0001437749-20-000791.txt : 20200117
0001437749-20-000791.hdr.sgml : 20200117
20200117144119
ACCESSION NUMBER: 0001437749-20-000791
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200115
FILED AS OF DATE: 20200117
DATE AS OF CHANGE: 20200117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith William M
CENTRAL INDEX KEY: 0001585244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27140
FILM NUMBER: 20533207
MAIL ADDRESS:
STREET 1: 5721 SE COLUMBIA WAY SUITE 200
CITY: VANCOUVER
STATE: WA
ZIP: 98661
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWEST PIPE CO
CENTRAL INDEX KEY: 0001001385
STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317]
IRS NUMBER: 930557988
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 NE PARK PLAZA DRIVE
STREET 2: SUITE 100
CITY: VANCOUVER
STATE: WA
ZIP: 98684
BUSINESS PHONE: 3603976250
MAIL ADDRESS:
STREET 1: 201 NE PARK PLAZA DRIVE
STREET 2: SUITE 100
CITY: VANCOUVER
STATE: WA
ZIP: 98684
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-01-15
0001001385
NORTHWEST PIPE CO
NWPX
0001585244
Smith William M
201 NE PARK PLAZA DRIVE
SUITE 100
VANCOUVER
WA
98684
1
Exec VP, Water Transmission
Common Stock
2020-01-15
4
M
0
926
A
23297
D
Common Stock
2020-01-15
4
F
0
413
33.66
D
22884
D
Performance Shares
Common Stock
8335
D
Restricted Stock
2020-01-15
4
M
0
926
D
Common Stock
926
1852
D
Represents shares acquired pursuant to vesting of Restricted Stock Units.
Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.
Performance shares vest in installments as follows: 2/3 March 31, 2020 and 1/3 March 31, 2021.
Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.
/s/ William M. Smith
2020-01-17