0001179110-17-014705.txt : 20171129 0001179110-17-014705.hdr.sgml : 20171129 20171129185633 ACCESSION NUMBER: 0001179110-17-014705 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171128 FILED AS OF DATE: 20171129 DATE AS OF CHANGE: 20171129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battey Brenda J CENTRAL INDEX KEY: 0001578226 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 171229655 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2017-11-28 2017-11-28 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001578226 Battey Brenda J 5055 WILSHIRE BOULEVARD, SUITE 500 LOS ANGELES CA 90036 0 1 0 0 SVP/Chief Financial Officer Common Stock 2017-11-28 4 D 0 100 2.18 D 20833 D Common Stock 2017-11-28 4 D 0 200 2.20 D 20633 D Common Stock 2017-11-28 4 D 0 200 2.23 D 20433 D Common Stock 2017-11-28 4 D 0 200 2.24 D 20233 D Common Stock 2017-11-28 4 D 0 300 2.21 D 19933 D Adjusted to reflect correct amount of securities beneficially owned following reported transaction(s) Filed 11/13/2017 with incorrect amount. Alice Wong, Attorney-in-fact 2017-11-29