0000950123-22-012148.txt : 20221114
0000950123-22-012148.hdr.sgml : 20221114
20221114145948
ACCESSION NUMBER: 0000950123-22-012148
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 221384114
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001001085
XXXXXXXX
09-30-2022
09-30-2022
false
BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
M5J2T3
13F COMBINATION REPORT
028-14349
028-05050
Oaktree Capital Management, L.P.
028-21340
Oaktree Fund Advisors, LLC
N
Ronald Fisher-Dayn
MANAGING DIRECTOR, LEGAL & REGULATORY
212.978.1763
/s/ Ronald Fisher-Dayn
NY
NY
11-14-2022
7
627
27038576
true
1
028-13826
Brookfield Public Securities Group LLC
2
028-20008
Brookfield BHS Advisors LLC
3
028-16270
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
4
028-16296
Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC
5
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC
6
028-17298
Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC
7
028-21426
Brookfield Asset Management Reinsurance Advisor LLC
INFORMATION TABLE
2
18898.xml
INFORMATION TABLE FOR FORM 13F
AGREE RLTY CORP
COM
008492100
59252
876765
SH
DFND
1
648458
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
41943
299186
SH
DFND
1
222746
0
0
AMEREN CORP
COM
023608102
123270
1530348
SH
DFND
1
367216
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
129928
1502927
SH
DFND
1
481343
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
71876
2190660
SH
DFND
1
1638161
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
99002
461119
SH
DFND
1
418016
0
0
AMERICOLD REALTY TRUST INC
COM
03064D108
69032
2806161
SH
DFND
1
2104168
0
0
ARCHAEA ENERGY INC
COM CL A
03940F103
6041
335400
SH
DFND
1
335400
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
16266
618461
SH
DFND
1
618461
0
0
BLOOM ENERGY CORP
COM CL A
093712107
10396
520050
SH
DFND
1
520050
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
1731
100582
SH
DFND
1
0
0
0
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
170
10291
SH
DFND
1
0
0
0
CENTERPOINT ENERGY INC
COM
15189T107
195856
6950172
SH
DFND
1
2920848
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
282637
1703554
SH
DFND
1
1422542
10521
0
CHINDATA GROUP HLDGS LTD
ADS
16955F107
226
28000
SH
DFND
1
28000
0
0
CLEARWAY ENERGY INC
CL C
18539C204
17938
563202
SH
DFND
1
563202
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
34847
1254839
SH
DFND
1
1237633
17022
0
CROWN CASTLE INC
COM
22822V101
173697
1201637
SH
DFND
1
1025263
0
0
CSX CORP
COM
126408103
25755
966784
SH
DFND
1
813514
0
0
CUBESMART
COM
229663109
24366
608226
SH
DFND
1
448773
0
0
DIGITAL RLTY TR INC
COM
253868103
102379
1032250
SH
DFND
1
780450
0
0
DOMINION ENERGY INC
COM
25746U109
182307
2637922
SH
DFND
1
1229677
0
0
DOUGLAS EMMETT INC
COM
25960P109
583
32500
SH
DFND
1
32500
0
0
DT MIDSTREAM INC
COMMON STOCK
23345M107
40716
784667
SH
DFND
1
773972
10579
0
DUKE REALTY CORP
COM NEW
264411505
1609
33385
SH
DFND
1
33385
0
0
EMERALD HOLDING INC
COM
29103W104
2024
598819
SH
DFND
1
598819
0
0
ENBRIDGE INC
COM
29250N105
60293
1625151
SH
DFND
1
1598123
23737
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
157901
14315566
SH
DFND
1
13651335
125102
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
9233
1256220
SH
DFND
1
1229265
26655
0
ENPHASE ENERGY INC
COM
29355A107
14234
51300
SH
DFND
1
51300
0
0
ENTERGY CORP NEW
COM
29364G103
176939
1758313
SH
DFND
1
718476
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
97412
4096400
SH
DFND
1
4037134
53725
0
EPR PPTYS
COM SH BEN INT
26884U109
32539
907387
SH
DFND
1
650657
0
0
EPR PPTYS
PFD C CV 5.75%
26884U208
2352
136091
SH
DFND
1
111794
0
0
EPR PPTYS
CONV PFD 9% SR E
26884U307
298
11600
SH
DFND
1
11600
0
0
EQUINIX INC
COM
29444U700
28289
49731
SH
DFND
1
38691
0
0
EQUITRANS MIDSTREAM CORP
COM
294600101
99578
13312554
SH
DFND
1
12358527
75954
0
EQUITY COMWLTH
6.5% CNV PFD D
294628201
2479
94708
SH
DFND
1
74978
0
0
ESSENTIAL UTILS INC
COM
29670G102
48816
1179689
SH
DFND
1
220560
0
0
ESSEX PPTY TR INC
COM
297178105
63216
260975
SH
DFND
1
192154
0
0
EVERSOURCE ENERGY
COM
30040W108
119484
1532636
SH
DFND
1
856443
0
0
EXELON CORP
COM
30161N101
15356
409920
SH
DFND
1
409920
0
0
FEDERAL RLTY INVT TR NEW
SH BEN INT NEW
313745101
31609
350746
SH
DFND
1
249187
0
0
FIRST INDL RLTY TR INC
COM
32054K103
10006
223300
SH
DFND
1
223300
0
0
FIRSTENERGY CORP
COM
337932107
158084
4272544
SH
DFND
1
1627684
0
0
HEALTHPEAK PROPERTIES INC
COM
42250P103
55208
2408719
SH
DFND
1
1793819
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
1238
155183
SH
DFND
1
155183
0
0
HIGHWOODS PPTYS INC
COM
431284108
33189
1231051
SH
DFND
1
911511
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
48261
3039127
SH
DFND
1
2247723
0
0
INVITATION HOMES INC
COM
46187W107
49697
1471631
SH
DFND
1
1079781
0
0
ITRON INC
COM
465741106
7731
183601
SH
DFND
1
183601
0
0
KILROY RLTY CORP
COM
49427F108
18792
446259
SH
DFND
1
333987
0
0
KINDER MORGAN INC DEL
COM
49456B101
5140
308885
SH
DFND
1
308885
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
46809
2718279
SH
DFND
1
2059631
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
50200
1056619
SH
DFND
1
1041868
14590
0
MELCO RESORTS AND ENTMNT LTD
ADR
585464100
445
67100
SH
DFND
1
67100
0
0
MID-AMER APT CMNTYS INC
COM
59522J103
83663
539517
SH
DFND
1
399352
0
0
MPLX LP
COM UNIT REP LTD
55336V100
112511
3749123
SH
DFND
1
3626441
38559
0
NEXTERA ENERGY INC
COM
65339F101
98915
1261511
SH
DFND
1
1103231
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
8611
119090
SH
DFND
1
119090
0
0
NISOURCE INC
COM
65473P105
147358
5849858
SH
DFND
1
2601626
0
0
ONEOK INC NEW
COM
682680103
64453
1257868
SH
DFND
1
1220054
11085
0
OUTFRONT MEDIA INC
COM
69007J106
1091
71810
SH
DFND
1
71810
0
0
PARK HOTELS & RESORTS INC
COM
700517105
816
72485
SH
DFND
1
72485
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
878
60509
SH
DFND
1
60509
0
0
PEMBINA PIPELINE CORP
COM
706327103
5524
181899
SH
DFND
1
159759
21910
0
PG&E CORP
COM
69331C108
201556
16124458
SH
DFND
1
7548699
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
72793
6919438
SH
DFND
1
6819419
87886
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
43538
3990628
SH
DFND
1
3615228
0
0
PROLOGIS INC.
