0000950123-21-011596.txt : 20210817
0000950123-21-011596.hdr.sgml : 20210817
20210816174600
ACCESSION NUMBER: 0000950123-21-011596
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210817
DATE AS OF CHANGE: 20210816
EFFECTIVENESS DATE: 20210817
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 211180163
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001001085
XXXXXXXX
06-30-2021
06-30-2021
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BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
M5J2T3
13F COMBINATION REPORT
028-14349
028-05050
Oaktree Capital Management, L.P.
028-21340
Oaktree Fund Advisors, LLC
N
Ronald Fisher-Dayn
MANAGING DIRECTOR, LEGAL & REGULATORY
212.978.1763
/s/ Ronald Fisher-Dayn
NY
NY
08-16-2021
6
542
20841906
true
1
028-13826
Brookfield Public Securities Group LLC
2
028-20008
Brookfield BHS Advisors LLC
3
028-16270
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
4
028-16296
Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC
5
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC
6
028-17298
Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC
INFORMATION TABLE
2
5779.xml
INFORMATION TABLE FOR FORM 13F
AGREE RLTY CORP
COM
008492100
75238
1067363
SH
DFND
1
887463
0
179900
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
49974
274674
SH
DFND
1
227974
0
46700
ALLETE INC
COM NEW
018522300
67122
959158
SH
DFND
1
0
0
959158
AMEREN CORP
COM
023608102
10797
134889
SH
DFND
1
26140
0
108749
AMERICAN ELEC PWR CO INC
COM
025537101
127887
1511850
SH
DFND
1
727408
0
784442
AMERICAN HOMES 4 RENT
CL A
02665T306
52927
1362344
SH
DFND
1
1129385
0
232959
AMERICAN TOWER CORP NEW
COM
03027X100
83270
308248
SH
DFND
1
277045
0
31203
AMERICAN WTR WKS CO INC NEW
COM
030420103
82842
537481
SH
DFND
1
485831
0
51650
AMERICOLD RLTY TR
COM
03064D108
38442
1015644
SH
DFND
1
867550
0
148094
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
542
35500
SH
DFND
1
35500
0
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103869
2993
656300
SH
DFND
1
656300
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
21516
578081
SH
DFND
1
578081
0
0
AZURE PWR GLOBAL LTD
SHS
V0393H103
7516
279200
SH
DFND
1
279200
0
0
BLOOM ENERGY CORP
COM CL A
093712107
6090
226662
SH
DFND
1
226662
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
2203
100582
SH
DFND
1
0
0
100582
CAMDEN PPTY TR
SH BEN INT
133131102
133830
1008740
SH
DFND
1
834567
0
174173
CANADIAN PAC RY LTD
COM
13645T100
44038
573250
SH
DFND
1
485500
0
87750
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
137
10291
SH
DFND
1
0
0
10291
CENTERPOINT ENERGY INC
COM
15189T107
147163
6001750
SH
DFND
1
2202350
0
3799400
CHENIERE ENERGY INC
COM NEW
16411R208
179724
2071989
SH
DFND
1
1761493
15627
294869
CLEARWAY ENERGY INC
CL A
18539C105
10754
426400
SH
DFND
1
426400
0
0
CMS ENERGY CORP
COM
125896100
117113
1982272
SH
DFND
1
564974
0
1417298
CROWN CASTLE INTL CORP NEW
COM
22822V101
238718
1223565
SH
DFND
1
1078179
0
145386
CSX CORP
COM
126408103
56555
1762950
SH
DFND
1
1501200
0
261750
CYRUSONE INC
COM
23283R100
84981
1188216
SH
DFND
1
979946
0
208270
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
47986
1563559
SH
DFND
1
1369073
17531
176955
DOMINION ENERGY INC
COM
25746U109
1722
23400
SH
DFND
1
23400
0
0
DOUGLAS EMMETT INC
COM
25960P109
84784
2521836
SH
DFND
1
2094779
0
427057
DUKE ENERGY CORP NEW
COM NEW
26441C204
138862
1406628
SH
DFND
1
434162
0
972466
EMERALD HOLDING INC
COM
29103W104
1869
346691
SH
DFND
1
346691
0
0
