606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MONTROSS SCOTT J CENTRAL INDEX KEY: 0001228503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27140 FILM NUMBER: 22999080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST PIPE CO CENTRAL INDEX KEY: 0001001385 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 930557988 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 NE PARK PLAZA DRIVE STREET 2: SUITE 100 CITY: VANCOUVER STATE: WA ZIP: 98684 BUSINESS PHONE: 3603976250 MAIL ADDRESS: STREET 1: 201 NE PARK PLAZA DRIVE STREET 2: SUITE 100 CITY: VANCOUVER STATE: WA ZIP: 98684 4 1 rdgdoc.xml FORM 4 X0306 4 2022-06-06 0001001385 NORTHWEST PIPE CO NWPX 0001228503 MONTROSS SCOTT J 201 NE PARK PLAZA DRIVE SUITE 100 VANCOUVER WA 98684 1 President & CEO Common Stock 2022-06-06 4 S 0 1000 34.1813 D 89291 D Common Stock 2022-06-06 4 S 0 552 33.9961 D 88739 D Restricted Stock Common Stock 7127 7127 D Performance Shares Common Stock 21386 21386 D Sale of stock pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person. This transaction was executed in multiple trades at prices ranging from $33.96 to $34.37 per share. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This transaction was executed in multiple trades at prices ranging from $33.96 to $34.295 per share. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. The Restricted Stock Units vest in installments in January of 2023 and 2024. Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. The Performance Shares vest in installments in March of 2023 and 2024. /s/ Megan Kendrick 2022-06-06