-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MiP0qs8/+LwzT7qgSH8Se8xYAjV6R+8qrF5ILN2QMzlVoXWvwMGdS9lkPrEiRErM DYwZzBF4k3Vr6sHJ5huwVQ== 0001181431-06-067254.txt : 20061204 0001181431-06-067254.hdr.sgml : 20061204 20061204160220 ACCESSION NUMBER: 0001181431-06-067254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060403 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harvey Frank Glenn CENTRAL INDEX KEY: 0001379465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 061254302 BUSINESS ADDRESS: BUSINESS PHONE: (323)634-1700X231 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 rrd134432.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2006-04-03 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001379465 Harvey Frank Glenn 4800 WILSHIRE BOULEVARD LOS ANGELES CA 90010 1 1 0 0 President/COO Common Stock 2006-04-03 4 A 0 5000 10.85 A 5000 I by Performance Equity Program Employee Stock Option (right to buy) 10.85 2006-04-03 4 A 0 60000 10.85 A 2016-04-03 Common Stock 60000 60000 D Shares granted pursant to Broadway Federal Bank Performance Equity Program, vesting in five equal annual installments beginning on 4/3/2007. The option is exercisable in five equal annual installments beginning on 04/03/07. \s\ Daniele C. Johnson, Corporate Secretary, Attorney as-in-fact 2006-12-04 -----END PRIVACY-ENHANCED MESSAGE-----