0001001250-20-000116.txt : 20201103 0001001250-20-000116.hdr.sgml : 20201103 20201103190327 ACCESSION NUMBER: 0001001250-20-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201102 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polcer Gregory CENTRAL INDEX KEY: 0001441645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 201284773 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-11-02 0001001250 ESTEE LAUDER COMPANIES INC EL 0001441645 Polcer Gregory THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 EVP - Global Supply Chain Class A Common Stock 2020-11-02 4 M 0 5018 0 A 84332 D Class A Common Stock 2020-11-02 4 F 0 2672 229.12 D 81660 D Class A Common Stock 2020-11-03 4 S 0 500 223.63 D 81160 D Class A Common Stock 2020-11-03 4 S 0 1198 224.78 D 79962 D Class A Common Stock 2020-11-03 4 S 0 648 226.24 D 79314 D Restricted Stock Units (Share Payout) 0 2020-11-02 4 M 0 2216 0 D 2020-11-02 2020-11-02 Class A Common Stock 2216 0 D Restricted Stock Units (Share Payout) 0 2020-11-02 4 M 0 1644 0 D 2020-11-02 2021-11-01 Class A Common Stock 1644 1644 D Restricted Stock Units (Share Payout) 0 2020-11-02 4 M 0 1158 0 D 2020-11-02 2022-11-01 Class A Common Stock 1158 2316 D Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019. Not applicable. Represents the withholding of shares for tax purposes. The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range. Sales prices range from $223.31 to $224.03 per share, inclusive. Sales prices range from $224.46 to $225.03 per share, inclusive. Sales prices range from $226.06 to $226.44 per share, inclusive. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. RSUs from grant dated September 5, 2017. RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,644 on November 1, 2021. RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,158 on November 1, 2021 and 1,158 on November 1, 2022. Gregory F. Polcer, by Maureen Sladek, attorney-in-fact 2020-11-03