0001437749-20-006960.txt : 20200402 0001437749-20-006960.hdr.sgml : 20200402 20200402174854 ACCESSION NUMBER: 0001437749-20-006960 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stokes Eric CENTRAL INDEX KEY: 0001808046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27140 FILM NUMBER: 20770562 MAIL ADDRESS: STREET 1: 201 NE PARK PLAZA DRIVE STREET 2: SUITE 100 CITY: VANCOUVER STATE: WA ZIP: 98684 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST PIPE CO CENTRAL INDEX KEY: 0001001385 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 930557988 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 NE PARK PLAZA DRIVE STREET 2: SUITE 100 CITY: VANCOUVER STATE: WA ZIP: 98684 BUSINESS PHONE: 3603976250 MAIL ADDRESS: STREET 1: 201 NE PARK PLAZA DRIVE STREET 2: SUITE 100 CITY: VANCOUVER STATE: WA ZIP: 98684 4 1 rdgdoc.xml FORM 4 X0306 4 2020-03-31 0001001385 NORTHWEST PIPE CO NWPX 0001808046 Stokes Eric 201 NE PARK PLAZA DRIVE SUITE 100 VANCOUVER WA 98684 1 Sr. VP of Sales & Marketing Common Stock 2020-03-31 4 M 0 2713 A 4521 D Common Stock 2020-03-31 4 F 0 1013 22.25 D 3508 D Restricted Stock Common Stock 2839 2839 D Performance Shares 2020-03-31 4 M 0 1995 D Common Stock 2713 7516 D Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. The Restricted Stock Units vest in installments in January of 2021, 2022 and 2023. Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. Performance Shares vest in installments as follows: 2/3 on March 31, 2020 and 1/3 on March 31, 2021. /s/ Eric Stokes 2020-04-02