COM
74340W103
132635
1305466
SH
DFND
1
972519
0
0
PUBLIC STORAGE
COM
74460D109
119370
407670
SH
DFND
1
303139
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
97699
1737494
SH
DFND
1
438628
0
0
REALTY INCOME CORP
COM
756109104
8199
140880
SH
DFND
1
140880
0
0
REXFORD INDL RLTY INC
COM
76169C100
45312
871389
SH
DFND
1
630119
0
0
RPT REALTY
7.25 PFD D CONV
74971D200
1981
45197
SH
DFND
1
35847
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
29590
402088
SH
DFND
1
318038
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
82191
288743
SH
DFND
1
258023
0
0
SEMPRA
COM
816851109
57436
383057
SH
DFND
1
335435
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
43289
482328
SH
DFND
1
356694
0
0
SOUTHWEST GAS HLDGS INC
COM
844895102
71784
1029156
SH
DFND
1
319270
0
0
SUN CMNTYS INC
COM
866674104
39377
290967
SH
DFND
1
217798
0
0
SUNRUN INC
COM
86771W105
11509
417140
SH
DFND
1
417140
0
0
TARGA RES CORP
COM
87612G101
145854
2417196
SH
DFND
1
2295369
20712
0
TC ENERGY CORP
COM
87807B107
56944
1413361
SH
DFND
1
1392596
17970
0
UDR INC
COM
902653104
84853
2034365
SH
DFND
1
1493499
0
0
VENTAS INC
COM
92276F100
62899
1565809
SH
DFND
1
1153359
0
0
VICI PPTYS INC
COM
925652109
65403
2191059
SH
DFND
1
1623357
0
0
WASTE MGMT INC DEL
COM
94106L109
13108
81820
SH
DFND
1
81820
0
0
WELLTOWER INC
COM
95040Q104
65901
1024580
SH
DFND
1
756069
0
0
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
74428
2958191
SH
DFND
1
2916075
37043
0
WILLIAMS COS INC
COM
969457100
116724
4076986
SH
DFND
1
3443426
45503
0
XCEL ENERGY INC
COM
98389B100
160360
2505631
SH
DFND
1
1138552
0
0
XYLEM INC
COM
98419M100
5079
58141
SH
DFND
1
58141
0
0
ABBVIE INC
COM
00287Y109
20970
156251
SH
DFND
2
156251
0
0
ABIOMED INC
COM
003654100
1606
6537
SH
DFND
2
6537
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
3345
45000
SH
DFND
2
45000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
5204
70000
SH
Put
DFND
2
70000
0
0
AEROVIRONMENT INC
COM
008073108
2229
26742
SH
DFND
2
26742
0
0
AFLAC INC
COM
001055102
9595
170736
SH
DFND
2
170736
0
0
AGCO CORP
COM
001084102
3989
41474
SH
DFND
2
41474
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
7370
60635
SH
DFND
2
60635
0
0
AIR PRODS & CHEMS INC
COM
009158106
9818
42186
SH
DFND
2
42186
0
0
AIRBNB INC
COM CL A
009066101
8575
81632
SH
DFND
2
81632
0
0
ALBERTSONS COS INC
COMMON STOCK
013091103
3614
145383
SH
DFND
2
145383
0
0
ALCON AG
ORD SHS
H01301128
5328
91582
SH
DFND
2
91582
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
355
4433
SH
DFND
2
4433
0
0
ALLEGHANY CORP MD
COM
017175100
9359
11150
SH
DFND
2
11150
0
0
ALLEGION PLC
ORD SHS
G0176J109
4510
50289
SH
DFND
2
50289
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
2521
165516
SH
DFND
2
165516
0
0
ALLSTATE CORP
COM
020002101
3362
26998
SH
DFND
2
26998
0
0
ALPHABET INC
CAP STK CL A
02079K305
3082
32224
SH
DFND
2
32224
0
0
ALTICE USA INC
CL A
02156K103
147
25226
SH
DFND
2
25226
0
0
ALTIMETER GROWTH CORP 2
COM CL A
G0371B109
991
100000
SH
DFND
2
100000
0
0
ALTUS POWER INC
COM CL A
02217A102
2477
225000
SH
DFND
2
225000
0
0
AMAZON COM INC
COM
023135106
22452
198692
SH
DFND
2
198692
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
191
15000
SH
Call
DFND
2
15000
0
0
AMERICAN EXPRESS CO
COM
025816109
11350
84129
SH
DFND
2
84129
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
10300
83784
SH
DFND
2
83784
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
12590
265169
SH
DFND
2
265169
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1216
5664
SH
DFND
2
5664
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
1167
111751
SH
DFND
2
111751
0
0
AMPHENOL CORP NEW
CL A
032095101
6470
96620
SH
DFND
2
96620
0
0
ANNALY CAPITAL MANAGEMENT IN
COM NE
035710839
9611
560085
SH
DFND
2
560085
0
0
ANSYS INC
COM
03662Q105
3522
15888
SH
DFND
2
15888
0
0
AON PLC
SHS CL A
G0403H108
8635
32237
SH
DFND
2
32237
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
4114
60230
SH
DFND
2
60230
0
0
APOLLO GLOBAL MGMT INC
COM
03769M106
2078
44687
SH
DFND
2
44687
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
15341
336859
SH
DFND
2
336859
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
6482
80567
SH
DFND
2
80567
0
0
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
5577
90020
SH
DFND
2
90020
0
0
ARGENX SE
SPONSORED ADR
04016X101
12833
36350
SH
DFND
2
36350
0
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
2117
109926
SH
DFND
2
109926
0
0
ARISTA NETWORKS INC
COM
040413106
3560
31533
SH
DFND
2
31533
0
0
ASCENDIS PHARMA A/S
SPONSORED ADR
04351P101
4656
45086
SH
DFND
2
45086
0
0
ASSOCIATED BANC CORP
COM
045487105
7599
378423
SH
DFND
2
378423
0
0
ASSURED GUARANTY LTD
COM
G0585R106
3767
77744
SH
DFND
2
77744
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
7472
136247
SH
DFND
2
136247
0
0
AT&T INC
COM
00206R102
690
44949
SH
DFND
2
44949
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
6690
70000
SH
DFND
2
70000
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
803
8400
SH
Put
DFND
2
8400
0
0
ATLASSIAN CORP PLC
CL A
G06242104
210
999
SH
DFND
2
999
0
0
AUSTERLITZ ACQUISITION CORP
*W EXP 02/19/202
G0633D125
5
50000
SH
DFND
2
50000
0
0
AUSTERLITZ ACQUISITION CORP
*W EXP 02/19/202
G0633U127
4
37500
SH
DFND
2
37500
0
0
AUSTERLITZ ACQUISITION CORP
COM CL A
G0633U101
1472
150000
SH
DFND
2
150000
0
0
AUSTERLITZ ACQUISITION CORP
SHS CL A
G0633D109
1962
200000
SH
DFND
2
200000
0
0
AUTOZONE INC
COM
053332102
4449
2077
SH
DFND
2
2077
0
0
AVALARA INC
COM
05338G106
5508
60000
SH
DFND
2
60000
0
0
AVALONBAY CMNTYS INC
COM
053484101
1128
6126
SH
DFND
2
6126
0
0
AVANTOR INC
COM
05352A100
2337
119241
SH
DFND
2
119241
0
0
AVERY DENNISON CORP
COM
053611109
7341
45118
SH
DFND
2
45118
0
0
AXONICS INC
COM
05465P101
1012
14373
SH
DFND
2
14373
0
0
BANK NEW YORK MELLON CORP
COM
064058100
13943
361959
SH
DFND
2
361959
0
0
BANK OZK
COM
06417N103
5000
126384
SH
DFND
2
126384
0
0
BATH & BODY WORKS INC
COM
070830104
5045
154764
SH
DFND
2
154764
0
0
BAXTER INTL INC
COM
071813109
14469
268636
SH
DFND
