0001144204-11-069969.txt : 20111215 0001144204-11-069969.hdr.sgml : 20111215 20111215155003 ACCESSION NUMBER: 0001144204-11-069969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111213 FILED AS OF DATE: 20111215 DATE AS OF CHANGE: 20111215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BADILLO HERMAN CENTRAL INDEX KEY: 0001186971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26906 FILM NUMBER: 111263448 MAIL ADDRESS: STREET 1: C/O FISCHBEIN BADILLO WAGNER & HARDING STREET 2: 909 THIRD AVE 19TH FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTA FUNDING INC CENTRAL INDEX KEY: 0001001258 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 223388607 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SYLVAN AVE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2015675648 MAIL ADDRESS: STREET 1: 210 SYLVAN AVE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 4 1 v243101_4.xml OWNERSHIP DOCUMENT X0304 4 2011-12-13 0 0001001258 ASTA FUNDING INC ASFI 0001186971 BADILLO HERMAN C/O PARKER WAICHMAN ALONSO LLP 6 HARBOR PARK DRIVE PORT WASHINGTON NY 11050 1 0 0 0 Stock Option (right to buy) 7.77 2011-12-13 4 A 0 5000 0 A 2021-12-13 Common Stock 5000 5000 D These stock options will vest in their entirety on December 13, 2014. /s/ Herman Badillo 2011-12-14