0001193125-12-294202.txt : 20120705 0001193125-12-294202.hdr.sgml : 20120704 20120705100021 ACCESSION NUMBER: 0001193125-12-294202 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120705 DATE AS OF CHANGE: 20120705 EFFECTIVENESS DATE: 20120705 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 12947197 BUSINESS ADDRESS: STREET 1: BCE PLACE 181 BAY ST STREET 2: STE 300 PO BOX 762 CITY: TORONTO ONTARIO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 4163639491 MAIL ADDRESS: STREET 1: BCE PLACE 181 BAY ST STREET 2: STE 300 PO BOX 762 CITY: TORONTO ONTARIO STATE: A6 ZIP: M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR/A 1 d375048d13fhra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one): [_] is a restatement [X] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Brookfield Asset Management Inc. Address: Brookfield Place 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3 Form 13F File Number: 028-14349 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: A.J. Silber Title: Vice President, Legal Affairs Phone: 416-359-8598 Signature, Place, and Date of Signing: /s/ A.J. Silber Toronto, CA 07/03/2012 ------------------------ ------------------------ ------------------------ [Signature] [Place] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: 12828 ---------- (thousands) Confidential information has been omitted from the form 13F and filed separately with the Securities and Exchange Commission. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name --- --------------- ---------------------------------------------------------- (1) 028-13826 Brookfield Investment Management Inc. (2) 028-13827 AMP Capital Brookfield (US) LLC (3) 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP Brookfield Asset Management Inc. FORM 13F As of December 31, 2011
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- -------------- --------- -------- ----------- --- ---- ------- -------- ----------- --------- ------- Alexander's Inc.......... COM 014752109 6024 16280 SH Defined (1)(2) 8300 7980 American Water Works Co Inc................. COM 030420103 13563 425700 SH Defined (1)(2) 425700 Annaly Capital Management Inc......... COM 035710409 2956 185200 SH Defined (1)(2) 97500 87700 AvalonBay Communities Inc.................... COM 053484101 95064 727902 SH Defined (1)(2) 536002 191900 Avatar Holdings Inc...... COM 053494100 4260 593305 SH Defined (1)(2) 353600 239705 BANK OF AMERICA CORPORATION............ COM 060505104 31,155 5,603,500 SH Defined 5,603,500 BANK OF AMERICA CORP................... COM 060505104 31155 5603500 SH Defined (1) 5603500 BANK OF AMERICA *W EXP CORPORATION............ 10/28/201 060505153 139 450,000 SH Defined 450,000 BANK OF AMERICA *W EXP CORP................... 10/28/201 060505153 140 450000 SH Defined (1) 450000 BANK MONTREAL QUE.................... COM 063671101 192 3500 SH Defined 3500 BANK NOVA SCOTIA HALIFAX................ COM 064149107 174 3500 SH Defined 3500 Boston Properties Inc.... COM 101121101 123858 1243559 SH Defined (1)(2) 920159 323400 Brandywine Realty SH BEN INT Trust.................. NEW 105368203 76132 8013946 SH Defined (1)(2) 6201452 1812494 BREITBURN ENERGY COM UT PARTNERS LP............ LTD PTN 106776107 249 13075 SH Defined (1) 13075 BROOKDALE SR LIVING INC............. COM 112463104 1078 62000 SH Defined 62000 Brookdale Senior Living Inc.................... COM 112463104 145194 8349258 SH Defined (1)(2) 6495259 1853999 BROOKFIELD OFFICE PPTYS INC.............. COM 112900105 3900030 249,362,561 SH Defined 249,362,561 Brookfield Properties Corp................... COM 112900105 55489 3547886 SH Defined (1)(2) 3038986 508900 Camden Property Trust.... SH BEN INT 133131102 74174 1191738 SH Defined (1)(2) 984338 207400 CDN IMPERIAL BK OF COMMERCE............... COM 136069101 166 2300 SH Defined 2300 CANADIAN NAT RES LTD.................... COM 136385101 224 6000 SH Defined 6000 CEDAR FAIR L P........... DEPOSITRY UNIT 150185106 1046 48639 SH Defined 48639 CEMEX SAB DE CV.......... SPON ADR NEW 151290889 3,778 701,000 SH Defined 701,000 CEMEX SAB DE CV.......... SPON ADR NEW 151290889 3778 701000 SH Defined (1) 701000 CITIGROUP INC............ COM NEW 172967424 27868 1059200 SH Defined (1) 1059200 CommonWealth REIT........ COM SH BEN INT 203233101 5791 348000 SH Defined (1)(2) 137000 211000 Commonwealth REIT 6.50% PFD 6.50% Serie............ CUM Co 203233408 5748 283300 SH Defined (1)(2) 283300 Cemig SA................. SP ADR N-V PFD 204409601 10151 570600 SH Defined (1)(2) 570600 Crown Castle International Cor...... COM 228227104 20436 456150 SH Defined (1)(2) 456150 Digital Realty Trust Inc.................... COM 253868103 5018 75271 SH Defined (1)(2) 75271 EastGroup Properties Inc.................... COM 277276101 27505 632600 SH Defined (1)(2) 215900 416700 Emeritus Corp............ COM 291005106 14047 802237 SH Defined (1)(2) 331100 471137 Enterprise Products Partners L............. COM 293792107 13835 298300 SH Defined (1)(2) 298300 Essex Property Trust Inc.................... COM 297178105 74245 528400 SH Defined (1)(2) 384100 144300 Forest City Enterprises Inc.................... CL A 345550107 1157 97900 SH Defined (1)(2) 97900 GENERAL GROWTH PPTYS INC NEW.......... COM 370023103 5342975 355724031 SH Defined (3) 355724031 General Growth Properties Inc......... COM 370023103 126284 8407708 SH Defined (1)(2) 7104230 1303478 HUNTSMAN CORP............ COM 447011107 1219 121871 SH Defined (1) 121871 Inergy LP................ UNIT LTD PTNR 456615103 4860 199000 SH Defined (1)(2) 199000 ITC Holdings Corp........ COM 465685105 12854 169400 SH Defined (1)(2) 169400 LAS VEGAS SANDS CORP................... COM 517834107 1043 24,400 SH Defined 24,400 LENNAR CORP.............. CL A 526057104 197 10,000 SH Defined 10,000 Lennar Corp.............. CL A 526057104 51657 2628862 SH Defined (1)(2) 2348262 280600 LENNAR CORP.............. CL B 526057302 481 30,870 SH Defined 30,870 LENNAR CORPORATION............ CL B 526057302 481 30870 SH Defined (1) 30870 LOWES COS INC............ COM 548661107 1053 41,500 SH Defined 41,500 MarkWest Energy UNIT LTD Partners LP............ PARTN 570759100 7582 137700 SH Defined (1)(2) 137700 National Grid PLC........ SPON ADR NEW 636274300 6855 141400 SH Defined (1)(2) 141400 NISKA GAS STORAGE UNIT LTD PARTNERS LLC........... LIABI 654678101 111 12500 SH Defined (1) 12500 NORTH AMERICAN ENERGY PARTNERS........ COM 656844107 4545 705698 SH Defined (1) 705698 Northeast Utilities...... COM 664397106 5688 157707 SH Defined (1)(2) 157707 NorthWestern Corp........ COM 668074305 6668 186300 SH Defined (1)(2) 186300 Oneok Inc................ COM 682680103 16254 187500 SH Defined (1)(2) 187500 PAA Natural Gas Storage COM UNIT LP..................... LTD 693139107 4729 252200 SH Defined (1)(2) 252200 Pennsylvania Real Estate Inves.................. SH BEN INT 709102107 15480 1482751 SH Defined (1)(2) 547600 935151 Plains All American UNIT LTD Pipeline L............. PARTN 726503105 7066 96200 SH Defined (1)(2) 96200 Ramco0Gershenson PERP PFD- Series D 7.25.......... D CV 751452608 3283 77000 SH Defined (1)(2) 77000 Rayonier Inc............. COM 754907103 55889 1252281 SH Defined (1)(2) 1035281 217000 ROYAL BK CDA MONTREAL QUE........... COM 780087102 255 5000 SH Defined 5000 RYLAND GROUP INC......... COM 783764103 303 19250 SH Defined (1) 19250 Sempra Energy............ COM 816851109 8508 154684 SH Defined (1)(2) 154684 Simon Property Group Inc.................... COM 828806109 292772 2270608 SH Defined (1)(2) 1869892 400716 Spectra Energy Corp...... COM 847560109 48137 1565430 SH Defined (1)(2) 1565430 TECK COMINCO LIMITED................ CL B 878742204 2562 72800 SH Defined (1) 72800 TECUMSEH PRODS CO........ CL B 878895101 2225 500000 SH Defined 500000 TORONTO DOMINION BK ONT................. COM 891160509 322 4300 SH Defined 4300 Vornado Realty Trust..... SH BEN INT 929042109 1960 25500 SH Defined (1)(2) 25500 Weingarten Realty Investors.............. SH BEN INT 948741103 1183 54200 SH Defined (1)(2) 54200 Weyerhaeuser Co.......... COM 962166104 5618 300900 SH Defined (1)(2) 300900 Williams Cos Inc/The..... COM 969457100 822 24900 SH Defined (1)(2) 24900 JPMORGAN CHASE & *W EXP CO..................... 10/28/201 46634E114 850 100000 SH Defined (1) 100000 Alerian MLP ETF.......... Alerian MLP 00162Q866 189 11354 SH Defined (1)(2) 11354 B&G FOODS INC............ COM 05508R106 481 20000 SH Defined (1) 20000 Beazer Homes USA Inc..... COM 07556Q105 3146 1268505 SH Defined (1)(2) 905278 363227 BROOKFIELD RESIDENTIAL PPTYS.................. COM 11283W104 573981 73,493,112 SH Defined 73,493,112 Brookfield Residential Propert................ COM 11283W104 6066 776710 SH Defined (1)(2) 776710 CenterPoint Energy Inc... COM 15189T107 20119 1001440 SH Defined (1)(2) 1001440 Chesapeake Midstream Partners............... UNIT 16524K108 7154 246700 SH Defined (1)(2) 246700 China Real Estate Information............ ADR 16948Q103 1968 485900 SH Defined (1)(2) 218000 267900 Coresite Realty Corp..... COM 21870Q105 19150 1074620 SH Defined (1)(2) 441420 633200 Corporate Office Properties Tr.......... SH BEN INT 22002T108 102018 4798568 SH Defined (1)(2) 3935668 862900 Crosstex Energy Inc...... COM 22765Y104 3404 269300 SH Defined (1)(2) 269300 DDR Corp................. COM 23317H102 79784 6555779 SH Defined (1)(2) 5520113 1035666 D R HORTON INC........... COM 23331A109 123 9,750 SH Defined 9,750 Douglas Emmett Inc....... COM 25960P109 68429 3751577 SH Defined (1)(2) 2636277 1115300 El Paso Corp............. COM 28336L109 17414 655400 SH Defined (1)(2) 655400 Enbridge Inc............. COM 29250N105 51497 1380365 SH Defined (1)(2) 1380365 Enbridge Energy Partners LP..................... COM 29250R106 11646 350900 SH Defined (1)(2) 350900 