2
268636
0
0
BELDEN INC
COM
077454106
263
4375
SH
DFND
2
4375
0
0
BELLRING BRANDS INC
COMMON STOCK
07831C103
6349
308052
SH
DFND
2
308052
0
0
BENSON HILL INC
*W EXP 09/29/202
082490111
10
25000
SH
DFND
2
25000
0
0
BERKLEY W R CORP
COM
084423102
15749
243863
SH
DFND
2
243863
0
0
BERKSHIRE GREY INC
*W EXP 07/21/202
084656115
9
50000
SH
DFND
2
50000
0
0
BILL COM HLDGS INC
COM
090043100
6107
46134
SH
DFND
2
46134
0
0
BIOGEN INC
COM
09062X103
7061
26446
SH
DFND
2
26446
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
12403
146315
SH
DFND
2
146315
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
9385
128891
SH
DFND
2
128891
0
0
BLACKBAUD INC
COM
09227Q100
2375
53893
SH
DFND
2
53893
0
0
BLOCK INC
CL A
852234103
8656
157405
SH
DFND
2
157405
0
0
BLOOM ENERGY CORP
COM CL A
093712107
1748
87425
SH
DFND
2
87425
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
4030
61165
SH
DFND
2
61165
0
0
BOOKING HOLDINGS INC
COM
09857L108
3244
1974
SH
DFND
2
1974
0
0
BOOT BARN HLDGS INC
COM
099406100
2896
49542
SH
DFND
2
49542
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
14120
364564
SH
DFND
2
364564
0
0
BOWLERO CORP
CL A COM
10258P102
756
61412
SH
DFND
2
61412
0
0
BROADCOM INC
COM
11135F101
1705
3840
SH
DFND
2
3840
0
0
BROWN & BROWN INC
COM
115236101
20220
334325
SH
DFND
2
334325
0
0
BRP GROUP INC
COM CL A
05589G102
5529
209817
SH
DFND
2
209817
0
0
BRUKER CORP
COM
116794108
8363
157623
SH
DFND
2
157623
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
938
15917
SH
DFND
2
15917
0
0
BUNGE LIMITED
COM
G16962105
4451
53906
SH
DFND
2
53906
0
0
BURLINGTON STORES INC
COM
122017106
3887
34738
SH
DFND
2
34738
0
0
BWX TECHNOLOGIES INC
COM
05605H100
4574
90801
SH
DFND
2
90801
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
2261
70083
SH
DFND
2
70083
0
0
CARLISLE COS INC
COM
142339100
8051
28711
SH
DFND
2
28711
0
0
CARLYLE GROUP INC
COM
14316J108
3196
123691
SH
DFND
2
123691
0
0
CARTERS INC
COM
146229109
1497
22848
SH
DFND
2
22848
0
0
CASEYS GEN STORES INC
COM
147528103
969
4785
SH
DFND
2
4785
0
0
CATALENT INC
COM
148806102
1049
14493
SH
DFND
2
14493
0
0
CATERPILLAR INC
COM
149123101
1562
9517
SH
DFND
2
9517
0
0
CBRE GROUP INC
CL A
12504L109
2843
42113
SH
DFND
2
42113
0
0
CENTENE CORP DEL
COM
15135B101
3234
41557
SH
DFND
2
41557
0
0
CHARLES RIV LABS INTL INC
COM
159864107
9856
50082
SH
DFND
2
50082
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
4761
42497
SH
DFND
2
42497
0
0
CHEESECAKE FACTORY INC
COM
163072101
2171
74144
SH
DFND
2
74144
0
0
CHEMED CORP NEW
COM
16359R103
2647
6063
SH
DFND
2
6063
0
0
CHUBB LIMITED
COM
H1467J104
30200
166044
SH
DFND
2
166044
0
0
CHURCHILL CAPITAL CORP VI
*W EXP 02/17/202
17143W119
3
20000
SH
DFND
2
20000
0
0
CHURCHILL CAPITAL CORP VI
COM CL A
17143W101
983
100000
SH
DFND
2
100000
0
0
CIGNA CORP NEW
COM
125523100
16658
60036
SH
DFND
2
60036
0
0
CINCINNATI FINL CORP
COM
172062101
2169
24217
SH
DFND
2
24217
0
0
CITIZENS FINL GROUP INC
COM
174610105
21761
633320
SH
DFND
2
633320
0
0
CITRIX SYS INC
COM
177376100
5974
57500
SH
DFND
2
57500
0
0
CLEARWATER ANALYTICS HLDGS I
CL A
185123106
6522
388465
SH
DFND
2
388465
0
0
CME GROUP INC
COM
12572Q105
8330
47027
SH
DFND
2
47027
0
0
CNA FINL CORP
COM
126117100
959
25987
SH
DFND
2
25987
0
0
COMCAST CORP NEW
CL A
20030N101
6026
205467
SH
DFND
2
205467
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
5800
25251
SH
DFND
2
25251
0
0
COPART INC
COM
217204106
2123
19951
SH
DFND
2
19951
0
0
CORE & MAIN INC
CL A
21874C102
2070
91029
SH
DFND
2
91029
0
0
COREBRIDGE FINL INC
COM
21871X109
13207
670769
SH
DFND
2
670769
0
0
CORTEVA INC
COM
22052L104
8720
152579
SH
DFND
2
152579
0
0
COVETRUS INC
COM
22304C100
2714
130000
SH
DFND
2
130000
0
0
COWEN INC
CL A NEW
223622606
3671
95000
SH
DFND
2
95000
0
0
CRESCENT ENERGY COMPANY
CL A COM
44952J104
3434
254918
SH
DFND
2
254918
0
0
CROCS INC
COM
227046109
1181
17200
SH
DFND
2
17200
0
0
CROWN CASTLE INC
COM
22822V101
1206
8342
SH
DFND
2
8342
0
0
CULLEN FROST BANKERS INC
COM
229899109
10762
81393
SH
DFND
2
81393
0
0
CUMMINS INC
COM
231021106
7769
38174
SH
DFND
2
38174
0
0
CUTERA INC
COM
232109108
1894
41525
SH
DFND
2
41525
0
0
CVS HEALTH CORP
COM
126650100
3767
39504
SH
DFND
2
39504
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
2166
14443
SH
DFND
2
14443
0
0
CYTEK BIOSCIENCES INC
COM
23285D109
987
67084
SH
DFND
2
67084
0
0
CYTOKINETICS INC
COM NEW
23282W605
4839
99866
SH
DFND
2
99866
0
0
DARDEN RESTAURANTS INC
COM
237194105
3666
29025
SH
DFND
2
29025
0
0
DATADOG INC
CL A COM
23804L103
2874
32371
SH
DFND
2
32371
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
1330
71874
SH
DFND
2
71874
0
0
DECKERS OUTDOOR CORP
COM
243537107
7459
23859
SH
DFND
2
23859
0
0
DEERE & CO
COM
244199105
9932
29746
SH
DFND
2
29746
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1906
67910
SH
DFND
2
67910
0
0
DEXCOM INC
COM
252131107
7424
92180
SH
DFND
2
92180
0
0
DICKS SPORTING GOODS INC
COM
253393102
13846
132319
SH
DFND
2
132319
0
0
DISCOVER FINL SVCS
COM
254709108
13766
151405
SH
DFND
2
151405
0
0
DISH NETWORK CORPORATION
CL A
25470M109
487
35193
SH
DFND
2
35193
0
0
DISNEY WALT CO
COM
254687106
1748
18529
SH
DFND
2
18529
0
0
DOLLAR GEN CORP NEW
COM
256677105
10069
41980
SH
DFND
2
41980
0
0
DOMINOS PIZZA INC
COM
25754A201
6735
21711
SH
DFND
2
21711
0
0
DOORDASH INC
CL A
25809K105
2288
46263
SH
DFND
2
46263
0
0
DOUBLEVERIFY HLDGS INC
COM
25862V105
378
13838
SH
DFND
2
13838
0
0
DOVER CORP
COM
260003108
5077
43547
SH
DFND
2
43547
0
0
DRAFTKINGS INC NEW
COM CL A
26142V105
2287
151026
SH
DFND
2
151026
0
0
DRIVEN BRANDS HLDGS INC
COM
26210V102
8559
305884
SH
DFND
2
305884
0
0
DUCKHORN PORTFOLIO INC
COM
26414D106
3608
250000
SH
DFND
2
250000
0
0
DUKE REALTY CORP
COM NEW
264411505
3615
75000
SH
DFND
2
75000
0
0
DXC TECHNOLOGY CO
COM
23355L106
2170
88641
SH
DFND
2
88641
0
0
E L F BEAUTY INC
COM
26856L103
1740
46252
SH
DFND
2
46252
0
0
EAST WEST BANCORP INC
COM
27579R104
5267
78445
SH
DFND
2
78445
0
0
EATON CORP PLC
SHS
G29183103
9834
73737
SH
DFND
2
73737
0
0
EBAY INC.
