0001225208-13-008051.txt : 20130319 0001225208-13-008051.hdr.sgml : 20130319 20130319165250 ACCESSION NUMBER: 0001225208-13-008051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130319 DATE AS OF CHANGE: 20130319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foresti Ronaldo M CENTRAL INDEX KEY: 0001448826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14050 FILM NUMBER: 13702453 MAIL ADDRESS: STREET 1: ONE LEXMARK CENTRE DR STREET 2: 740 WEST NEW CIRCLE RD CITY: LEXINGTON STATE: KY ZIP: 40550 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/ CENTRAL INDEX KEY: 0001001288 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 061308215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LEXMARK CENTRE DR CITY: LEXINGTON STATE: KY ZIP: 40550 BUSINESS PHONE: 8592322000 MAIL ADDRESS: STREET 1: 740 WEST NEW CIRCLE ROAD CITY: LEXINGTON STATE: KY ZIP: 40550 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19951114 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\ DATE OF NAME CHANGE: 19950922 4 1 doc4.xml X0306 4 2013-03-15 0001001288 LEXMARK INTERNATIONAL INC /KY/ LXK 0001448826 Foresti Ronaldo M ONE LEXMARK CENTRE DRIVE 740 WEST NEW CIRCLE ROAD LEXINGTON KY 40550 1 Vice President Class A Common Stock 2013-03-15 4 A 0 323.0000 0.0000 A 63864.0000 D Dividend Equivalent Units 2013-03-15 4 A 0 127.0000 0.0000 A Class A Common Stock 127.0000 127.0000 D Represents dividend equivalent units (DEUs) accrued on restricted stock units (RSUs) and earned performance-based RSUs (PRSUs) granted to the Reporting Person under the Issuer's Stock Incentive Plan. DEUs are settled in shares of the Issuer's Class A Common Stock upon the vesting of the underlying RSUs or PRSUs. 27,064 of these securities are RSUs and earned PRSUs, including associated DEUs, which have not yet vested. DEUs accrued on elective and supplemental deferred stock units (DSUs) granted by the Issuer under the Issuer's stock incentive plan in connection with the Reporting Person's deferral of compensation. DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying DSUs. Each DEU represents a right to receive one share of the Issuer's Class A Common Stock. DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying DSUs. /s/ Ian C. Lofwall, Attorney-in-Fact 2013-03-19