0001001250-23-000140.txt : 20230830 0001001250-23-000140.hdr.sgml : 20230830 20230830150523 ACCESSION NUMBER: 0001001250-23-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230828 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAVIS TRACEY THOMAS CENTRAL INDEX KEY: 0001258930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 231224959 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 wk-form4_1693422314.xml FORM 4 X0508 4 2023-08-28 0 0001001250 ESTEE LAUDER COMPANIES INC EL 0001258930 TRAVIS TRACEY THOMAS THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 EVP & CFO 0 Class A Common Stock 2023-08-28 4 A 0 2958 0 A 59076 D Class A Common Stock 2023-08-28 4 F 0 1067 155.96 D 58009 D Stock Option (Right to Buy) 156.39 2023-08-28 4 A 0 35366 0 A 2025-01-01 2033-08-28 Class A Common Stock 35366 35366 D Restricted Stock Units (Share Payout) 2023-08-28 4 A 0 12214 0 A Class A Common Stock 12214 12214 D Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2020. Represents the withholding of shares for tax purposes. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 11,788 shares exercisable from and after January 1, 2025; 11,789 shares exercisable from and after January 1, 2026; and 11,789 shares exercisable from and after January 1, 2027. Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments unless otherwise indicated. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of the payout of the related shares. RSUs granted August 28, 2023. Assuming continued employment, these RSUs will vest and be paid out as follows: 4,071 on November 1, 2024; 4,071 on November 3, 2025; and 4,072 on November 2, 2026. Tracey Thomas Travis, by Maureen Sladek, attorney-in-fact 2023-08-30