COM
278642103
971
26368
SH
DFND
2
26368
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
2722
32940
SH
DFND
2
32940
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
2728
219827
SH
DFND
2
219827
0
0
EMERSON ELEC CO
COM
291011104
1618
22103
SH
DFND
2
22103
0
0
ENDEAVOR GROUP HLDGS INC
CL A COM
29260Y109
2102
103771
SH
DFND
2
103771
0
0
ENOVIS CORPORATION
COM
194014502
3186
69160
SH
DFND
2
69160
0
0
ENVISTA HOLDINGS CORPORATION
COM
29415F104
7288
222113
SH
DFND
2
222113
0
0
ESSENT GROUP LTD
COM
G3198U102
2508
71931
SH
DFND
2
71931
0
0
ESTABLISHMENT LABS HLDGS INC
COM
G31249108
1235
22619
SH
DFND
2
22619
0
0
ETSY INC
COM
29786A106
6772
67632
SH
DFND
2
67632
0
0
EVERBRIDGE INC
COM
29978A104
1718
55623
SH
DFND
2
55623
0
0
EVERCORE INC
CLASS A
29977A105
7054
85760
SH
DFND
2
85760
0
0
EVOLENT HEALTH INC
CL A
30050B101
2892
80479
SH
DFND
2
80479
0
0
EXELIXIS INC
COM
30161Q104
6751
430542
SH
DFND
2
430542
0
0
EXELON CORP
COM
30161N101
2156
57553
SH
DFND
2
57553
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
1794
19146
SH
DFND
2
19146
0
0
FERRARI N V
COM
N3167Y103
3506
18656
SH
DFND
2
18656
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
7769
214618
SH
DFND
2
214618
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
14860
196644
SH
DFND
2
196644
0
0
FIFTH THIRD BANCORP
COM
316773100
20738
648882
SH
DFND
2
648882
0
0
FIFTH WALL ACQUISITN CORP II
CLASS A ORD SHS
G34142102
2460
250000
SH
DFND
2
250000
0
0
FIGS INC
CL A
30260D103
367
44442
SH
DFND
2
44442
0
0
FINTECH ACQUISITION CORP V
COM CL A
31810Q107
770
77329
SH
DFND
2
77329
0
0
FIRST ADVANTAGE CORP NEW
COM
31846B108
2566
200000
SH
DFND
2
200000
0
0
FIRST HORIZON CORPORATION
COM
320517105
8072
352480
SH
DFND
2
352480
0
0
FIRST HORIZON CORPORATION
COM
320517105
3799
165900
SH
Put
DFND
2
165900
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
2453
60786
SH
DFND
2
60786
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
1498
11478
SH
DFND
2
11478
0
0
FIRST WATCH RESTAURANT GROUP
COM
33748L101
2912
201100
SH
DFND
2
201100
0
0
FIRSTENERGY CORP
COM
337932107
2331
63007
SH
DFND
2
63007
0
0
FIVE BELOW INC
COM
33829M101
2563
18619
SH
DFND
2
18619
0
0
FIVE9 INC
COM
338307101
1444
19257
SH
DFND
2
19257
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
2899
86789
SH
DFND
2
86789
0
0
FORMA THERAPEUTICS HLDGS INC
SHS
34633R104
2994
150100
SH
DFND
2
150100
0
0
FORMA THERAPEUTICS HLDGS INC
SHS
34633R104
561
28100
SH
Call
DFND
2
28100
0
0
FORTIVE CORP
COM
34959J108
4364
74846
SH
DFND
2
74846
0
0
FOX CORP
CL A COM
35137L105
4486
146211
SH
DFND
2
146211
0
0
FRONTIER COMMUNICATIONS PARE
COM
35909D109
273
11664
SH
DFND
2
11664
0
0
G SQUARED ASCEND I INC
*W EXP 02/01/202
G4204R117
3
40000
SH
DFND
2
40000
0
0
G SQUARED ASCEND I INC
SHS CL A
G4204R109
1985
200000
SH
DFND
2
200000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
13595
79400
SH
DFND
2
79400
0
0
GENERAC HLDGS INC
COM
368736104
2966
16652
SH
DFND
2
16652
0
0
GENERAL MTRS CO
COM
37045V100
533
16624
SH
DFND
2
16624
0
0
GFL ENVIRONMENTAL INC
SUB VTG SHS
36168Q104
1016
40159
SH
DFND
2
40159
0
0
GILEAD SCIENCES INC
COM
375558103
18516
300148
SH
DFND
2
300148
0
0
GITLAB INC
CLASS A COM
37637K108
2165
42266
SH
DFND
2
42266
0
0
GLACIER BANCORP INC NEW
COM
37637Q105
2139
43546
SH
DFND
2
43546
0
0
GLOBE LIFE INC
COM
37959E102
6112
61308
SH
DFND
2
61308
0
0
GODADDY INC
CL A
380237107
509
7176
SH
DFND
2
7176
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
31750
108344
SH
DFND
2
108344
0
0
GRID DYNAMICS HLDGS INC
CL A
39813G109
3122
166665
SH
DFND
2
166665
0
0
GRIFFON CORP
COM
398433102
1695
57418
SH
DFND
2
57418
0
0
GROCERY OUTLET HLDG CORP
COM
39874R101
2791
83826
SH
DFND
2
83826
0
0
GSK PLC
SPONSORED AD
37733W204
1011
34336
SH
DFND
2
34336
0
0
GUARDANT HEALTH INC
COM
40131M109
1611
29927
SH
DFND
2
29927
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
3148
68726
SH
DFND
2
68726
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
17833
287900
SH
DFND
2
287900
0
0
HCA HEALTHCARE INC
COM
40412C101
6462
35162
SH
DFND
2
35162
0
0
HEALTH ASSURN ACQUISITION CO
*W EXP 11/12/202
42226W117
2
62500
SH
DFND
2
62500
0
0
HEALTH ASSURN ACQUISITION CO
COM CL A
42226W109
1747
175000
SH
DFND
2
175000
0
0
HEALTHEQUITY INC
COM
42226A107
3499
52095
SH
DFND
2
52095
0
0
HEICO CORP NEW
COM
422806109
4124
28642
SH
DFND
2
28642
0
0
HERSHEY CO
COM
427866108
11295
51232
SH
DFND
2
51232
0
0
HEXCEL CORP NEW
COM
428291108
3182
61524
SH
DFND
2
61524
0
0
HILLENBRAND INC
COM
431571108
2540
69162
SH
DFND
2
69162
0
0
HILLTOP HOLDINGS INC
COM
432748101
2471
99430
SH
DFND
2
99430
0
0
HIRERIGHT HOLDINGS CORPORATI
COM
433537107
3052
200000
SH
DFND
2
200000
0
0
HOME DEPOT INC
COM
437076102
16269
58960
SH
DFND
2
58960
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
5321
85973
SH
DFND
2
85973
0
0
HUBBELL INC
COM
443510607
1981
8883
SH
DFND
2
8883
0
0
HUBSPOT INC
COM
443573100
3774
13970
SH
DFND
2
13970
0
0
HUMANA INC
COM
444859102
8971
18489
SH
DFND
2
18489
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
22802
1730012
SH
DFND
2
1730012
0
0
HUNTSMAN CORP
COM
447011107
2945
120000
SH
DFND
2
120000
0
0
HYATT HOTELS CORP
COM CL A
448579102
8802
108715
SH
DFND
2
108715
0
0
IAC INC
COM NEW
44891N208
525
9483
SH
DFND
2
9483
0
0
IDEXX LABS INC
COM
