-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M8ALKaIEgnTaYaRSca1lR38Vxa5VrWjRR1lGPhRHHut000ZwawxqxUm+q/5XOjeV r9SSH2o353wrmlDpawrFHA== 0001208205-04-000002.txt : 20040402 0001208205-04-000002.hdr.sgml : 20040402 20040402175453 ACCESSION NUMBER: 0001208205-04-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLOGG CENTRAL INDEX KEY: 0001208205 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 04715239 BUSINESS ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 3235563231 MAIL ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 5 1 chanform5_ex.xml X0201 5 2003-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001208205 CHAN KELLOGG 4800 WILSHIRE BLVD. LOS ANGELES CA 90010 1 0 0 0 Common Stock 2003-08-04 2003-08-04 5 A 0 88 5.10 A 21776 D Stock Option 5.10 2002-09-17 2007-09-17 Common Stock 3500 21776 D Stock Option 4.34 2003-11-15 2010-11-15 Common Stock 600 21776 D Stock Option 4.34 2004-11-15 2010-11-15 Common Stock 200 21776 D Stock Option 4.34 2005-11-15 2010-11-15 Common Stock 200 21776 D Kellogg Chan 2004-02-14 -----END PRIVACY-ENHANCED MESSAGE-----