-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MQo8+GnuKSqs7ThW3Dr5gHmozDKQl4Z37KfRIlLFFky0BwH2Ad0NgS0G2ZaBDT0I syzUItSkzXhBwaXy4pUQdA== 0001181431-08-018947.txt : 20080314 0001181431-08-018947.hdr.sgml : 20080314 20080314183429 ACCESSION NUMBER: 0001181431-08-018947 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080314 FILED AS OF DATE: 20080314 DATE AS OF CHANGE: 20080314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Elrick CENTRAL INDEX KEY: 0001381559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 08690778 BUSINESS ADDRESS: BUSINESS PHONE: 312-399-6564 MAIL ADDRESS: STREET 1: C/O ALLSTON TRADING LLC STREET 2: 440 S LASALLE ST, SUITE 1200 CITY: CHICAGO STATE: IL ZIP: 60605 4 1 rrd199778.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2008-03-14 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001381559 Williams Elrick 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 1 employed by a 5% owner Common stock 2008-03-14 2008-03-14 4 P 0 800 8.10 A 163564 I By Williams Group Holdings LLC Common stock Common stock 162764 163564 I By Williams Group Holding L.L.C. The reporting person is an Officer of Williams Group L.L.C. The reporting person disclaims beneficial ownership of the securites held by Williams Group Holding L.L.C., except to the extent of his pecuinary interest therein. The common stock may be exercised at any time, at the holder's election, and has no expiration date. \s\ Daniele C. Johnson, Corporate Secretary, Attorney as-in-fact 2008-03-14 -----END PRIVACY-ENHANCED MESSAGE-----