45168D104
869
2668
SH
DFND
2
2668
0
0
ILLUMINA INC
COM
452327109
3435
18004
SH
DFND
2
18004
0
0
IMAX CORP
COM
45245E109
1002
70998
SH
DFND
2
70998
0
0
INMODE LTD
SHS
M5425M103
2540
87254
SH
DFND
2
87254
0
0
INSPIRE MED SYS INC
COM
457730109
1274
7182
SH
DFND
2
7182
0
0
INSTRUCTURE HLDGS INC
COM
457790103
1075
48259
SH
DFND
2
48259
0
0
INTEGRAL AD SCIENCE HLDNG CO
COM
45828L108
1592
219904
SH
DFND
2
219904
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
2681
29672
SH
DFND
2
29672
0
0
INTRA-CELLULAR THERAPIES INC
COM
46116X101
2269
48762
SH
DFND
2
48762
0
0
INTUIT
COM
461202103
6270
16187
SH
DFND
2
16187
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
7138
38083
SH
DFND
2
38083
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
7786
29134
SH
DFND
2
29134
0
0
IRON MTN INC DEL
COM
46284V101
418
9512
SH
DFND
2
9512
0
0
ISHARES TR
20 YR TR BD ETF
464287432
9276
90542
SH
DFND
2
90542
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
3570
50000
SH
Put
DFND
2
50000
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
12813
157366
SH
DFND
2
157366
0
0
IVERIC BIO INC
COM
46583P102
3895
217126
SH
DFND
2
217126
0
0
JABIL INC
COM
466313103
3618
62689
SH
DFND
2
62689
0
0
JAMES RIV GROUP LTD
COM
G5005R107
373
16349
SH
DFND
2
16349
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
1224
9186
SH
DFND
2
9186
0
0
JD.COM INC
SPON ADR CL A
47215P106
237
4710
SH
DFND
2
4710
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
6043
204834
SH
DFND
2
204834
0
0
JOHNSON & JOHNSON
COM
478160104
3611
22102
SH
DFND
2
22102
0
0
JPMORGAN CHASE & CO
COM
46625H100
32451
310532
SH
DFND
2
310532
0
0
KARUNA THERAPEUTICS INC
COM
48576A100
783
3483
SH
DFND
2
3483
0
0
KELLOGG CO
COM
487836108
4923
70665
SH
DFND
2
70665
0
0
KEMPER CORP
COM
488401100
5529
133998
SH
DFND
2
133998
0
0
KHOSLA VENTURES ACQUISITION
CL A
482504107
980
100000
SH
DFND
2
100000
0
0
KHOSLA VENTURES ACQUT CO III
COM CL A
482506102
978
100000
SH
DFND
2
100000
0
0
KINSALE CAP GROUP INC
COM
49714P108
1942
7604
SH
DFND
2
7604
0
0
KKR & CO INC
COM
48251W104
6231
144916
SH
DFND
2
144916
0
0
KROGER CO
COM
501044101
945
21603
SH
DFND
2
21603
0
0
L CATTERTON ASIA ACQUISITION
*W EXP 03/08/202
G5346G117
2
50000
SH
DFND
2
50000
0
0
L CATTERTON ASIA ACQUISITION
CLASS A ORD SHS
G5346G125
1487
150000
SH
DFND
2
150000
0
0
LAUDER ESTEE COS INC
CL A
518439104
6950
32191
SH
DFND
2
32191
0
0
LENNAR CORP
CL A
526057104
12227
164006
SH
DFND
2
164006
0
0
LEVI STRAUSS & CO NEW
CL A COM STK
52736R102
3360
232178
SH
DFND
2
232178
0
0
LIBERTY MEDIA ACQUISITION CO
*W EXP 99/99/999
53073L112
0
20000
SH
DFND
2
20000
0
0
LIBERTY MEDIA ACQUISITION CO
COM SR A
53073L104
1458
146704
SH
DFND
2
146704
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
509
13371
SH
DFND
2
13371
0
0
LILLY ELI & CO
COM
532457108
2769
8565
SH
DFND
2
8565
0
0
LINCOLN NATL CORP IND
COM
534187109
7012
159686
SH
DFND
2
159686
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
4656
61845
SH
DFND
2
61845
0
0
M & T BK CORP
COM
55261F104
25199
142916
SH
DFND
2
142916
0
0
M/I HOMES INC
COM
55305B101
3642
100516
SH
DFND
2
100516
0
0
MACYS INC
COM
55616P104
3865
246645
SH
DFND
2
246645
0
0
MADISON SQUARE GRDN SPRT COR
CL A
55825T103
492
3597
SH
DFND
2
3597
0
0
MARAVAI LIFESCIENCES HLDGS I
COM CL A
56600D107
12109
474322
SH
DFND
2
474322
0
0
MARRIOTT INTL INC NEW
CL A
571903202
14069
100391
SH
DFND
2
100391
0
0
MARVELL TECHNOLOGY INC
COM
573874104
988
23023
SH
DFND
2
23023
0
0
MASCO CORP
COM
574599106
2983
63891
SH
DFND
2
63891
0
0
MASIMO CORP
COM
574795100
5085
36026
SH
DFND
2
36026
0
0
MASTEC INC
COM
576323109
799
12577
SH
DFND
2
12577
0
0
MATCH GROUP INC NEW
COM
57667L107
1750
36655
SH
DFND
2
36655
0
0
MATTEL INC
COM
577081102
1947
102815
SH
DFND
2
102815
0
0
MCDONALDS CORP
COM
580135101
1572
6814
SH
DFND
2
6814
0
0
MCKESSON CORP
COM
58155Q103
9598
28239
SH
DFND
2
28239
0
0
MEDTRONIC PLC
SHS
G5960L103
23043
285359
SH
DFND
2
285359
0
0
MERCK & CO INC
COM
58933Y105
9731
112989
SH
DFND
2
112989
0
0
MERCURY GENL CORP NEW
COM
589400100
2960
104138
SH
DFND
2
104138
0
0
MERITAGE HOMES CORP
COM
59001A102
2952
42011
SH
DFND
2
42011
0
0
META PLATFORMS INC
CL A
30303M102
3025
22296
SH
DFND
2
22296
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
4627
4268
SH
DFND
2
4268
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
3767
61723
SH
DFND
2
61723
0
0
MICROSOFT CORP
COM
594918104
12540
53844
SH
DFND
2
53844
0
0
MODERNA INC
COM
60770K107
1239
10476
SH
DFND
2
10476
0
0
MONDAY COM LTD
SHS
M7S64H106
2911
25686
SH
DFND
2
25686
0
0
MONGODB INC
CL A
60937P106
3374
16991
SH
DFND
2
16991
0
0
MOODYS CORP
COM
615369105
5004
20582
SH
DFND
2
20582
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
433
1935
SH
DFND
2
1935
0
0
MSC INDL DIRECT INC
CL A
553530106
3235
44433
SH
DFND
2
44433
0
0
NASDAQ INC
COM
631103108
3939
69488
SH
DFND
2
69488
0
0
NATERA INC
COM
632307104
458
10456
SH
DFND
2
10456
0
0
NCINO INC
COM
63947X101
2304
67536
SH
DFND
2
67536
0
0
NETFLIX INC
COM
64110L106
2366
10048
SH
DFND
2
10048
0
0
NEXTERA ENERGY INC
COM
65339F101
4567
58242
SH
DFND
2
58242
0
0
NEXTGEN HEALTHCARE INC
COM
65343C102
5562
314222
SH
DFND
2
314222
0
0
NORTHROP GRUMMAN CORP
COM
666807102
11076
23550
SH
DFND
2
23550
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
