0001181431-12-008575.txt : 20120214 0001181431-12-008575.hdr.sgml : 20120214 20120214152157 ACCESSION NUMBER: 0001181431-12-008575 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKesson Wilbur A CENTRAL INDEX KEY: 0001395329 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 12608611 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 5 1 rrd334374.xml ANNUAL STATEMENT OF OWNERSHIP X0304 5 2011-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001395329 McKesson Wilbur A 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 0 1 0 0 SVP/Chief Loan Officer Stock Option (Right to Buy) 5.95 2012-10-22 2018-10-22 Common Stock 40000 8000 D Employee Stock Ownership Common Stock 242 242 D On October 22, 2008 the Board of Directors granted 40,000 shares of Stock Options under the Long Term Incentive Plan. The stock price on that day was $5.95 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on October 22. The options expire on October 22, 2018 or upon termination of employment. These shares are held in the Employee Stock Ownership Plan (ESOP). When employee is no longer employees, then the shares become exercisable. These shares are held in the Employee Stock Ownership Plan (ESOP). When employee is no longer employees, then the shares become exercisable. \s\ Daniele C. Johnson, Attorney-as-in-fact 2012-02-14