-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BV2D8n384OGxlzhiWq+O8hVGP3GQlcy3tUzQrLO8MNfMd9tZNTtKp1jLNOyA7vij dfLm1CN22a482R/qKKdlrQ== 0001001250-02-000046.txt : 20020611 0001001250-02-000046.hdr.sgml : 20020611 20020610105945 ACCESSION NUMBER: 0001001250-02-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020528 FILED AS OF DATE: 20020610 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 02674538 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 COMPANY DATA: COMPANY CONFORMED NAME: LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 CENTRAL INDEX KEY: 0001173609 OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O THE ESTEE LAUDER COMPANIES INC STREET 2: 767 FIFTH AVE. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: C/O THE ESTEE LAUDER COMPANIES INC STREET 2: 767 FIFTH AVE. CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.txt FORM 4 - MAY 28, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person The Gary M. Lauder Revocable, Trust (1) c/o Gary M. Lauder ICTV Inc. 14600 Winchester Boulevard Los Gatos, CA 95030 USA 2. Issuer Name and Ticker or Trading Symbol The Estee Lauder Companies Inc. EL 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year May 28, 2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person (X) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Class A Common Stock |5/22/2|J |V|2,400 |D |$36.37 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|2,500 |D |$36.65 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|100 |D |$36.35 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|800 |D |$36.58 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|2,400 |D |$36.33 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|11,900 |D |$36.50 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|3,200 |D |$36.32 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|4,300 |D |$36.61 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|8,000 |D |$36.30 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|100 |D |$36.60 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|29,900 |D |$36.40 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|400 |D |$36.59 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|100 |D |$36.42 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|2,200 |D |$36.36 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/22/2|J |V|1,700 |D |$36.38 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/23/2|J |V|8,400 |D |$36.05 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/23/2|J |V|25,100 |D |$36.10 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/23/2|J |V|5,800 |D |$36.00 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/23/2|J |V|700 |D |$36.11 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/24/2|J |V|16,600 |D |$36.15 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/24/2|J |V|200 |D |$36.18 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/24/2|J |V|500 |D |$36.16 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/24/2|J |V|12,400 |D |$36.25 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/24/2|J |V|15,500 |D |$36.20 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/24/2|J |V|19,000 |D |$36.30 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/24/2|J |V|1,000 |D |$36.35 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/24/2|J |V|4,500 |D |$36.21 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/24/2|J |V|300 |D |$36.17 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/30/2|J |V|5,000 |D |$35.20 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/30/2|J |V|5,000 |D |$35.23 | |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/30/2|J |V|10,000 |D |$35.10 |943,454 |D | | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/06/2|G |V|1,143,454 |A | |943,454(2) |I |As Trustee (2) | |002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: Reporting Person: The Gary M. Lauder Revocable Trust (1) Issuer Name: The Estee Lauder Companies Inc. Address: c/o Gary M. Lauder ICTV Inc. 14600 Winchester Boulevard Los Gatos, CA 95030 Identification Number (1) Designated filer on behalf of (a) The Gary M. Lauder Revocable Trust u/a/d as of August 10, 2000, Gary M. Lauder, settlor (the "The Gary M. Lauder Revocable Trust"), a 10% owner of the Issuer; and (b) Gary M. Lauder ("GML"), a 10% owner of the Issuer. (2) On May 6, 2002, the Gary M. Lauder Revocable Trust acquired 1,143,454 shares of Class A Common Stock as a distribution from the Separate Share Trust f/b/o Gary M. Lauder u/a/d 12/15/76, created by Leonard A. Lauder, as Grantor. On such date, Gary M. Lauder, as sole trustee, acquired an indirect interest in such shares. Gary M. Lauder also holds 79,920 shares of Class A Common Stock directly and 2,335,782 shares of Class A Common Stock indirectly as a trustee of the 1992 Leonard A. Lauder Grant Retained Annuity Trust (the "GRAT"). The amount in column five for GML's month-end holdings reflects the sales by The Gary M. Lauder Revocable Trust in May 2002 SIGNATURE OF REPORTING PERSON Gary M. Lauder DATE 06/10/02 -----END PRIVACY-ENHANCED MESSAGE-----