0001140361-20-021027.txt : 20200921 0001140361-20-021027.hdr.sgml : 20200921 20200921173754 ACCESSION NUMBER: 0001140361-20-021027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200528 FILED AS OF DATE: 20200921 DATE AS OF CHANGE: 20200921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187317 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: M5J2T3 FORMER NAME: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER NAME: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER NAME: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Partners Ltd CENTRAL INDEX KEY: 0001540229 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187318 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 416 956 5812 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Private Equity Inc. CENTRAL INDEX KEY: 0001685113 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187319 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: 181 BAY STREET, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 4163639491 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: 181 BAY STREET, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Private Equity Group Holdings LP CENTRAL INDEX KEY: 0001685157 STATE OF INCORPORATION: A2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187320 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 181 BAY STREET, SUITE CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 4163639491 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 181 BAY STREET, SUITE CITY: TORONTO STATE: A6 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Capital Partners Ltd. CENTRAL INDEX KEY: 0001685158 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187321 BUSINESS ADDRESS: STREET 1: CC/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 181 BAY STREET, SUITE CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 4163639491 MAIL ADDRESS: STREET 1: CC/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 181 BAY STREET, SUITE CITY: TORONTO STATE: A6 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment GP, LLC CENTRAL INDEX KEY: 0001703169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187322 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Titan Holdings LP CENTRAL INDEX KEY: 0001703170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187323 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Private Equity Direct Investments Holdings LP CENTRAL INDEX KEY: 0001703172 STATE OF INCORPORATION: A2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187324 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 181 BAY STREET STE 300 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 181 BAY STREET STE 300 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield US Inc. CENTRAL INDEX KEY: 0001768973 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187325 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 416-956-5188 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Holdings Canada Inc. CENTRAL INDEX KEY: 0001540230 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187326 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 416 956 5812 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 FORMER NAME: FORMER CONFORMED NAME: Brookfield Holdings Canada DATE OF NAME CHANGE: 20120123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vistra Corp. CENTRAL INDEX KEY: 0001692819 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 364833255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6555 SIERRA DRIVE CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 214-812-4600 MAIL ADDRESS: STREET 1: 6555 SIERRA DRIVE CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: Vistra Energy Corp. DATE OF NAME CHANGE: 20180201 FORMER COMPANY: FORMER CONFORMED NAME: Vistra Energy Corp DATE OF NAME CHANGE: 20161221 4 1 form4.xml FORM 4 X0306 4 2020-05-28 0001692819 Vistra Corp. VST 0001001085 BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 181 BAY STREET SUITE 300 PO BOX 762 NEW YORK NY 10281-1023 true See Remarks 0001540229 Partners Ltd BROOKFIELD PLACE 181 BAY STREET, SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA true See Remarks 0001685113 Brookfield Private Equity Inc. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA true See Remarks 0001685157 Brookfield Private Equity Group Holdings LP BROOKFIELD PLACE 181 BAY STREET, SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA true See Remarks 0001685158 Brookfield Capital Partners Ltd. C/O BROOKFIELD ASSET MANAGEMENT INC. 181 BAY ST, STE. 300 TORONTO A6 M5J2T3 ONTARIO, CANADA true See Remarks 0001703169 Titan Co-Investment GP, LLC BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true See Remarks 0001703170 Brookfield Titan Holdings LP BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true See Remarks 0001703172 Brookfield Private Equity Direct Investments Holdings LP BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true See Remarks 0001768973 Brookfield US Inc. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true See Remarks 0001540230 Brookfield Holdings Canada Inc. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA true See Remarks Common Stock, par value $0.01 per share 2020-05-28 4 J 0 566499 0 D 19288906 I See notes See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). See Exhibit 99.1 for text of footnote (5). See Exhibit 99.1 for text of footnote (6). See Exhibit 99.1 for text of footnote (7). See Exhibit 99.1 for text of footnote (8). See Exhibit 99.1 for text of footnote (9). Following the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, by and among Oaktree Capital Group, LLC ("OCG"), Brookfield Asset Management Inc. ("BAM") and other parties thereto (as reported in a Form 8-K filed by OCG on October 4, 2019), BAM and certain of its affiliates may be deemed to beneficially own securities of the Issuer held by OCG and certain of its affiliates, which beneficial ownership BAM and its affiliates disclaims except to the extent of their respective pecuniary interests therein. Due to the technical limitation on the number of reporting persons per filing, this filing is being made into two identical parts. This filing is part one of two. See Exhibit 99.2 for Joint Filer Information and Signatures incorporated herein by reference. By: See Signatures Included in Exhibit 99.2 2020-09-21 EX-99.1 2 brhc10015216_ex99-1.htm EXHIBIT 99.1
Exhibit 99.1

Name and Address of Reporting Person:
Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300 PO Box 762
 
Toronto, CAN M5J2T3
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [VST]
   
