0001225208-14-013166.txt : 20140516 0001225208-14-013166.hdr.sgml : 20140516 20140516160907 ACCESSION NUMBER: 0001225208-14-013166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140514 FILED AS OF DATE: 20140516 DATE AS OF CHANGE: 20140516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/ CENTRAL INDEX KEY: 0001001288 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 061308215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LEXMARK CENTRE DR CITY: LEXINGTON STATE: KY ZIP: 40550 BUSINESS PHONE: 8592322000 MAIL ADDRESS: STREET 1: 740 WEST NEW CIRCLE ROAD CITY: LEXINGTON STATE: KY ZIP: 40550 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19951114 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\ DATE OF NAME CHANGE: 19950922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAMBLE JOHN W JR CENTRAL INDEX KEY: 0001222712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14050 FILM NUMBER: 14851626 MAIL ADDRESS: STREET 1: ONE LEXMARK CENTRE DR STREET 2: 740 WEST NEW CIRCLE RD CITY: LEXINGTON STATE: KY ZIP: 40550 4 1 doc4.xml X0306 4 2014-05-14 0001001288 LEXMARK INTERNATIONAL INC /KY/ LXK 0001222712 GAMBLE JOHN W JR ONE LEXMARK CENTRE DRIVE 740 WEST NEW CIRCLE ROAD LEXINGTON KY 40550 1 EVP & CFO Class A Common Stock 2014-05-14 4 M 0 26636.0000 33.2600 A 149404.0000 D Class A Common Stock 2014-05-14 4 S 0 26636.0000 43.9172 D 122768.0000 D Employee Stock Option 33.2600 2014-05-14 4 M 0 26636.0000 0.0000 D 2009-02-20 2018-02-20 Class A Common Stock 26636.0000 19364.0000 D Of such shares, 23,486 were sold to pay the exercise price and applicable withholding taxes on such options, pursuant to a broker-assisted cashless exercise. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.90 to $43.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 38,641 of these securities are restricted stock units and earned performance-based restricted stock units, including associated dividend equivalent units, which have not yet vested. /s/ Ian C. Lofwall, Attorney-in-Fact 2014-05-16