0001181431-12-039788.txt : 20120705
0001181431-12-039788.hdr.sgml : 20120704
20120705164128
ACCESSION NUMBER: 0001181431-12-039788
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120702
FILED AS OF DATE: 20120705
DATE AS OF CHANGE: 20120705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUDSON PAUL C
CENTRAL INDEX KEY: 0001206237
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 12948634
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
4
1
rrd350366.xml
CHANGE IN BENEFICIAL OWNERSHIP
X0306
4
2012-07-02
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001206237
HUDSON PAUL C
4800 WILSHIRE BOULEVARD
LOS ANGELES
CA
90010
1
1
0
0
Chairman
Common Stock
6453
D
Common Stock
6453
D
Common Stock
6192
D
Common Stock Purcahse
2012-07-02
2012-07-02
4
P
0
19231
1.30
A
19231
D
Stock Option (Right to Buy)
6.6800
2007-07-25
2012-07-25
Common Stock
29718
29718
D
Employee Stock Ownership Plan
Common Stock
16994
16994
D
These shares are held in a Citigroup IRA under Paul Hudson.
These shares are held in a Smith Barney IRA under Paul Hudson.
These shares are held directly by Paul Hudson.
These shares are held in the Employee Stock Ownership Plan (ESOP). When employee is no longer employees, then the shares become exercisable.
On July 25, 2002 the Board of Directors granted 29,718 shares of Stock Options under the Long Term Incentive Plan. The stock price on that day was $6.6800 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on July 25. The options are fully exercisable on July 25, 2007 but if not exercised, expire on July 25, 2012 or upon termination of employment.
On July 2, 2012, an investment of Capital was made in exchange for common stock.
\s\ Daniele C. Johnson, Attorney-as-in-fact
2012-07-05