-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MocAH/aieCdHh8kJozADVo/fiJpuqC/batNepwFL6kO4/nBiMkeWZrCfRiLtQWZK MfvPcVkBtpF700LJW3XIYA== 0001181431-07-073435.txt : 20071205 0001181431-07-073435.hdr.sgml : 20071205 20071205173850 ACCESSION NUMBER: 0001181431-07-073435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071205 DATE AS OF CHANGE: 20071205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS VIRGIL P CENTRAL INDEX KEY: 0001208204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 071287547 BUSINESS ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 3235563231 MAIL ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 rrd181058.xml STATEMENT OF CHANGE IN BENEFICIAL OWNERSHIP X0202 4 2007-11-30 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001208204 ROBERTS VIRGIL P 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 0 0 0 Common Stock 2007-11-30 2007-11-30 4 P 0 48 9.00 A 8544 I By VR and BR Pension Fund Common Stock Common Stock 8496 8544 I V.Roberts Inc. DB Pension Plan Common Stock Common Stock 1838 1838 D Held by Virgil and Brenda Roberts Pension Plan Held by Virgil Roberts. 1838 held by Virgil Roberts personally. The common stock may be exercised at any time, at the holder's election, and had no expiration date. \s\ Daniele C. Johnson, Corporate Secretary, Attorney as-in-fact 2007-12-05 -----END PRIVACY-ENHANCED MESSAGE-----