-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N7w4/c0D6COatxWfvYWywDRtFhlTA422PIgZviwVnDdBSnULhyh7vdI0ZL4G0hcp BI4rC7DY+z5eW0b8B9Nyzg== 0001014153-99-000001.txt : 19990811 0001014153-99-000001.hdr.sgml : 19990811 ACCESSION NUMBER: 0001014153-99-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990731 FILED AS OF DATE: 19990810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14064 FILM NUMBER: 99681876 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 COMPANY DATA: COMPANY CONFORMED NAME: WAGNER JEANETTE S CENTRAL INDEX KEY: 0001014153 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 FORM 4 - 07/31/1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Wagner, Jeanette S. The Estee Lauder Companies Inc. 767 Fifth Avenue New York, NY 10153 2. Issuer Name and Ticker or Trading Symbol The Estee Lauder Companies Inc. EL 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 07/31/1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice Chairman 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Units (Share Pay| |10/2/|A (1|V|31 |A |(2) |(3) |Class A Comm|31 (4) | | |D | | out) | |1998 |) | | | | | |on Stock | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Units (Share Pay| |1/5/1|A (1|V|22 |A |(2) |(3) |Class A Comm|22 (4) | | |D | | out) | |999 |) | | | | | |on Stock | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Units (Share Pay| |4/6/1|A (1|V|18 |A |(2) |(3) |Class A Comm|18 (4) | | |D | | out) | |999 |) | | | | | |on Stock | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Units (Share Pay| |7/2/1|A (1|V|42 |A |(2) |(3) |Class A Comm|42 | |40,184 (5) |D | | out) | |999 |) | | | | | |on Stock | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (Right to Buy) |$53.50 |7/20/|A |V|75,000 |A |(6) |7/20/|Class A Comm|75,000 | |75,000 |D | | | |1999 | | | | | |2009 |on Stock | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Represents reinvestment of dividend equivalents on outstanding Stock Units. 2. The Stock Units will paid out in shares at a time to be determined by the Company, but in no event later than ninety days of the Reporting Person's termination of employment. 3. No later than ninety days of the Reporting Person's termination of employment. 4. The dividend equivalents that accrued on October 2, 1998, January 5, 1999 and April 6, 1999 were prior to the 2-for-1 stock split on June 2, 1999, and are presented on a pre-split basis. 5. Reflects the effect of a 2-for-1 stock split on June 2, 1999. 6. Options granted pursuant to The 1999 Share Incentive Plan in respect of 25,000 shares exercisable from and after January 1, 2002; 25,000 shares exercisable from and after January 1, 2003; 25,000 shares exercisable from and after January 1, 2004. SIGNATURE OF REPORTING PERSON Jeanette S. Wagner DATE 08/02/1999 -----END PRIVACY-ENHANCED MESSAGE-----