14879
195744
SH
DFND
2
195744
0
0
NUTRIEN LTD
COM
67077M108
5483
65763
SH
DFND
2
65763
0
0
NVIDIA CORPORATION
COM
67066G104
1355
11161
SH
DFND
2
11161
0
0
NVR INC
COM
62944T105
5981
1500
SH
DFND
2
1500
0
0
OAK STR HEALTH INC
COM
67181A107
6069
247504
SH
DFND
2
247504
0
0
OLD NATL BANCORP IND
COM
680033107
1581
95981
SH
DFND
2
95981
0
0
OLD REP INTL CORP
COM
680223104
8857
423157
SH
DFND
2
423157
0
0
OLIN CORP
COM PAR $1
680665205
387
9020
SH
DFND
2
9020
0
0
OLLIES BARGAIN OUTLET HLDGS
COM
681116109
1453
28156
SH
DFND
2
28156
0
0
OMNICOM GROUP INC
COM
681919106
2546
40357
SH
DFND
2
40357
0
0
ON HLDG AG
NAMEN AKT A
H5919C104
3210
200000
SH
DFND
2
200000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
1545
24780
SH
DFND
2
24780
0
0
OPEN LENDING CORP
COM CL A
68373J104
1564
194496
SH
DFND
2
194496
0
0
OPENDOOR TECHNOLOGIES INC
COM
683712103
2589
832540
SH
DFND
2
832540
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
10154
14436
SH
DFND
2
14436
0
0
OUTFRONT MEDIA INC
COM
69007J106
1240
81600
SH
DFND
2
81600
0
0
OVERSTOCK COM INC DEL
COM
690370101
1075
44144
SH
DFND
2
44144
0
0
OWENS & MINOR INC NEW
COM
690732102
799
33139
SH
DFND
2
33139
0
0
PACCAR INC
COM
693718108
2689
32133
SH
DFND
2
32133
0
0
PACKAGING CORP AMER
COM
695156109
7793
69402
SH
DFND
2
69402
0
0
PALO ALTO NETWORKS INC
COM
697435105
7765
47410
SH
DFND
2
47410
0
0
PATRIA INVESTMENTS LIMITED
COM CL A
G69451105
2086
159839
SH
DFND
2
159839
0
0
PAYCOR HCM INC
COM
70435P102
2169
73367
SH
DFND
2
73367
0
0
PAYPAL HLDGS INC
COM
70450Y103
12565
145989
SH
DFND
2
145989
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
3860
89975
SH
DFND
2
89975
0
0
PENUMBRA INC
COM
70975L107
2427
12800
SH
DFND
2
12800
0
0
PEPSICO INC
COM
713448108
13573
83138
SH
DFND
2
83138
0
0
PERFORMANCE FOOD GROUP CO
COM
71377A103
5900
137366
SH
DFND
2
137366
0
0
PERIPHAS CAPITAL PARTNERING
*W EXP 12/10/202
713895118
5
20000
SH
DFND
2
20000
0
0
PERRIGO CO PLC
SHS
G97822103
13584
380937
SH
DFND
2
380937
0
0
PG&E CORP
COM
69331C108
1600
127994
SH
DFND
2
127994
0
0
PING IDENTITY HLDG CORP
COM
72341T103
3901
138981
SH
DFND
2
138981
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
2716
33494
SH
DFND
2
33494
0
0
PINTEREST INC
CL A
72352L106
4899
210267
SH
DFND
2
210267
0
0
PINTEREST INC
CL A
72352L106
466
20000
SH
Call
DFND
2
20000
0
0
PJT PARTNERS INC
COM CL A
69343T107
3157
47246
SH
DFND
2
47246
0
0
PLANET FITNESS INC
CL A
72703H101
3690
63998
SH
DFND
2
63998
0
0
POPULAR INC
COM NEW
733174700
7437
103202
SH
DFND
2
103202
0
0
PREMIER INC
CL A
74051N102
1959
57706
SH
DFND
2
57706
0
0
PRICE T ROWE GROUP INC
COM
74144T108
7824
74509
SH
DFND
2
74509
0
0
PRIVIA HEALTH GROUP INC
COM
74276R102
3538
103864
SH
DFND
2
103864
0
0
PROASSURANCE CORP
COM
74267C106
2448
125451
SH
DFND
2
125451
0
0
PROCEPT BIOROBOTICS CORP
COM
74276L105
1825
44016
SH
DFND
2
44016
0
0
PROFRAC HLDG CORP
CLASS A COM
74319N100
2762
181582
SH
DFND
2
181582
0
0
PROGRESSIVE CORP
COM
743315103
12907
111063
SH
DFND
2
111063
0
0
PRUDENTIAL FINL INC
COM
744320102
13876
161762
SH
DFND
2
161762
0
0
PTC THERAPEUTICS INC
COM
69366J200
3450
68735
SH
DFND
2
68735
0
0
PULTE GROUP INC
COM
745867101
7987
212976
SH
DFND
2
212976
0
0
PURE STORAGE INC
CL A
74624M102
418
15275
SH
DFND
2
15275
0
0
QIAGEN NV
SHS NEW
N72482123
3628
87034
SH
DFND
2
87034
0
0
QORVO INC
COM
74736K101
2536
31941
SH
DFND
2
31941
0
0
QUANTA SVCS INC
COM
74762E102
2605
20446
SH
DFND
2
20446
0
0
QUIDELORTHO CORP
COM
219798105
2276
31837
SH
DFND
2
31837
0
0
R1 RCM INC
COM
77634L105
7143
385502
SH
DFND
2
385502
0
0
RADIAN GROUP INC
COM
750236101
1568
81291
SH
DFND
2
81291
0
0
RALPH LAUREN CORP
CL A
751212101
5583
65733
SH
DFND
2
65733
0
0
RAYMOND JAMES FINL INC
COM
754730109
16181
163745
SH
DFND
2
163745
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
3917
47852
SH
DFND
2
47852
0
0
RBC BEARINGS INC
COM
75524B104
3799
18279
SH
DFND
2
18279
0
0
REGAL REXNORD CORPORATION
COM
758750103
2813
20044
SH
DFND
2
20044
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
10350
15025
SH
DFND
2
15025
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
14708
732837
SH
DFND
2
732837
0
0
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
9070
72089
SH
DFND
2
72089
0
0
RELMADA THERAPEUTICS INC
COM
75955J402
437
11812
SH
DFND
2
11812
0
0
REPUBLIC SVCS INC
COM
760759100
12118
89074
SH
DFND
2
89074
0
0
RESMED INC
COM
761152107
6114
28008
SH
DFND
2
28008
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
3195
60073
SH
DFND
2
60073
0
0
REVANCE THERAPEUTICS INC
COM
761330109
3357
124347
SH
DFND
2
124347
0
0
RH
COM
74967X103
2388
9705
SH
DFND
2
9705
0
0
RITHM CAPITAL CORP
COM NEW
64828T201
1098
150000
SH
DFND
2
150000
0
0
RLI CORP
COM
749607107
3028
29577
SH
DFND
2
29577
0
0
ROBINHOOD MKTS INC
COM CL A
770700102
1071
106039
SH
DFND
2
106039
0
0
ROBLOX CORP
CL A
771049103
704
19632
SH
DFND
2
19632
0
0
ROCKWELL AUTOMATION INC
COM
773903109
2927
13609
SH
DFND
2
13609
0
0
ROGERS CORP
COM
775133101
3725
15400
SH
Call
DFND
2
15400
0
0
ROSS STORES INC
COM
778296103
24547
291291
SH
DFND
2
291291
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
3411
90009
SH
DFND
2
90009
0
0
RPM INTL INC
COM
749685103
5695
68360
SH
DFND
2
68360
0
0
RUNWAY GROWTH FINANCE CORP
COM
78163D100
853
75000
SH
DFND
2
