0001437749-20-000791.txt : 20200117 0001437749-20-000791.hdr.sgml : 20200117 20200117144119 ACCESSION NUMBER: 0001437749-20-000791 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200115 FILED AS OF DATE: 20200117 DATE AS OF CHANGE: 20200117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith William M CENTRAL INDEX KEY: 0001585244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27140 FILM NUMBER: 20533207 MAIL ADDRESS: STREET 1: 5721 SE COLUMBIA WAY SUITE 200 CITY: VANCOUVER STATE: WA ZIP: 98661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST PIPE CO CENTRAL INDEX KEY: 0001001385 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 930557988 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 NE PARK PLAZA DRIVE STREET 2: SUITE 100 CITY: VANCOUVER STATE: WA ZIP: 98684 BUSINESS PHONE: 3603976250 MAIL ADDRESS: STREET 1: 201 NE PARK PLAZA DRIVE STREET 2: SUITE 100 CITY: VANCOUVER STATE: WA ZIP: 98684 4 1 rdgdoc.xml FORM 4 X0306 4 2020-01-15 0001001385 NORTHWEST PIPE CO NWPX 0001585244 Smith William M 201 NE PARK PLAZA DRIVE SUITE 100 VANCOUVER WA 98684 1 Exec VP, Water Transmission Common Stock 2020-01-15 4 M 0 926 A 23297 D Common Stock 2020-01-15 4 F 0 413 33.66 D 22884 D Performance Shares Common Stock 8335 D Restricted Stock 2020-01-15 4 M 0 926 D Common Stock 926 1852 D Represents shares acquired pursuant to vesting of Restricted Stock Units. Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. Performance Shares vest in an amount ranging from 0-150% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. Performance shares vest in installments as follows: 2/3 March 31, 2020 and 1/3 March 31, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022. /s/ William M. Smith 2020-01-17