UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
AMENDMENT #1
(Mark One)
/X/ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the fiscal year ended December 31, 1999
/ / Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the transition period from __________________________to__________________________
Commission file Number 0-26832
Lumisys Incorporated
(Exact name of registrant as specified in its charter)
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Delaware |
77-0133232 |
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(State of incorporation) |
(I.R.S. Employer Identification No.) |
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225 Humboldt Court, Sunnyvale, CA |
94089 |
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(Address of principal executive offices) |
(Zip Code) |
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(408) 733-6565 |
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(Registrant's telephone number, including area code) |
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Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12(g) of the Act:
Title of each Class
Common, $0.001 par value
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. /X/ Yes / / No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. /X /
As of March 10, 2000, there were issued and outstanding 9,240,805 shares of Common Stock; the aggregate market value of the shares of such stock held by nonaffiliates of the registrant was $40,344,374 as of the same date, assuming solely for purposes of this calculation that all directors and executive officers of the Registrant are "affiliates." This determination of affiliate status is not necessarily a conclusive determination for other purposes.
Documents Incorporated By Reference
Annual Report on Form 10-K filed March 29, 2000
PART IV
Item 14. Exhibits, Financial Statement Schedules and Reports on Form 8-K
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Exhibit Number |
Description of Document |
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23.1 |
Consent of Independent Accountants |
Signatures
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized in Sunnyvale, California on March 31, 2000:
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LUMISYS INCORPORATED |
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Dated: March 31, 2000 |
By/s/ Phillip Berman |
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Phillip Berman, M.D. |
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Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
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Signature |
Title |
Date |
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/s/ Phillip Berman |
Chief Executive Officer and Director |
March 31, 2000 |
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Phillip Berman, M.D. |
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/s/Bala S. Manian |
Chairman of the Board of Directors |
March 31, 2000 |
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Bala S. Manian, Ph.D |
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/s/ Dean MacIntosh |
Vice President and Chief Financial Officer |
March 31, 2000 |
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Dean MacIntosh |
(Principal Financial and Accounting Officer) |
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/s/ Daniel Burstein |
Director |
March 31, 2000 |
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Daniel Burstein |
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/s/ Douglas DeVivo |
Director |
March 31, 2000 |
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Douglas G. DeVivo, Ph.D. |
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/s/ Robert J. Gallagher |
Director |
March 31, 2000 |
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Robert J. Gallagher |
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/s/ Albert L. Greene |
Director |
March 31, 2000 |
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Albert L. Greene |
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/s/ Craig Klosterman |
Director |
March 31, 2000 |
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Craig L. Klosterman |
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/s/ C. Richard Kramlich |
Director |
March 31, 2000 |
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C. Richard Kramlich |
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