Date of Earliest Transaction Required to
  
be Reported (Month/Day/Year):
May 28, 2020

Footnotes to Form 4
 
(1)
This Form 4 is being jointly filed by and on behalf of each of the following persons (each a “Reporting Person”): Titan Co-Investment-MRS, L.P. (“Titan MRS”); Titan Co-Investment GP, LLC (“Titan Co-Invest”); Brookfield Asset Management (“BAM”); Partners Limited (“Partners”); Brookfield Private Equity Inc. (“BPE”); (Brookfield US Inc. (“BUSI); Brookfield Private Equity Holdings LLC (“BPEH”); Brookfield Private Equity Direct Investments Holdings LP (“BPE DIH”); Brookfield Private Equity Group Holdings LP (“BPEGH”); Brookfield Capital Partners Ltd. (“BCPL”); Brookfield Holdings Canada Inc. (“BHC”); Brookfield Private Funds Holdings Inc. (“BPFH”); Brookfield Canada Adviser, LP (“BCA”); and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. (“BAMPIC”).
 
(2)
Other than Titan MRS, the Reporting Persons do not themselves directly hold any shares of Common Stock, but are controlling entities of certain of the Investment Vehicles (as defined below).  The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
 
(3)
The Reporting Persons and the Investment Vehicles may be deemed to constitute a “group” within the meaning of Section 13(d)(3) of the Exchange Act.  Each of the Reporting Persons may be deemed to beneficially own the securities beneficially owned by the Investment Vehicles directly or indirectly controlled by it, but each disclaims beneficial ownership of such securities, except to the extent of such Reporting Person’s pecuniary interest therein.  In accordance with Instruction 4(b)(iv), the entire amount of the Common Stock held by the Investment Vehicles is reported herein.
 
(4)
Represents a pro rata distribution in kind of 566,499 shares of the Issuer’s common stock for no consideration by Titan Co-Investment-MRS, L.P. (Titan MRS”).
 
(5)
Represents: 6,625,154 shares of Common Stock owned by Titan Holdings, including 772,128 shares of Common Stock representing Titan Holdings’ interest in Longhorn Capital GS L.P. (“Longhorn”); 1,280 shares of Common Stock owned by Titan Co-Investment-RBS, L.P. (“Titan RBS”); 572,911 shares of Common Stock owned by Titan AC, including 130,445 shares of Common Stock representing Titan AC’s interest in Longhorn; 1,141 shares of Common Stock owned by Titan CN; 141,767 shares of Common Stock owned by Titan Co-Investment-DS, L.P. (“Titan DS”); including 1,929 shares of Common Stock representing Titan DS’s interest in Longhorn; 258,758 shares of Common Stock owned by Titan Co-Investment-FN, L.P. (“Titan FN”), including 35,374 shares of Common Stock representing Titan FN’s interest in Longhorn; 790 shares of Common Stock held directly by Titan Co-Investment-GLH, L.P. (“Titan GLH”); 751,104 shares of Common Stock owned by Titan HI, including 74,744 shares of Common Stock representing Titan HI’s interest in Longhorn; 669,021 shares of Common Stock owned by Titan Co-Investment-ICG, L.P. (“Titan ICG”), including 105,183 shares of Common Stock representing Titan ICG’s interest in Longhorn; 283,533 shares of Common Stock owned by Titan Co-Investment-LB, L.P. (“Titan LB”), including 3,858 shares of Common Stock representing Titan LB’s interest in Longhorn; 1,291 shares of Common Stock owned by Titan Co-Investment-MCG, L.P. (“Titan MCG”); 4,035 shares of Common Stock owned by Titan MRS (together with Titan AC, Titan CN, Titan DS, Titan FN, Titan GLH, Titan HI, Titan ICG, Titan LB, Titan MCG and Titan RBS, the “Titan Vehicles”); 4,505,400 shares of Common Stock owned by BCP Titan Aggregator, L.P. (“Aggregator”); 5,472,721 shares of Common Stock owned by BCP Titan Sub Aggregator, L.P. (“Sub Aggregator” and together with Aggregator, the “Aggregator Vehicles” and together with Titan Holdings and the Titan Vehicles, the “Investment Vehicles”), including 679,402 shares of Common Stock representing Sub Aggregator's interest in Longhorn.

1
(6)
Each of BPE DIH, as a limited partner of Titan Holdings, BPEGH, as a limited partner of Titan Holdings and each of the Titan Vehicles, BPE, as the general partner of BPE DIH and BPEGH, Titan Co-Invest, as the general partner of each of the Titan Vehicles, BPEH, as an shareholder of Titan Co-Invest, BUSI, as shareholder of BPE, BHC, as indirect shareholder of BUSI, BAM, as limited partner of BPE and shareholder of BHC, and Partners, as shareholder of BAM, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the shares of Common Stock directly beneficially owned by Titan Holdings and/or the Titan Vehicles.  Each of BPE DIH, BPEGH, BPE, Titan Co-Invest, BPEH, BUSI, BHC, BAM and Partners disclaims beneficial ownership of all shares of Common Stock that are beneficially owned by Titan Holdings and/or the Titan Vehicles, except to the extent of any indirect pecuniary interest therein.
 
