0001225208-14-013166.txt : 20140516
0001225208-14-013166.hdr.sgml : 20140516
20140516160907
ACCESSION NUMBER: 0001225208-14-013166
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140514
FILED AS OF DATE: 20140516
DATE AS OF CHANGE: 20140516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/
CENTRAL INDEX KEY: 0001001288
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 061308215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LEXMARK CENTRE DR
CITY: LEXINGTON
STATE: KY
ZIP: 40550
BUSINESS PHONE: 8592322000
MAIL ADDRESS:
STREET 1: 740 WEST NEW CIRCLE ROAD
CITY: LEXINGTON
STATE: KY
ZIP: 40550
FORMER COMPANY:
FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC
DATE OF NAME CHANGE: 19951114
FORMER COMPANY:
FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\
DATE OF NAME CHANGE: 19950922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAMBLE JOHN W JR
CENTRAL INDEX KEY: 0001222712
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14050
FILM NUMBER: 14851626
MAIL ADDRESS:
STREET 1: ONE LEXMARK CENTRE DR
STREET 2: 740 WEST NEW CIRCLE RD
CITY: LEXINGTON
STATE: KY
ZIP: 40550
4
1
doc4.xml
X0306
4
2014-05-14
0001001288
LEXMARK INTERNATIONAL INC /KY/
LXK
0001222712
GAMBLE JOHN W JR
ONE LEXMARK CENTRE DRIVE
740 WEST NEW CIRCLE ROAD
LEXINGTON
KY
40550
1
EVP & CFO
Class A Common Stock
2014-05-14
4
M
0
26636.0000
33.2600
A
149404.0000
D
Class A Common Stock
2014-05-14
4
S
0
26636.0000
43.9172
D
122768.0000
D
Employee Stock Option
33.2600
2014-05-14
4
M
0
26636.0000
0.0000
D
2009-02-20
2018-02-20
Class A Common Stock
26636.0000
19364.0000
D
Of such shares, 23,486 were sold to pay the exercise price and applicable withholding taxes on such options, pursuant to a broker-assisted cashless exercise.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.90 to $43.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
38,641 of these securities are restricted stock units and earned performance-based restricted stock units, including associated dividend equivalent units, which have not yet vested.
/s/ Ian C. Lofwall, Attorney-in-Fact
2014-05-16