0001001250-12-000124.txt : 20121018 0001001250-12-000124.hdr.sgml : 20121018 20121018161910 ACCESSION NUMBER: 0001001250-12-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121016 FILED AS OF DATE: 20121018 DATE AS OF CHANGE: 20121018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiGeso Amy CENTRAL INDEX KEY: 0001325475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 121150641 MAIL ADDRESS: STREET 1: C/O THE ESTEE LAUDER COMPANIES INC. STREET 2: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-10-16 0001001250 ESTEE LAUDER COMPANIES INC EL 0001325475 DiGeso Amy THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 EVP - Global Human Resources Class A Common Stock 2012-10-16 4 M 0 13212 17.00 A 37313 D Class A Common Stock 2012-10-16 4 S 0 13212 65.00 D 24101 D Class A Common Stock 2012-10-17 4 M 0 8011 17.00 A 32112 D Class A Common Stock 2012-10-17 4 S 0 8011 65.00 D 24101 D Option (right to buy) 17.00 2012-10-16 4 M 0 13212 D 2012-01-01 2019-09-02 Class A Common Stock 13212 33456 D Option (right to buy) 17.00 2012-10-17 4 M 0 8011 D 2012-01-01 2019-09-02 Class A Common Stock 8011 25445 D The exercise of stock options and the sale of the underlying shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on September 4, 2012. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 23,334 shares exercisable from and after January 1, 2012. This option was previously reported as covering 11,666 shares exercisable from and after January 1, 2011; 11,667 shares exercisable from and after January 1, 2012; and 11,667 shares exercisable from and after January 1, 2013 at an exercise price of $34.00, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012. Options in respect of 23,332 shares (post-split) subject to this grant were exercised prior to such date. Not applicable. The Reporting Person also has options to purchase at various prices 198,582 shares of Class A Common Stock, 29,137 of which are currently exercisable. By: Amy DiGeso by Spencer G. Smul, attorney-in-fact 2012-10-18