ENBRIDGE INC
COM
29250N105
133674
3338503
SH
DFND
1
2916707
40062
381734
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
167885
15793478
SH
DFND
1
13750959
147030
1895489
ENPHASE ENERGY INC
COM
29355A107
13350
72700
SH
DFND
1
72700
0
0
ENTERGY CORP NEW
COM
29364G103
124157
1245308
SH
DFND
1
466445
0
778863
ENTERPRISE PRODS PARTNERS L
COM
293792107
121611
5039815
SH
DFND
1
4454117
55192
530506
ENVIVA PARTNERS LP
COM UNIT
29414J107
13571
258945
SH
DFND
1
258945
0
0
EPR PPTYS
COM SH BEN INT
26884U109
31449
596973
SH
DFND
1
490468
0
106505
EQUINIX INC
COM
29444U700
33478
41712
SH
DFND
1
41712
0
0
EQUITRANS MIDSTREAM CORP
COM
294600101
91691
10774500
SH
DFND
1
9477769
118634
1178097
ESSENTIAL UTILS INC
COM
29670G102
10796
236230
SH
DFND
1
236230
0
0
ESSEX PPTY TR INC
COM
297178105
133274
444232
SH
DFND
1
364746
0
79486
EVERGY INC
COM
30034W106
138761
2296222
SH
DFND
1
887722
0
1408500
EVERSOURCE ENERGY
COM
30040W108
11881
148070
SH
DFND
1
148070
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
39731
242529
SH
DFND
1
213129
0
29400
FEDERAL RLTY INVT TR
SH BEN INT NEW
313747206
50253
428886
SH
DFND
1
361486
0
67400
FIRSTENERGY CORP
COM
337932107
187841
5048128
SH
DFND
1
2236916
0
2811212
FORTIS INC
COM
349553107
8779
198515
SH
DFND
1
198515
0
0
HEALTHPEAK PROPERTIES INC
COM
42250P103
97057
2915510
SH
DFND
1
2429810
0
485700
HESS MIDSTREAM LP
CL A SHS
428103105
10725
424742
SH
DFND
1
424742
0
0
HIGHWOODS PPTYS INC
COM
431284108
146800
3249938
SH
DFND
1
2697238
0
552700
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
12477
551340
SH
DFND
1
551340
0
0
INVITATION HOMES INC
COM
46187W107
102312
2743682
SH
DFND
1
2253682
0
490000
ITRON INC
COM
465741106
10493
104951
SH
DFND
1
104951
0
0
KINDER MORGAN INC DEL
COM
49456B101
122331
6710437
SH
DFND
1
5931462
73572
705403
MACERICH CO
COM
554382101
14060
770400
SH
DFND
1
770400
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
70657
1444641
SH
DFND
1
1268768
15657
160216
MID-AMER APT CMNTYS INC
COM
59522J103
115605
686410
SH
DFND
1
558762
0
127648
MPLX LP
COM UNIT REP LTD
55336V100
157661
5324582
SH
DFND
1
4656259
53252
615071
NATIONAL RETAIL PROPERTIES I
COM
637417106
54269
1157622
SH
DFND
1
945728
0
211894
NEW HOME CO INC
COM
645370107
317
54000
SH
DFND
1
54000
0
0
NEXTERA ENERGY INC
COM
65339F101
208476
2844922
SH
DFND
1
1762676
0
1082246
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
23397
306410
SH
DFND
1
306410
0
0
NISOURCE INC
COM
65473P105
163306
6665537
SH
DFND
1
2605945
0
4059592
ONEOK INC NEW
COM
682680103
117538
2112468
SH
DFND
1
1866553
0
245915
OUTFRONT MEDIA INC
COM
69007J106
51089
2126059
SH
DFND
1
1782512
0
343547
PARK HOTELS & RESORTS INC
COM
700517105
126440
6134891
SH
DFND
1
4966291
0
1168600
PEBBLEBROOK HOTEL TR
COM
70509V100
87102
3698578
SH
DFND
1
3055601
0
642977
PEMBINA PIPELINE CORP
COM
706327103
90852
2859685
SH
DFND
1
2513578
32485
313622
PENNSYLVANIA REAL ESTATE INV
SH BEN INT
709102107
619
248400
SH
DFND
1
248400
0
0
PG&E CORP
COM
69331C108
202219
19883887
SH
DFND
1
10467615
0
9416272
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
35677
904132
SH
DFND
1
789730
13367
101035
PHYSICIANS RLTY TR
COM
71943U104
49339
2671305
SH
DFND
1
2230605
0
440700
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
181136
15945037
SH
DFND
1
13974865
139597
1830575
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
8623
722212
SH
DFND
1
695312
0
26900
PLYMOUTH INDL REIT INC
COM
729640102
12603
629500
SH
DFND
1
629500
0
0
PROLOGIS INC.
