8-A12B 1 tm2122621d13_8a12b.htm 8-A12B

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

 

FORM 8-A

 

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

 

 

Brookfield Finance I (UK) plc
(Exact name of registrant as specified in its charter)
Brookfield Asset Management Inc.
(Exact name of registrant as specified in its charter)

 

 

 

England and Wales   Ontario, Canada
(State of incorporation or organization)   (State of incorporation or organization)
     
Not Applicable
(I.R.S. Employer Identification No.)
 
  Not Applicable
(I.R.S. Employer Identification No.)
 

 


Level 25, One Canada Square

London, United Kingdom, E14 5AA

 

Brookfield Place, 181 Bay Street

Suite 300, P.O. Box 762

Toronto, Ontario, M5J 2T3

(Address of principal executive offices, including zip code)   (Address of principal executive offices, including zip code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be so registered

 

Name of each exchange on which
each class is to be registered

2.340% Senior Notes due 2032 (and the guarantee related thereto)   The New York Stock Exchange

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-249132 and 333-249134-03

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Brookfield Finance I (UK) plc (the “Issuer”) and Brookfield Asset Management Inc. (“Brookfield”) filed with the Securities and Exchange Commission (the “SEC”) a prospectus supplement dated July 21, 2021 (the “Prospectus Supplement”) to a short-form base shelf prospectus dated October 6, 2020 (the “Base Prospectus”), relating to securities to be registered hereunder included in the Issuer’s and Brookfield’s joint Registration Statement on Form F-10 and F-3 (File Nos. 333-249132 and 333-249134-03), which became effective on October 7, 2020.

 

Item 1.Description of Registrant’s Securities to be Registered.

 

The Issuer and Brookfield are registering hereunder $600,000,000 in aggregate principal amount of the Issuer’s 2.340% Notes due 2032 (the “Notes”). The Notes will be fully and unconditionally guaranteed as to payment of principal, premium (if any) and interest and certain other amounts by Brookfield. For a description of the Notes, reference is made to the information under the heading “Description of Debt Securities” of the Base Prospectus, as supplemented by the information under the heading “Description of the 2032 Notes” in the Prospectus Supplement. Such information is incorporated herein by reference and made a part of this registration statement in its entirety. The Notes will be governed by the Indenture dated July 26, 2021, as amended and supplemented by the First Supplemental Indenture, dated July 26, 2021, by and among the Issuer, Brookfield, Computershare Trust Company of Canada, as Canadian trustee and Computershare Trust Company, N.A., as U.S. trustee, copies of which are incorporated by reference herein.

 

Item 2.Exhibits.

 

Exhibit Number   Description
     
4.1   Indenture, dated July 26, 2021, by and among Brookfield Asset Management Inc., as guarantor, Brookfield Finance I (UK) plc, as issuer, Computershare Trust Company of Canada, as Canadian trustee and Computershare Trust Company, N.A., as U.S. trustee (filed as Exhibit 99.1 to Brookfield Asset Management Inc.’s Form 6-K on July 26, 2021)
     
4.2   First Supplemental Indenture, dated July 26, 2021, by and among Brookfield Asset Management Inc., as guarantor, Brookfield Finance I (UK) plc, as issuer, Computershare Trust Company of Canada, as Canadian trustee and Computershare Trust Company, N.A., as U.S. trustee (filed as Exhibit 99.2 to Brookfield Asset Management Inc.’s Form 6-K on July 26, 2021)
     
4.3   Form of 2.340% Notes (included in Exhibit 99.2 to Brookfield Asset Management Inc.’s Form 6-K filed on July 26, 2021)

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: July 26, 2021 BROOKFIELD FINANCE I (UK) PLC
   
  By: /s/ Connor Teskey
    Name: Connor Teskey
    Title: Director
     
  By: /s/ Philippa Elder
    Name: Philippa Elder
    Title: Director
     
  BROOKFIELD ASSET MANAGEMENT INC.
   
  By: /s/ Thomas Corbett
    Name: Thomas Corbett
    Title: Managing Director