0001181431-13-008052.txt : 20130208
0001181431-13-008052.hdr.sgml : 20130208
20130208180339
ACCESSION NUMBER: 0001181431-13-008052
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130208
DATE AS OF CHANGE: 20130208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leon Javier
CENTRAL INDEX KEY: 0001390270
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 13588085
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
5
1
rrd368684.xml
ANNUAL STATEMENT OF OWNERSHIP
X0306
5
2012-12-31
0
0
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001390270
Leon Javier
4800 WILSHIRE BOULEVARD
LOS ANGELES
CA
90010
1
0
0
0
Stock Option (Right to Buy)
6.00
2010-01-21
2020-01-21
Common Stock
1250
1250
D
Stock Option (Right to Buy)
4.00
2009-01-21
2019-01-21
Common Stock
1875
1875
D
The Board of Directors granted this Stock Option on January 21, 2010 in the amount of 1,250 shares at $6.00 per share. This stock option fully vests upon granting.
The Board of Directors granted this Stock Option on January 21, 2009 in the amount of 1,875 shares at $4.00 per share. This stock option fully vests upon granting.
\s\ Daniele C. Johnson, Attorney-as-in-fact
2013-02-08