0001001250-20-000116.txt : 20201103
0001001250-20-000116.hdr.sgml : 20201103
20201103190327
ACCESSION NUMBER: 0001001250-20-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201102
FILED AS OF DATE: 20201103
DATE AS OF CHANGE: 20201103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polcer Gregory
CENTRAL INDEX KEY: 0001441645
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14064
FILM NUMBER: 201284773
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC
CENTRAL INDEX KEY: 0001001250
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 112408943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-11-02
0001001250
ESTEE LAUDER COMPANIES INC
EL
0001441645
Polcer Gregory
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK
NY
10153
0
1
0
0
EVP - Global Supply Chain
Class A Common Stock
2020-11-02
4
M
0
5018
0
A
84332
D
Class A Common Stock
2020-11-02
4
F
0
2672
229.12
D
81660
D
Class A Common Stock
2020-11-03
4
S
0
500
223.63
D
81160
D
Class A Common Stock
2020-11-03
4
S
0
1198
224.78
D
79962
D
Class A Common Stock
2020-11-03
4
S
0
648
226.24
D
79314
D
Restricted Stock Units (Share Payout)
0
2020-11-02
4
M
0
2216
0
D
2020-11-02
2020-11-02
Class A Common Stock
2216
0
D
Restricted Stock Units (Share Payout)
0
2020-11-02
4
M
0
1644
0
D
2020-11-02
2021-11-01
Class A Common Stock
1644
1644
D
Restricted Stock Units (Share Payout)
0
2020-11-02
4
M
0
1158
0
D
2020-11-02
2022-11-01
Class A Common Stock
1158
2316
D
Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.
Not applicable.
Represents the withholding of shares for tax purposes.
The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.
Sales prices range from $223.31 to $224.03 per share, inclusive.
Sales prices range from $224.46 to $225.03 per share, inclusive.
Sales prices range from $226.06 to $226.44 per share, inclusive.
RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
RSUs from grant dated September 5, 2017.
RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,644 on November 1, 2021.
RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,158 on November 1, 2021 and 1,158 on November 1, 2022.
Gregory F. Polcer, by Maureen Sladek, attorney-in-fact
2020-11-03