(7)
Each of BCPL and BAMPIC, as indirect owners of Longhorn and the Aggregator Vehicles, BCA, as limited partner of BAMPIC, BPFH, as limited partner of BCA, BHC, as shareholder of BPFH, BAM, as shareholder of BHC, and Partners, as shareholder of BAM, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the shares of Common Stock directly beneficially owned by the Aggregator Vehicles or Longhorn. Each of BCPL, BAMPIC, BCA, BPFH, BHC, BAM and Partners disclaims beneficial ownership of all shares of Common Stock that are beneficially owned by the Aggregator Vehicles and/or Longhorn, except to the extent of any indirect pecuniary interest therein.
 
(8)
The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise, that the Reporting Persons are the beneficial owners of any securities reported herein.
 
(9)
Each of the Reporting Persons disclaims beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person’s pecuniary interest therein.


2
EX-99.2 3 brhc10015216_ex99-2.htm EXHIBIT 99.2
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Partners Limited
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported:
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

Signature:
    
 
/s/ Brian Lawson
  
     
 
Name:
Brian Lawson

     
 
Title:
President

     
Date:
September 21, 2020
  

1
Name of Joint Filer:
Brookfield Private Equity Inc.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

Signature:
/s/  A.J. Silber
  
     
 
Name:
A.J. Silber

     
 
Title:
Director
     
Date:
September 21, 2020
  

2
Name of Joint Filer:
Brookfield US Inc.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

Signature:
/s/ Kathy Sarpash
  
     
 
Name:
Kathy Sarpash
     
 
Title:
Secretary

     
Date:
September 21, 2020
  

3
Name of Joint Filer:
Brookfield Private Equity Direct Investments Holdings LP
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

 
By: Brookfield Private Equity Inc., its General Partner
     
Signature:
/s/ A.J. Silber
  
     
 
Name:
A.J. Silber

     
 
Title:
Director
     
Date:
September 21, 2020
  

4
Name of Joint Filer:
Brookfield Titan Holdings, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Luke Ricci
  
     
 
Name:
Luke Ricci

     
 
Title:
Director – Legal

     
Date:
September 21, 2020
  

5
Name of Joint Filer:
Titan Co-Investment GP, LLC
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

Signature:
/s/ Luke Ricci
  
     
 
Name:
Luke Ricci
     
 
Title:
Director – Legal
     
Date:
September 21, 2020
  

6
Name of Joint Filer:
Brookfield Private Equity Group Holdings LP
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

 
Brookfield Private Equity Group Holdings LP
     
 
By: Brookfield Private Equity Inc., its General Partner
     
Signature:
/s/ A.J. Silber
  
     
 
Name:
A.J. Silber

     
 
Title:
Director

     
Date:
September 21, 2020
  

7
Name of Joint Filer:
Brookfield Capital Partners Ltd.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

Signature:
/s/  A.J. Silber
  
     
 
Name:
A.J. Silber

     
 
Title:
Chairman of the Board

     
Date:
September 21, 2020
  

8
Name of Joint Filer:
Brookfield Holdings Canada Inc.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

 
Brookfield Holdings Canada Inc.
     
Signature:
/s/  Kathy Sarpash
  
     
 
Name:
Kathy Sarpash

     
 
Title:
Vice President and Secretary

     
Date:
September 21, 2020
  

9
Name of Joint Filer:
Brookfield Private Funds Holdings Inc.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

Signature:
/s/  Kathy Sarpash
  
     
 
Name:
Kathy Sarpash

     
 
Title:
Senior Vice President

     
Date:
September 21, 2020
  

10
Name of Joint Filer:
Brookfield Canada Adviser, LP
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

Signature:
/s/  Karly Dyck
  
     
 
Name:
Karly Dyck

     
 
Title:
Senior Vice President

     
     
Date:
September 21, 2020
  

11
Name of Joint Filer:
Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

 
By: Brookfield Private Funds Holdings Inc., its General Partner
     
Signature:
/s/  Karly Dyck
  
     
 
Name:
Karly Dyck

     
 
Title:
Senior Vice President

     
Date:
September 21, 2020
  

12
Name of Joint Filer:
Brookfield Asset Management Inc.
   
Address of Joint Filer:
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

Signature:
/s/  Jessica Diab
  
     
 
Name:
Jessica Diab
     
 
Title:
Vice President – Legal & Regulatory
     
Date:
September 21, 2020
  

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Name of Joint Filer:
Titan Co-Investment-MRS, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Earliest Transaction Required to be Reported
  
(Month/Day/Year):
5/28/2020
   
Designated Filer:
Brookfield Asset Management Inc.

 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Luke Ricci
  
     
 
Name:
Luke Ricci

     
 
Title:
Director – Legal

     
Date:
September 21, 2020
  


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