COM
74340W103
284377
2379125
SH
DFND
1
1940121
0
439004
RATTLER MIDSTREAM LP
COM UNITS
75419T103
11743
1075337
SH
DFND
1
1075337
0
0
REGENCY CTRS CORP
COM
758849103
69036
1077515
SH
DFND
1
882315
0
195200
REXFORD INDL RLTY INC
COM
76169C100
1141
20034
SH
DFND
1
16964
0
3070
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
66552
208822
SH
DFND
1
184362
0
24460
SEMPRA ENERGY
COM
816851109
150051
1132630
SH
DFND
1
995010
0
137620
SERITAGE GROWTH PPTYS
CL A
81752R100
1019
55400
SH
DFND
1
55400
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
143028
1096168
SH
DFND
1
907533
0
188635
SIMON PROPERTY GRP ACQ HOLDI
UNIT 99/99/9999
82880R202
697
69200
SH
DFND
1
69200
0
0
SL GREEN RLTY CORP
COM
78440X804
79742
996777
SH
DFND
1
829749
0
167028
SPIRE INC
COM
84857L101
64075
886600
SH
DFND
1
0
0
886600
SUN CMNTYS INC
COM
866674104
79086
461409
SH
DFND
1
383926
0
77483
SUNRUN INC
COM
86771W105
11686
209500
SH
DFND
1
209500
0
0
TARGA RES CORP
COM
87612G101
195373
4395350
SH
DFND
1
3861249
23615
510486
TC ENERGY CORP
COM
87807B107
66439
1341657
SH
DFND
1
1174289
15434
151934
VICI PPTYS INC
COM
925652109
61940
1996775
SH
DFND
1
1652268
0
344507
VISTRA CORP
COM
92840M102
479
25848
SH
DFND
1
25848
0
0
WELLTOWER INC
COM
95040Q104
188069
2263167
SH
DFND
1
1863236
0
399931
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
70098
3272539
SH
DFND
1
2875855
36312
360372
WILLIAMS COS INC
COM
969457100
143895
5419757
SH
DFND
1
4785244
60316
574197
WP CAREY INC
COM
92936U109
71611
959681
SH
DFND
1
807981
0
151700
XCEL ENERGY INC
COM
98389B100
9851
149533
SH
DFND
1
149533
0
0
XYLEM INC
COM
98419M100
6910
57600
SH
DFND
1
57600
0
0
1STDIBS COM INC
COM
320551104
1566
45000
SH
DFND
2
45000
0
0
8X8 INC NEW
COM
282914100
4719
170000
SH
DFND
2
170000
0
0
ABBVIE INC
COM
00287Y109
2046
18166
SH
DFND
2
18166
0
0
ABCELLERA BIOLOGICS INC
COM
00288U106
1100
50000
SH
DFND
2
50000
0
0
ACADEMY SPORTS & OUTDOORS IN
COM
00402L107
269
6526
SH
DFND
2
6526
0
0
ACUITY BRANDS INC
COM
00508Y102
1190
6362
SH
DFND
2
6362
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
5288
25778
SH
DFND
2
25778
0
0
AECOM
COM
00766T100
2533
40000
SH
DFND
2
40000
0
0
AEVA TECHNOLOGIES INC
COM
00835Q103
809
76547
SH
DFND
2
76547
0
0
AGCO CORP
COM
001084102
1433
10991
SH
DFND
2
10991
0
0
AGILON HEALTH INC
COM
00857U107
16228
400000
SH
DFND
2
400000
0
0
AIHUISHOU INTL CO LTD
SPONSORED ADS
00138L108
748
50000
SH
DFND
2
50000
0
0
AIR PRODS & CHEMS INC
COM
009158106
2524
8772
SH
DFND
2
8772
0
0
ALCOA CORP
COM
013872106
1997
54206
SH
DFND
2
54206
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
17820
97000
SH
DFND
2
97000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
7958
35092
SH
DFND
2
35092
0
0
ALIGN TECHNOLOGY INC
COM
016255101
2539
4155
SH
DFND
2
4155
0
0
ALLEGION PLC
ORD SHS
G0176J109
2446
17559
SH
DFND
2
17559
