0001181431-12-005763.txt : 20120203 0001181431-12-005763.hdr.sgml : 20120203 20120203163244 ACCESSION NUMBER: 0001181431-12-005763 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120203 DATE AS OF CHANGE: 20120203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leon Javier CENTRAL INDEX KEY: 0001390270 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 12570389 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 5 1 rrd332492.xml ANNUAL STATEMENT OF OWNERSHIP X0304 5 2011-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001390270 Leon Javier 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Stock Option (Right to Buy) 6.00 2010-01-21 2010-01-21 5 A 0 1250 6.00 A 2010-01-21 2020-01-21 Common Stock 1250 3125 D Stock Option (Right to Buy) 4.00 2009-01-21 2019-01-21 Common Stock 1875 1875 D The Board of Directors granted this Stock Option on January 21, 2010 in the amount of 1,250 shares at $6.00 per share. This stock option fully vests upon granting. The Board of Directors granted this Stock Option on January 21, 2009 in the amount of 1,875 shares at $4.00 per share. This stock option fully vests upon granting. \s\ Daniele C. Johnson, Attorney-as-in-fact 2012-02-02