0001001250-21-000142.txt : 20210907 0001001250-21-000142.hdr.sgml : 20210907 20210907180318 ACCESSION NUMBER: 0001001250-21-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210902 FILED AS OF DATE: 20210907 DATE AS OF CHANGE: 20210907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'HARE MICHAEL CENTRAL INDEX KEY: 0001587814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 211240284 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 wf-form4_163105218274020.xml FORM 4 X0306 4 2021-09-02 0 0001001250 ESTEE LAUDER COMPANIES INC EL 0001587814 O'HARE MICHAEL THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 EVP-Global Human Resources Class A Common Stock 2021-09-02 4 A 0 6916 0 A 6916 D Class A Common Stock 2021-09-02 4 F 0 3969 0 D 2947 D Class A Common Stock 2021-09-03 4 S 0 2947 343.18 D 0 D Option (right to buy) 344.06 2021-09-02 4 A 0 10306 A 2031-09-02 Class A Common Stock 10306.0 10306 D Restricted Stock Units (Share Payout) 2021-09-02 4 A 0 2664 A Class A Common Stock 2664.0 2664 D Restricted Stock Units (Share Payout) 2021-09-02 4 A 0 4360 A Class A Common Stock 4360.0 4360 D Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018. Represents the withholding of shares for tax purposes in connection with the payout of the PSUs. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 3,435 shares exercisable from and after January 1, 2023; 3,435 shares exercisable from and after January 1, 2024; and 3,436 shares exercisable from and after January 1, 2025. Not applicable. Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 888 on November 1, 2022; 888 on November 1, 2023; and 888 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Michael O'Hare, by Maureen Sladek, attorney-in-fact 2021-09-07