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
966
5700
SH
Call
DFND
2
5700
0
0
ALPHA CAPITAL ACQUISITION CO
CL A ORD SHS
G0316P130
1456
150000
SH
DFND
2
150000
0
0
ALPHA CAPITAL ACQUISITION CO
*W EXP 02/16/202
G0316P122
61
75000
SH
DFND
2
75000
0
0
ALTIMETER GROWTH CORP 2
COM CL A
G0371B109
1025
100000
SH
DFND
2
100000
0
0
AMAZON COM INC
COM
023135106
6103
1774
SH
DFND
2
1774
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
940
60000
SH
DFND
2
60000
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
8412
67446
SH
DFND
2
67446
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
9167
73500
SH
Call
DFND
2
73500
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
3995
83920
SH
DFND
2
83920
0
0
AMERICAN NATIONAL GROUP INC
COM NEW
02772A109
3606
24272
SH
DFND
2
24272
0
0
AMERIPRISE FINL INC
COM
03076C106
2903
11664
SH
DFND
2
11664
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
964
8418
SH
DFND
2
8418
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
4764
494178
SH
DFND
2
494178
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
2723
39923
SH
DFND
2
39923
0
0
ARGENX SE
SPONSORED ADR
04016X101
447
1486
SH
DFND
2
1486
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
2354
18000
SH
Put
DFND
2
18000
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
2352
21927
SH
DFND
2
21927
0
0
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
717
8655
SH
DFND
2
8655
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
1181
13500
SH
DFND
2
13500
0
0
AST SPACEMOBILE INC
COM CL A
00217D100
3026
233866
SH
DFND
2
233866
0
0
AST SPACEMOBILE INC
COM CL A
00217D100
1294
100000
SH
Call
DFND
2
100000
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
5034
84035
SH
DFND
2
84035
0
0
AT&T INC
COM
00206R102
12828
445710
SH
DFND
2
445710
0
0
ATI PHYSICAL THERAPY INC
COM CL A
00216W109
3292
345069
SH
DFND
2
345069
0
0
ATOTECH LTD
COM
G0625A105
30474
1193650
SH
DFND
2
1193650
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
613
47307
SH
DFND
2
47307
0
0
AUSTERLITZ ACQUISITION CORP
SHS CL A
G0633D109
1984
200000
SH
DFND
2
200000
0
0
AUSTERLITZ ACQUISITION CORP
COM CL A
G0633U101
1460
150000
SH
DFND
2
150000
0
0
AUSTERLITZ ACQUISITION CORP
*W EXP 02/19/202
G0633D125
87
50000
SH
DFND
2
50000
0
0
AUSTERLITZ ACQUISITION CORP
*W EXP 02/19/202
G0633U127
47
37500
SH
DFND
2
37500
0
0
AXALTA COATING SYS LTD
COM
G0750C108
26276
861800
SH
DFND
2
861800
0
0
AXIS CAP HLDGS LTD
SHS
G0692U109
996
20329
SH
DFND
2
20329
0
0
AZEK CO INC
CL A
05478C105
27779
654238
SH
DFND
2
654238
0
0
BALLARD PWR SYS INC NEW
COM
058586108
1006
55503
SH
DFND
2
55503
0
0
BANK NEW YORK MELLON CORP
COM
064058100
13072
255165
SH
DFND
2
255165
0
0
BAUSCH HEALTH COS INC
COM
071734107
7428
253351
SH
DFND
2
253351
0
0
BAXTER INTL INC
COM
071813109
4194
52098
SH
DFND
2
52098
0
0
BERKLEY W R CORP
COM
