0001179110-14-001211.txt : 20140121
0001179110-14-001211.hdr.sgml : 20140120
20140121154829
ACCESSION NUMBER: 0001179110-14-001211
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140121
DATE AS OF CHANGE: 20140121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHAN KELLOGG
CENTRAL INDEX KEY: 0001208205
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 14538020
MAIL ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
5
1
edgar.xml
FORM 5 -
X0306
5
2013-12-31
0
0
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001208205
CHAN KELLOGG
5055 WILSHIRE BOULEVARD, SUITE 500
LOS ANGELES
CA
90036
1
0
0
0
Common Stock
39014
D
Common Stock
1000
D
Stock Option (Right to Buy)
6.00
2010-01-21
2020-01-21
Common Stock
1250
1250
D
Stock Option (Right to Buy)
4.00
2009-01-21
2019-01-21
Common Stock
1875
1875
D
The Board of Directors granted these Stock Options with a Right to Buy.
These shares are held directly.
Daniele C. Johnson, Attorney-as-in-fact
2014-01-21