0001181431-11-028088.txt : 20110509 0001181431-11-028088.hdr.sgml : 20110509 20110509141928 ACCESSION NUMBER: 0001181431-11-028088 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110121 FILED AS OF DATE: 20110509 DATE AS OF CHANGE: 20110509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leon Javier CENTRAL INDEX KEY: 0001390270 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 11822690 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4/A 1 rrd310920.xml CHANGE IN BENEFICIAL OWNERSHIP X0303 4/A 2011-01-21 2011-02-03 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001390270 Leon Javier 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Stock Option (Right to Buy) 6.00 2010-01-21 2020-01-21 Common Stock 1250 3125 D Stock Option (Right to Buy) 4.00 2009-01-21 2019-01-21 Common Stock 1875 1875 D The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests on grant date and the price to purchase matches that of the grant date. The Board voted against granting this Stock Option Grant for January 21, 2011. \s\ Daniele C. Johnson, Attorney-as-in-fact 2011-05-09