084423102
3203
43029
SH
DFND
2
43029
0
0
BIG LOTS INC
COM
089302103
1625
24616
SH
DFND
2
24616
0
0
BIOGEN INC
COM
09062X103
653
1885
SH
DFND
2
1885
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
6844
82027
SH
DFND
2
82027
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1669
20000
SH
Call
DFND
2
20000
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
4577
96199
SH
DFND
2
96199
0
0
BK OF AMERICA CORP
COM
060505104
9513
230741
SH
DFND
2
230741
0
0
BLOOM ENERGY CORP
COM CL A
093712107
1096
40785
SH
DFND
2
40785
0
0
BOOT BARN HLDGS INC
COM
099406100
1950
23196
SH
DFND
2
23196
0
0
BORGWARNER INC
COM
099724106
903
18600
SH
DFND
2
18600
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
2770
64782
SH
DFND
2
64782
0
0
BP PLC
SPONSORED ADR
055622104
2357
89225
SH
DFND
2
89225
0
0
BRIGHT HEALTH GROUP INC
COM
10920V107
5148
300000
SH
DFND
2
300000
0
0
BRINKS CO
COM
109696104
5256
68405
SH
DFND
2
68405
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
3408
50996
SH
DFND
2
50996
0
0
BROWN & BROWN INC
COM
115236101
2482
46699
SH
DFND
2
46699
0
0
BRP GROUP INC
COM CL A
05589G102
1025
38476
SH
DFND
2
38476
0
0
BRUKER CORP
COM
116794108
10589
139372
SH
DFND
2
139372
0
0
BUNGE LIMITED
COM
G16962105
2829
36203
SH
DFND
2
36203
0
0
CABOT OIL & GAS CORP
COM
127097103
4889
280000
SH
DFND
2
280000
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
3112
30000
SH
DFND
2
30000
0
0
CANADIAN PAC RY LTD
COM
13645T100
3846
50000
SH
Put
DFND
2
50000
0
0
CANADIAN SOLAR INC
COM
136635109
690
15397
SH
DFND
2
15397
0
0
CANNAE HLDGS INC
COM
13765N107
4239
125000
SH
DFND
2
125000
0
0
CANO HEALTH INC
COM CL A
13781Y103
968
79971
SH
DFND
2
79971
0
0
CAPITAL ONE FINL CORP
COM
14040H105
7316
47296
SH
DFND
2
47296
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
7284
127373
SH
DFND
2
127373
0
0
CARDINAL HEALTH INC
COM
14149Y108
2660
46585
SH
DFND
2
46585
0
0
CATALENT INC
COM
148806102
5829
53908
SH
DFND
2
53908
0
0
CATERPILLAR INC DEL
COM
149123101
1341
6164
SH
DFND
2
6164
0
0
CENOVUS ENERGY INC
COM
15135U109
3549
370452
SH
DFND
2
370452
0
0
CENTENE CORP DEL
COM
15135B101
15547
213182
SH
DFND
2
213182
0
0
CENTESSA PHARMACEUTICALS PLC
SPONSORED ADS
152309100
409
18404
SH
DFND
2
18404
0
0
CEREVEL THERAPEUTICS HLDNG I
COM
15678U128
756
29514
SH
DFND
2
29514
0
0
CERNER CORP
COM
156782104
5429
69458
SH
DFND
2
69458
0
0
CF INDS HLDGS INC
COM
125269100
4871
94675
SH
DFND
2
94675
0
0
CHARLES RIV LABS INTL INC
COM
159864107
2424
6554
SH
DFND
2
6554
0
0
CHART INDS INC
COM
16115Q308
1477
10096
SH
DFND
2
10096
0
0
CHEESECAKE FACTORY INC
COM
163072101
2297
42400
SH
DFND
2
42400
0
0
CHEMED CORP NEW
COM
16359R103
2579
5435
SH
DFND
2
5435
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
1501
17300
SH
DFND
2
17300
0
0
CHEWY INC
CL A
16679L109
3471
43545
SH
DFND
2
43545
0
0
CHURCHILL CAPITAL CORP VI
