0001001250-23-000144.txt : 20230830 0001001250-23-000144.hdr.sgml : 20230830 20230830163204 ACCESSION NUMBER: 0001001250-23-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230828 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de la Faverie Stephane CENTRAL INDEX KEY: 0001955038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 231225653 MAIL ADDRESS: STREET 1: C/O THE ESTEE LAUDER COMPANIES INC. CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 wk-form4_1693427514.xml FORM 4 X0508 4 2023-08-28 0 0001001250 ESTEE LAUDER COMPANIES INC EL 0001955038 de la Faverie Stephane C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 Executive Group President 0 Class A Common Stock 2023-08-28 4 A 0 852 0 A 3514 D Class A Common Stock 2023-08-28 4 F 0 344 155.96 D 3170 D Stock Option (Right to Buy) 156.39 2023-08-28 4 A 0 21118 0 A 2033-08-28 Class A Common Stock 21118 21118 D Restricted Stock Units (Share Payout) 2023-08-28 4 A 0 7294 0 A Class A Common Stock 7294 7294 D Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2020. Represents the withholding of shares for tax purposes. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,039 shares exercisable from and after January 1, 2025; 7,039 shares exercisable from and after January 1, 2026; and 7,040 shares exercisable from and after January 1, 2027. Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of the payout of the related shares. RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 2,431 on November 1, 2024; 2,431 on November 3, 2025; and 2,432 on November 2, 2026. Stephane de la Faverie, by Maureen Sladek, attorney-in-fact 2023-08-30