0001437749-20-006551.txt : 20200330 0001437749-20-006551.hdr.sgml : 20200330 20200330163520 ACCESSION NUMBER: 0001437749-20-006551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200326 FILED AS OF DATE: 20200330 DATE AS OF CHANGE: 20200330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith William M CENTRAL INDEX KEY: 0001585244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27140 FILM NUMBER: 20757611 MAIL ADDRESS: STREET 1: 5721 SE COLUMBIA WAY SUITE 200 CITY: VANCOUVER STATE: WA ZIP: 98661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST PIPE CO CENTRAL INDEX KEY: 0001001385 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 930557988 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 NE PARK PLAZA DRIVE STREET 2: SUITE 100 CITY: VANCOUVER STATE: WA ZIP: 98684 BUSINESS PHONE: 3603976250 MAIL ADDRESS: STREET 1: 201 NE PARK PLAZA DRIVE STREET 2: SUITE 100 CITY: VANCOUVER STATE: WA ZIP: 98684 4 1 rdgdoc.xml FORM 4 X0306 4 2020-03-26 0001001385 NORTHWEST PIPE CO NWPX 0001585244 Smith William M 201 NE PARK PLAZA DRIVE SUITE 100 VANCOUVER WA 98684 1 Exec VP, Water Transmission Common Stock 22884 D Restricted Stock 2020-03-26 4 A 0 2631 A Common Stock 2631 4483 D Performance Shares 2020-03-26 4 A 0 7894 A Common Stock 7894 16229 D Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023. Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. Performance shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023. /s/ William M. Smith 2020-03-30