COM CL A
17143W101
986
100000
SH
DFND
2
100000
0
0
CHURCHILL CAPITAL CORP VI
*W EXP 02/17/202
17143W119
28
20000
SH
DFND
2
20000
0
0
CIMAREX ENERGY CO
COM
171798101
8839
122000
SH
DFND
2
122000
0
0
CLARIVATE PLC
ORD SHS
G21810109
9636
350000
SH
DFND
2
350000
0
0
CLEAN HARBORS INC
COM
184496107
9454
101500
SH
DFND
2
101500
0
0
CLEAR SECURE INC
COM CL A
18467V109
2000
50000
SH
DFND
2
50000
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
1315
61013
SH
DFND
2
61013
0
0
CME GROUP INC
COM
12572Q105
2414
11350
SH
DFND
2
11350
0
0
CNO FINL GROUP INC
COM
12621E103
1000
42337
SH
DFND
2
42337
0
0
COGNYTE SOFTWARE LTD
ORD SHS
M25133105
6437
262719
SH
DFND
2
262719
0
0
COHERENT INC
COM
192479103
14248
53901
SH
DFND
2
53901
0
0
COHN ROBBINS HOLDINGS CORP
COM CL A
G23726105
1478
150000
SH
DFND
2
150000
0
0
COLFAX CORP
COM
194014106
4738
103421
SH
DFND
2
103421
0
0
COLUMBUS MCKINNON CORP N Y
COM
199333105
2070
42906
SH
DFND
2
42906
0
0
COMCAST CORP NEW
CL A
20030N101
9978
175000
SH
DFND
2
175000
0
0
COMERICA INC
COM
200340107
7466
104651
SH
DFND
2
104651
0
0
COMPASS INC
CL A
20464U100
5650
430000
SH
DFND
2
430000
0
0
CONCENTRIX CORP
COM
20602D101
7410
46082
SH
DFND
2
46082
0
0
CONFLUENT INC
CLASS A COM
20717M103
1662
35000
SH
DFND
2
35000
0
0
CONTEXTLOGIC INC
COM CL A
21077C107
936
71035
SH
DFND
2
71035
0
0
CONVEY HLDG PARENT INC
COM
21258C108
3967
348575
SH
DFND
2
348575
0
0
COSTAR GROUP INC
COM
22160N109
1918
23160
SH
DFND
2
23160
0
0
COSTCO WHSL CORP NEW
COM
22160K105
4166
10528
SH
DFND
2
10528
0
0
DANA INC
COM
235825205
2193
92278
SH
DFND
2
92278
0
0
DANIMER SCIENTIFIC INC
COM CL A
236272100
1356
54114
SH
DFND
2
54114
0
0
DARDEN RESTAURANTS INC
COM
237194105
1651
11307
SH
DFND
2
11307
0
0
DECARBONIZATION PLUS ACQU II
COM CL A
242794105
3918
396940
SH
DFND
2
396940
0
0
DECARBONIZATION PLUS ACQU II
CLASS A COM
24279D105
481
46339
SH
DFND
2
46339
0
0
DEERE & CO
COM
244199105
1411
4000
SH
DFND
2
4000
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
10465
105000
SH
DFND
2
105000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1930
44604
SH
DFND
2
44604
0
0
DENTSPLY SIRONA INC
COM
24906P109
3129
49469
SH
DFND
2
49469
0
0
DEVON ENERGY CORP NEW
COM
25179M103
2369
81173
SH
DFND
2
81173
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
1063
163857
SH
DFND
2
163857
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
3618
38532
SH
DFND
2
38532
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
481
12895
SH
DFND
2
12895
0
0
DIDI GLOBAL INC
SPONSORED ADS
23292E108
5420
383345
SH
DFND
2
383345
0
0
DISCOVER FINL SVCS
COM
254709108
7877
66592
SH
DFND
2
66592
0
0
DISCOVERY INC
COM SER A
25470F104
6136
200000
SH
DFND
2
200000
0
0
DISCOVERY INC
COM SER C
25470F302
2666
92010
SH
DFND
2
92010
0
0
DLOCAL LTD
CLASS A COM
G29018101
2626
50000
SH
DFND
2
50000
0
0
DOXIMITY INC