Energy Transfer Partners UNIT LTD LP..................... PARTN 29273R109 6213 135500 SH Defined (1)(2) 135500 Energy Transfer Equity COM UT LP..................... LTD PTN 29273V100 14073 346800 SH Defined (1)(2) 346800 EPR 5.75% Pfd PFD C CNV Series C............... 5.75% 29380T402 1142 59400 SH Defined (1)(2) 59400 Equity Lifestyle Properties In.......... COM 29472R108 47176 707392 SH Defined (1)(2) 544292 163100 Equity Residential....... SH BEN INT 29476L107 60864 1067222 SH Defined (1)(2) 1067222 FRONTIER COMMUNICATIONS CORP................... COM 35906A108 495 96075 SH Defined (1) 96075 GENERAL MOTORS CO........ COM 37045V100 12894 636126 SH Defined (1) 636126 GENERAL MOTORS CO........ *W EXP 07/10/201 37045V118 109 9,254 SH Defined 9,254 GENERAL MOTORS CO........ *W EXP 07/10/201 37045V118 401 34206 SH Defined (1) 34206 GENERAL MOTORS CO........ *W EXP 07/10/201 37045V126 72 9,254 SH Defined 9,254 GENERAL MTRS CO.......... *W EXP 07/10/201 37045V126 1216 60,000 SH Defined 60,000 GENERAL MOTORS CO........ *W EXP 07/10/201 37045V126 267 34206 SH Defined (1) 34206 Health Care REIT Inc..... COM 42217K106 97694 1791568 SH Defined (1)(2) 1412068 379500 HOWARD HUGHES CORP................... COM 44267D107 107095 2424618 SH Defined (3) 2424618 JP MORGAN CHASE & CO..................... COM 46625H100 24289 730500 SH Defined (1) 730500 KB Home.................. COM 48666K109 6009 894200 SH Defined (1)(2) 377200 517000 Kinder Morgan Management LLC......... SHS 49455U100 10125 128950 SH Defined (1)(2) 128950 MITEL NETWORKS CORP................... COM 60671Q104 1240 389800 SH Defined (1) 389800 NuStar Energy LP......... UNIT COM 67058H102 6527 115200 SH Defined (1)(2) 115200 Parkway Properties Inc/ Md..................... COM 70159Q104 10338 1048454 SH Defined (1)(2) 538700 509754 ProLogis................. COM 74340W103 118516 4145355 SH Defined (1)(2) 3446855 698500 Provident Energy Ltd..... COM 74386V100 3241 334500 SH Defined (1)(2) 334500 Public Storage........... COM 74460D109 168648 1254260 SH Defined (1)(2) 1044660 209600 Regency Energy Partners COM UNITS LP..................... L P 75885Y107 6993 281300 SH Defined (1)(2) 281300 SBA Communications Corp................... COM 78388J106 16226 377700 SH Defined (1)(2) 377700 SL Green Realty Corp..... COM 78440X101 82196 1233426 SH Defined (1)(2) 907343 326083 Starwood Hotels & Resorts Worl........... COM 85590A401 69432 1447400 SH Defined (1)(2) 1162200 285200 Targa Resources Partners LP..................... COM UNIT 87611X105 4440 119100 SH Defined (1)(2) 119100 Targa Resources Corp..... COM 87612G101 8268 203200 SH Defined (1)(2) 203200 Tesoro Logistics LP...... COM UNIT LP 88160T107 2902 88200 SH Defined (1)(2) 88200 TransCanada Corp......... COM 89353D107 34225 784803 SH Defined (1)(2) 784803 TRANSCANADA CORP......... COM 89353D107 393 9000 SH Defined 9000 Ventas Inc............... COM 92276F100 117140 2124792 SH Defined (1)(2) 1725929 398863 WINDSTREAM CORP.......... COM 97381W104 645 54900 SH Defined (1) 54900 BROOKFIELD INFRAST LP INT PARTNERS............... UNIT G16252101 1355 48930 SH Defined 48930 DIANA SHIPPING INC....... COM Y2066G104 374 50,000 SH Defined 50,000 DIANA CONTAINERSHIPS INC.................... COM Y2069P101 9 1627 SH Defined 1627