-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FWbkc5eHsCGIIMW0kvrB5LAhmNT2jPWWGxoJz3BJEaj3RuJJBuucfJfq0Rj92zyC hI77cbggvIW4D32vNjNetw== 0001076533-99-000005.txt : 19991213 0001076533-99-000005.hdr.sgml : 19991213 ACCESSION NUMBER: 0001076533-99-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991130 FILED AS OF DATE: 19991210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14064 FILM NUMBER: 99772791 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 COMPANY DATA: COMPANY CONFORMED NAME: SEP SHARE TRUST FBO WM P LAUDER UAD 12/15/76 CREATED BY LAL CENTRAL INDEX KEY: 0001076533 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O ANTHONY E MALKIN STREET 2: 107 DOUBLING ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2125277927 4 1 FORM 4 - 11/30/1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Separate Share Trust f/b/o, William P. Lauder u/a/d 12/15/76 (1) c/o: Anthony E. Malkin 107 Doubling Road Greenwich, CT 06830 2. Issuer Name and Ticker or Trading Symbol The Estee Lauder Companies Inc. EL 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 11/30/1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Class A Common Stock |11/16/|S | |45,700 |D |$42.0000 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/16/|S | |23,800 |D |$42.0625 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/16/|S | |5,100 |D |$42.1250 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/16/|S | |11,800 |D |$42.1875 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/16/|S | |1,000 |D |$42.2500 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/16/|S | |4,800 |D |$42.3125 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/16/|S | |2,700 |D |$42.5000 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/16/|S | |3,600 |D |$42.6250 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/16/|S | |1,500 |D |$42.7500 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/17/|S | |4,300 |D |$42.0000 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/18/|S | |100,300 |D |$42.0000 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/18/|S | |400 |D |$42.0625 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/18/|S | |7,000 |D |$42.1250 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/18/|S | |600 |D |$42.1875 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/19/|S | |2,300 |D |$42.2500 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/19/|S | |22,000 |D |$42.3750 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/19/|S | |13,100 |D |$42.4375 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/19/|S | |25,000 |D |$42.5000 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/19/|S | |45,000 |D |$42.6250 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/19/|S | |145,000 |D |$42.7500 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/19/|S | |10,000 |D |$42.8750 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/19/|S | |8,600 |D |$43.0000 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/19/|S | |16,400 |D |$43.0625 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/22/|S | |4,500 |D |$42.8750 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/22/|S | |62,300 |D |$43.0000 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/22/|S | |500 |D |$43.0625 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/22/|S | |65,500 |D |$43.1250 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/22/|S | |40,200 |D |$43.2500 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/22/|S | |5,000 |D |$43.3125 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/22/|S | |69,900 |D |$43.3750 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/22/|S | |5,100 |D |$43.4375 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/23/|S | |500 |D |$43.0625 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/23/|S | |1,000 |D |$43.1250 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/23/|S | |7,000 |D |$43.1875 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/23/|S | |100 |D |$43.2500 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/23/|S | |300 |D |$43.3125 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/23/|S | |1,100 |D |$43.3750 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/23/|S | |11,600 |D |$43.6250 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/23/|S | |12,100 |D |$43.6875 | |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/23/|S | |1,300 |D |$43.7500 |261,658 (2) |D | | |1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. The full name of the Trust is: Separate Share Trust f/b/o William P. Lauder u/a/d December 15, 1976, created by Leonard A. Lauder, as Grantor. 2. Does not include the ownership of 1,143,454 shares of Class B Common Stock, which are convertible into a like number of shares of Class A Common Stock. SIGNATURE OF REPORTING PERSON Anthony E. Malkin, Trustee DATE 12/02/1999 -----END PRIVACY-ENHANCED MESSAGE-----