0001193125-13-218612.txt : 20130514 0001193125-13-218612.hdr.sgml : 20130514 20130514111600 ACCESSION NUMBER: 0001193125-13-218612 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130514 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-97038 FILM NUMBER: 13839990 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 6-K 1 d539033d6k.htm 6-K 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

For the month of May 2013

Commission File Number: 033-97038

 

 

BROOKFIELD ASSET MANAGEMENT INC.

(Translation of Registrant’s Name into English)

 

 

Suite 300, Brookfield Place, 181 Bay Street, P.O. Box 762, Toronto, Canada M5J 2T3

(Address of Principal Executive Offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ¨             Form 40-F  x

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨            No  x

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-                .

 

 

 


DOCUMENTS FILED AS PART OF THIS FORM 6-K

See the Exhibit Index to this Form 6-K.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

      BROOKFIELD ASSET MANAGEMENT INC.
Date: May 14, 2013       By: /s/  A.J. Silber
     

Name:  A.J. Silber

     

Title:    Corporate Secretary


EXHIBIT INDEX

 

Exhibit

  

Description

99.1    Brookfield Asset Management Inc. 2013 AGM Voting Results
EX-99.1 2 d539033dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

Brookfield Asset Management Inc.

REPORT ON VOTING RESULTS

Annual and Special Meeting of Shareholders

May 9, 2013

 

   

National Instrument 51-102 – Section 11.3 (Canada)

 

    

 

Form 6-K (U.S.A.)

 

  

 

The Annual and Special Meeting of Shareholders of Brookfield Asset Management Inc. (the “Corporation”) was held on Thursday, May 9, 2013 at 10:00 a.m. at The Auditorium, 300 Madison Avenue, New York, New York. At this meeting, there were 502 shareholders represented in person or by proxy holding 378,536,135 Class A Limited Voting Shares (“Class A Shares”), representing 60.5% of the Corporation’s 625,791,138 issued and outstanding Class A Shares, and one shareholder holding 85,120 Class B Limited Voting Shares (“Class B Shares”), representing 100% of the Corporation’s 85,120 issued and outstanding Class B Shares.

The following is a summary of the votes cast by holders of the Class A Shares and Class B Shares represented at this meeting.

Election of Directors

All of the 16 nominees proposed by management for election to the Board of Directors of the Corporation were nominated and elected at the meeting by acclamation. As indicated below, each director elected at the meeting also received a majority of the proxy votes cast for and withheld from voting for the individual director.

Management received the following proxies from holders of Class A Shares in regard to the election of the eight directors nominated for election by this class of shareholders:

 

Class    Director    Votes For      Proxy %      Votes
Withheld
     Proxy %  

Class A

Shareholders

  

Marcel R. Coutu

     323,928,368         89.9         36,379,943         10.1   
  

Maureen Kempston Darkes

     358,629,508         99.5         1,678,803         0.5   
  

Lance Liebman

     358,645,588         99.5         1,662,723         0.5   
  

Frank J. McKenna

     359,667,641         99.8         640,670         0.2   
  

Youssef A. Nasr

     359,798,954         99.9         509,357         0.1   
  

James A. Pattison

     359,136,344         99.7         1,171,967         0.3   
  

Seek Ngee Huat

     359,717,753         99.8         590,558         0.2   
    

Diana L. Taylor

     359,245,304         99.7         1,063,007         0.3   

Management received a proxy from the holder of Class B Shares to vote all of the 85,120 Class B Shares represented by this proxy for each of the eight directors nominated for election by this class of shareholder: namely Jeffrey M. Blidner, Jack L. Cockwell, J. Bruce Flatt, Robert J. Harding, David W. Kerr, Philip P. Lind, Lord O’Donnell and George S. Taylor.


 

- 2 -

Appointment of Auditors

The resolution to reappoint Deloitte LLP, Chartered Accountants, as the external auditor of the Corporation to hold office until the next Annual Meeting of Shareholders and to authorize the directors to fix the remuneration to be paid to the external auditor was approved by the required majority of both the holders of Class A Shares and Class B Shares.

Management received the following proxies from the holders of Class A Shares and Class B Shares on this resolution:

 

Class    Outcome    Votes For      Proxy %      Votes Withheld      Proxy %  

Class A Shares

  

Carried

     368,421,223         97.4         9,979,060         2.6   

Class B Shares

  

Carried

     85,120         100.0         Nil         Nil   

Passing an Advisory Resolution on the Corporation’s Approach to Executive Compensation

The resolution passing an advisory resolution on the Corporation’s Approach to Executive Compensation, as set out in the 2013 Management Information Circular, was approved by the required majority of both the holders of Class A Shares and Class B Shares.

Management received the following proxies from the holders of Class A Shares and Class B Shares on this resolution:

 

Class    Outcome    Votes For      Proxy %      Votes Against      Proxy %  

Class A Shares

  

Carried

     342,247,063         95.1         17,801,920         4.9   

Class B Shares

  

Carried

     85,120         100.0         Nil         Nil   


 

- 3 -

Other Business

There were no other matters coming before the meeting that required a vote by either the holders of Class A Shares or Class B Shares.

 

BROOKFIELD ASSET MANAGEMENT INC.
/s/ A.J. Silber

A.J. Silber

Corporate Secretary

Date: May 14, 2013