CL A
26622P107
2778
47725
SH
DFND
2
47725
0
0
DROPBOX INC
CL A
26210C104
6820
225000
SH
DFND
2
225000
0
0
EAGLE MATLS INC
COM
26969P108
8072
56800
SH
DFND
2
56800
0
0
EASTMAN CHEM CO
COM
277432100
1168
10000
SH
DFND
2
10000
0
0
EATON CORP PLC
SHS
G29183103
3487
23534
SH
DFND
2
23534
0
0
ECHOSTAR CORP
CL A
278768106
1507
62032
SH
DFND
2
62032
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
3000
28970
SH
DFND
2
28970
0
0
ENCOMPASS HEALTH CORP
COM
29261A100
13527
173362
SH
DFND
2
173362
0
0
ENDEAVOR GROUP HLDGS INC
CL A COM
29260Y109
4156
150000
SH
DFND
2
150000
0
0
ENPHASE ENERGY INC
COM
29355A107
640
3486
SH
DFND
2
3486
0
0
EQUITABLE HLDGS INC
COM
29452E101
4101
134680
SH
DFND
2
134680
0
0
EURONAV NV
SHS
B38564108
1170
125498
SH
DFND
2
125498
0
0
EXXON MOBIL CORP
COM
30231G102
5176
82051
SH
DFND
2
82051
0
0
FACEBOOK INC
CL A
30303M102
9736
28000
SH
DFND
2
28000
0
0
FARFETCH LTD
ORD SH CL A
30744W107
5283
104895
SH
DFND
2
104895
0
0
FEDEX CORP
COM
31428X106
2990
10024
SH
DFND
2
10024
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
985
22657
SH
DFND
2
22657
0
0
FIFTH WALL ACQUISITION CORP
COM CL A
316790104
2348
190687
SH
DFND
2
190687
0
0
FIFTH WALL ACQUISITN CORP II
CLASS A ORD SHS
G34142102
2488
250000
SH
DFND
2
250000
0
0
FIRST ADVANTAGE CORP NEW
COM
31846B108
3046
153011
SH
DFND
2
153011
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
2966
3562
SH
DFND
2
3562
0
0
FIRSTMARK HORIZON ACQUISITIO
CL A COM
33765Y101
1986
199998
SH
DFND
2
199998
0
0
FIRSTMARK HORIZON ACQUISITIO
*W EXP 09/26/202
33765Y119
64
41666
SH
DFND
2
41666
0
0
FISKER INC
CL A COM STK
33813J106
1169
60655
SH
DFND
2
60655
0
0
FOCUS FINL PARTNERS INC
COM CL A
34417P100
2425
50000
SH
DFND
2
50000
0
0
FOOT LOCKER INC
COM
344849104
5080
82421
SH
DFND
2
82421
0
0
FORD MTR CO DEL
COM
345370860
1858
125000
SH
DFND
2
125000
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
946
9500
SH
DFND
2
9500
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2906
78295
SH
DFND
2
78295
0
0
FTC SOLAR INC
COM
30320C103
946
71111
SH
DFND
2
71111
0
0
FULL TRUCK ALLIANCE CO LTD
SPONSORED ADS
35969L108
3644
178812
SH
DFND
2
178812
0
0
G SQUARED ASCEND I INC
SHS CL A
G4204R109
1974
200000
SH
DFND
2
200000
0
0
G SQUARED ASCEND I INC
*W EXP 02/01/202
G4204R117
48
40000
SH
DFND
2
40000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
5467
39025
SH
DFND
2
39025
0
0
GAP INC
COM
364760108
1039
30888
SH
DFND
2
30888
0
0
GAP INC
COM
364760108
2103
62500
SH
Call
DFND
2
62500
0
0
GENERAC HLDGS INC
COM
368736104
1039
2502
SH
DFND
2
2502
0
0
GENERAL ELECTRIC CO
COM
369604103
6730
500000
SH
DFND
2
500000
0
0
GENERAL MTRS CO
COM
37045V100
7965
134617
SH
DFND
2
134617
0
0
GENTEX CORP
COM
371901109
1909
57678
SH
DFND
2
57678
0
0
GLOBAL PMTS INC
COM
37940X102
3368
17960
SH
DFND
2
17960
0
0
GRAINGER W W INC
COM
384802104