75000
0
0
RYAN SPECIALTY HOLDINGS INC
CL A
78351F107
8306
204474
SH
DFND
2
204474
0
0
SALESFORCE INC
COM
79466L302
2292
15931
SH
DFND
2
15931
0
0
SANOFI
SPONSORED ADR
80105N105
863
22688
SH
DFND
2
22688
0
0
SCHWAB CHARLES CORP
COM
808513105
23893
332447
SH
DFND
2
332447
0
0
SEAWORLD ENTMT INC
COM
81282V100
2203
48396
SH
DFND
2
48396
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
7118
58776
SH
DFND
2
58776
0
0
SELECTIVE INS GROUP INC
COM
816300107
11611
142639
SH
DFND
2
142639
0
0
SEMANTIX INC
*W EXP 08/03/202
G6332A114
9
75000
SH
DFND
2
75000
0
0
SERVICENOW INC
COM
81762P102
7694
20375
SH
DFND
2
20375
0
0
SHAKE SHACK INC
CL A
819047101
4695
104376
SH
DFND
2
104376
0
0
SHERWIN WILLIAMS CO
COM
824348106
4458
21773
SH
DFND
2
21773
0
0
SHIFT4 PMTS INC
CL A
82452J109
7231
162101
SH
DFND
2
162101
0
0
SHOCKWAVE MED INC
COM
82489T104
1183
4253
SH
DFND
2
4253
0
0
SHOPIFY INC
CL A
82509L107
578
21460
SH
DFND
2
21460
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
5121
33914
SH
DFND
2
33914
0
0
SIGNIFY HEALTH INC
CL A COM
82671G100
1749
60000
SH
DFND
2
60000
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
1565
24000
SH
DFND
2
24000
0
0
SMARTSHEET INC
COM CL A
83200N103
4984
145061
SH
DFND
2
145061
0
0
SMUCKER J M CO
COM NEW
832696405
13034
94853
SH
DFND
2
94853
0
0
SNAP INC
CL A
83304A106
3947
401944
SH
DFND
2
401944
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
*W EXP 09/26/202
G82514111
0
37500
SH
DFND
2
37500
0
0
SOUTHWEST AIRLS CO
COM
844741108
2193
71118
SH
DFND
2
71118
0
0
SOVOS BRANDS INC
COM
84612U107
4065
285471
SH
DFND
2
285471
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
3162
11007
SH
DFND
2
11007
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6444
18042
SH
DFND
2
18042
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
71436
200000
SH
Put
DFND
2
200000
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
46790
116491
SH
DFND
2
116491
0
0
SPDR SER TR
S&P REGL BKG
78464A698
5770
97992
SH
DFND
2
97992
0
0
SPLUNK INC
COM
848637104
5345
71081
SH
DFND
2
71081
0
0
STARBUCKS CORP
COM
855244109
10603
125838
SH
DFND
2
125838
0
0
STARRY GROUP HOLDINGS INC
*W EXP 03/29/202
85572U110
5
41666
SH
DFND
2
41666
0
0
STATE STR CORP
COM
857477103
8112
133404
SH
DFND
2
133404
0
0
STERLING CHECK CORP
COM
85917T109
2117
120000
SH
DFND
2
120000
0
0
STORE CAP CORP
COM
862121100
1567
50000
SH
DFND
2
50000
0
0
STRYKER CORPORATION
COM
863667101
4142
20449
SH
DFND
2
20449
0
0
SUN LIFE FINANCIAL INC.
COM
866796105
15422
388265
SH
DFND
2
388265
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
2208
100000
SH
DFND
2
100000
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
460
13589
SH
DFND
2
13589
0
0
SVF INVESTMENT CORP
CL A SHS
G8601L102
996
100000
SH
DFND
2
100000
0
0
SWITCH INC
CL A
87105L104
4885
145000
SH
DFND
2
145000
0
0
SYNEOS HEALTH INC
CL A
87166B102
2491
52823
SH
DFND
2
52823
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
2400
35000
SH
Put
DFND
2
35000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
1993
18287
SH
DFND
2
18287
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
2592
54160
SH
DFND
2
54160
0
0
TAPESTRY INC
COM
876030107
3366
118413
SH
DFND
2
118413
0
0
TARGET CORP
COM
87612E106
10574
71260
SH
DFND
2
71260
0
0
TASKUS INC
CLASS A COM
87652V109
2415
150000
SH
DFND
2
150000
0
0
TEGNA INC
COM
87901J105
1861
90000
SH
DFND
2
90000
0
0
TEMPUR SEALY INTL INC
COM
88023U101
3763
155897
SH
DFND
2
155897
0
0
TENABLE HLDGS INC
COM
88025T102
1200
34478
SH
DFND
2
34478
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
1770
34325
SH
DFND
2
34325
0
0
TERADYNE INC
COM
880770102
1063
14149
SH
DFND
2
14149
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
3243
54940
SH
DFND
2
54940
0
0
TEXAS ROADHOUSE INC
COM
882681109
1376
15768
SH
DFND
2
15768
0
0
TEXTRON INC
COM
883203101
1980
33984
SH
DFND
2
33984
0
0
TG THERAPEUTICS INC
COM
88322Q108
1763
297843
SH
DFND
2
297843
0
0
THE TRADE DESK INC
COM CL A
88339J105
244
4092
SH
DFND
2
4092
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
15239
30046
SH
DFND
2
30046
0
0
THOUGHTWORKS HOLDING INC
COM
88546E105
3355
319868
SH
DFND
2
319868
0
0
TJX COS INC NEW
COM
872540109
6828
109916
SH
DFND
2
109916
0
0
T-MOBILE US INC
COM
872590104
6818
50815
SH
DFND
2
50815
0
0
TOAST INC
CL A
888787108
1919
114785
SH
DFND
2
114785
0
0
TOLL BROTHERS INC
COM
889478103
7616
181327
SH
DFND
2
181327
0
0
TOPGOLF CALLAWAY BRANDS CORP
COM
131193104
2171
112698
SH
DFND
2
112698
0
0
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
3076
70000
SH
DFND
2
70000
0
0
TRACTOR SUPPLY CO
COM
892356106
8151
43849
SH
DFND
2
43849
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
8868
61238
SH
DFND
2
61238
0
0
TRANSMEDICS GROUP INC
COM
89377M109
424
10148
SH
DFND
2
10148
0
0
TRANSUNION
COM
89400J107
2008
33760
SH
DFND
2
33760
0
0
TREEHOUSE FOODS INC
COM
89469A104
2563
60426
SH
DFND
2
60426
0
0
TRIP COM GROUP LTD
ADS
89677Q107
499
18274
SH
DFND
2
18274
0
0
TWITTER INC
COM
90184L102
5809
132500
SH
DFND
2
132500
0
0
TWITTER INC
COM
90184L102
3069
70000
SH
Call
DFND
2
70000
0
0
TWITTER INC
COM
90184L102
7891
180000
SH
Put
DFND
2
180000
0
0
UBER TECHNOLOGIES INC
COM
90353T100
7028
265194
SH
DFND
2
265194
0
0
ULTA BEAUTY INC
COM
90384S303
3418
8519
SH
DFND
2
8519
0
0
UNITED RENTALS INC
COM
911363109
2707
10020
SH
DFND
2
10020
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
5828
27834
SH
DFND
2
27834
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
21529
42629
SH
DFND
2
42629
0
0
UNITY SOFTWARE INC
COM
91332U101
2572
80717
SH
DFND
2
80717
0
0
UNUM GROUP
COM
91529Y106
7684
198042
SH
DFND
2
198042
0
0
USHG ACQUISITION CORP
COM CL A
91748P100
2463
250000
SH
DFND
2
250000
0
0
UWM HOLDINGS CORPORATION
COM CL A
91823B109
499
170253
SH
DFND
2
170253
0
0
VANECK ETF TRUST
OIL SERVICES ETF
92189H607
3354
15880
SH
DFND
2
15880
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
12748
159012
SH
DFND
2
159012
0
0
VELO3D INC
*W EXP 09/29/202
92259N112
20
25000
SH
DFND
2
25000
0
0
VERISIGN INC
COM
92343E102
503
2894
SH
DFND
2
2894
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2100
55319
SH
DFND
2
55319
0
0
VIATRIS INC
COM
92556V106
9587
1125250
SH
DFND
2
1125250
0
0
VIRTU FINL INC
CL A
928254101
2233
107506
SH
DFND
2
107506
0
0
VISA INC
COM CL A
92826C839
19762
111239
SH
DFND
2
111239
0
0
VMWARE INC
CL A COM
928563402
6388
60000
SH
DFND
2
60000
0
0
VONTIER CORPORATION
COM
928881101
886
52997
SH
DFND
2
52997
0
0
VOYA FINANCIAL INC
COM
929089100
9283
153442
SH
DFND
2
153442
0
0
VULCAN MATLS CO
COM
929160109
7082
44907
SH
DFND
2
44907
0
0
VY GLOBAL GROWTH
*W EXP 01/30/20
G9444H118
0
40000
SH
DFND
2
40000
0
0
VY GLOBAL GROWTH
COM CL A
G9444H100
1505
150000
SH
DFND
2
150000
0
0
WALMART INC
COM
931142103
30932
238486
SH
DFND
2
238486
0
0
WARNER MUSIC GROUP CORP
COM CL A
934550203
1693
72960
SH
DFND
2
72960
0
0
WASTE MGMT INC DEL
COM
94106L109
2629
16407
SH
DFND
2
16407
0
0
WATERS CORP
COM
941848103
10241
37997
SH
DFND
2
37997
0
0
WEBSTER FINL CORP
COM
947890109
8762
193841
SH
DFND
2
193841
0
0
WELLS FARGO CO NEW
COM
949746101
22095
549361
SH
DFND
2
549361
0
0
WENDYS CO
COM
95058W100
2852
152580
SH
DFND
2
152580
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
1047
4256
SH
DFND
2
4256
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
5139
3944
SH
DFND
2
3944
0
0
WINGSTOP INC
COM
974155103
2728
21750
SH
DFND
2
21750
0
0
WINTRUST FINL CORP
COM
97650W108
7513
92132
SH
DFND
2
92132
0
0
WORKDAY INC
CL A
98138H101
2091
13734
SH
DFND
2
13734
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
867
12355
SH
DFND
2
12355
0
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
1179
19217
SH
DFND
2
19217
0
0
XYLEM INC
COM
98419M100
6776
77567
SH
DFND
2
77567
0
0
YAMANA GOLD INC
COM
98462Y100
453
100000
SH
DFND
2
100000
0
0
YUM BRANDS INC
COM
988498101
522
4908
SH
DFND
2
4908
0
0
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
4124
15738
SH
DFND
2
15738
0
0
ZILLOW GROUP INC
CL A
98954M101
392
13707
SH
DFND
2
13707
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
13118
125474
SH
DFND
2
125474
0
0
ZIONS BANCORPORATION N A
COM
989701107
17459
343285
SH
DFND
2
343285
0
0
ZOETIS INC
CL A
98978V103
1551
10462
SH
DFND
2
10462
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
3975
54009
SH
DFND
2
54009
0
0
ZOOMINFO TECHNOLOGIES INC
COMMON STOCK
98980F104
8942
214651
SH
DFND
2
214651
0
0
ZSCALER INC
COM
98980G102
315
1914
SH
DFND
2
1914
0
0
ZYMEWORKS INC
COM
98985W102
1252
203652
SH
DFND
2
203652
0
0
BROOKFIELD ASSET MANAGEMENT IN
COMMON STOCK
112585104
25
617
SH
DFND
3
0
0
0
MACK-CALI REALTY CORP
REIT
554489104
20395
1793768
SH
DFND
3
0
0
0
PARAMOUNT GROUP INC
REIT
69924R108
28642
4597450
SH
DFND
3
0
0
0
PROCORE TECHNOLOGIES INC
COMMON STOCK
74275K108
10485
211907
SH
DFND
3
0
0
0
VORNADO REALTY TRUST
REIT
929042109
216718
9357436
SH
DFND
3
0
0
0
XENIA HOTELS & RESORTS INC
REIT
984017103
9287
673446
SH
DFND
3
0
0
0
CHENIERE ENERGY PARTNERS LP
Partnership Shares
16411Q101
5422463
101620376
SH
DFND
5
0
0
0
TRANSALTA CORP
COMMON STOCK
89346D107
312977
35448330
SH
DFND
5
0
0
0
GRAFTECH INTERNATIONAL LTD
COMMON STOCK
384313508
275100
63828253
SH
DFND
6
0
0
0
MIDDLEBY CORP/THE
COMMON STOCK
596278101
264535
2063942
SH
DFND
6
0
0
0
VISTRA CORP
COMMON STOCK
92840M102
310185
14770709
SH
DFND
6
0
0
0
ALIBABA GROUP HOLDING LTD
EQTY
01609W102
186306
2329115
SH
DFND
7
0
0
0
AMERICAN EQUITY INVESTMENT LIF
EQTY
025676206
592395
15886163
SH
DFND
7
0
0
0
ALIBABA GROUP HOLDING LTD
Depositary Receipt
01609W102
15548
194375
SH
SOLE
0
0
0
AT&T INC
COMMON STOCK
00206R102
3359
219000
SH
SOLE
0
0
0
BROOKFIELD ASSET MANAGEMENT IN
COMMON STOCK
112585104
5329435
130335896
SH
SOLE
0
0
0
BROOKFIELD BUSINESS CORP
COMMON STOCK
11259V106
1061928
47992611
SH
SOLE
0
0
0
BROOKFIELD BUSINESS PARTNERS L
Partnership Shares
G16234109
511403
26279715
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE CORP
COMMON STOCK
11275Q107
529621
13012789
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE PART
Partnership Shares
G16252101
13443
374467
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE CORP
COMMON STOCK
11284V105
1462755
44813835
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE PARTNERS
Partnership Shares
G16258108
2151857
68749416
SH
SOLE
0
0
0
ISHARES 0-5 YEAR HIGH YIELD CO
Mutual Fund
46434V407
9638
241302
SH
SOLE
0
0
0
ISHARES IBOXX $ INVESTMENT GRA
Mutual Fund
464287242
3741
36515
SH
SOLE
0
0
0
LATCH INC
COMMON STOCK
51818V106
4514
4733715
SH
SOLE
0
0
0
MPLX LP
Partnership Shares
55336V100
4817
160500
SH
SOLE
0
0
0