1358
3100
SH
DFND
2
3100
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
5732
316000
SH
DFND
2
316000
0
0
GULFPORT ENERGY CORP
COMMON SHARES
402635502
7724
119387
SH
DFND
2
119387
0
0
HANOVER INS GROUP INC
COM
410867105
3043
22437
SH
DFND
2
22437
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
10085
162735
SH
DFND
2
162735
0
0
HEALTH ASSURN ACQUISITION CO
COM CL A
42226W109
1752
175000
SH
DFND
2
175000
0
0
HEALTH ASSURN ACQUISITION CO
*W EXP 11/12/202
42226W117
113
62500
SH
DFND
2
62500
0
0
HEALTHEQUITY INC
COM
42226A107
523
6497
SH
DFND
2
6497
0
0
HERSHEY CO
COM
427866108
5820
33414
SH
DFND
2
33414
0
0
HERSHEY CO
COM
427866108
4354
25000
SH
Call
DFND
2
25000
0
0
HONEST CO INC
COM
438333106
2671
165000
SH
DFND
2
165000
0
0
HUBSPOT INC
COM
443573100
5244
9000
SH
DFND
2
9000
0
0
HUMANA INC
COM
444859102
10438
23577
SH
DFND
2
23577
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
10851
760403
SH
DFND
2
760403
0
0
IHS MARKIT LTD
SHS
G47567105
4506
40000
SH
DFND
2
40000
0
0
II-VI INC
COM
902104108
3197
44044
SH
DFND
2
44044
0
0
ILLUMINA INC
COM
452327109
1976
4176
SH
DFND
2
4176
0
0
INTAPP INC
COM
45827U109
4643
165834
SH
DFND
2
165834
0
0
INTEGRAL AD SCIENCE HLDNG CO
COM
45828L108
2984
145000
SH
DFND
2
145000
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
6738
7327
SH
DFND
2
7327
0
0
INVESCO LTD
SHS
G491BT108
1486
55611
SH
DFND
2
55611
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
26582
75000
SH
Put
DFND
2
75000
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
541
13568
SH
DFND
2
13568
0
0
IQVIA HLDGS INC
COM
46266C105
7057
29122
SH
DFND
2
29122
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
105854
461500
SH
Put
DFND
2
461500
0
0
JACK IN THE BOX INC
COM
466367109
2439
21890
SH
DFND
2
21890
0
0
JAMES RIV GROUP LTD
COM
G5005R107
1673
44591
SH
DFND
2
44591
0
0
JAWS SPITFIRE ACQUISITION CO
SHS CL A
G50740102
1045
104403
SH
DFND
2
104403
0
0
JAWS SPITFIRE ACQUISITION CO
*W EXP 12/01/202
G50740110
48
25000
SH
DFND
2
25000
0
0
JFROG LTD
ORD SHS
M6191J100
2096
46038
SH
DFND
2
46038
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
2562
37327
SH
DFND
2
37327
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
13460
47500
SH
DFND
2
47500
0
0
KATAPULT HOLDINGS INC
COM
485859102
2459
227519
SH
DFND
2
227519
0
0
KEYCORP
COM
493267108
9051
438286
SH
DFND
2
438286
0
0
KHOSLA VENTURES ACQUISITION
CL A
482504107
989
100000
SH
DFND
2
100000
0
0
KHOSLA VENTURES ACQUSTN CO I
COM CL A
482505104
994
100000
SH
DFND
2
100000
0
0
KHOSLA VENTURES ACQUT CO III
COM CL A
482506102
987
100000
SH
DFND
2
100000
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
1905
41912
SH
DFND
2
41912
0
0
KOHLS CORP
COM
500255104
1811
32862
SH
DFND
2
32862
0
0
KONINKLIJKE PHILIPS N V
NY REGIS SHS NEW
500472303
1711
34435
SH
DFND
2
34435
0
0
L CATTERTON ASIA ACQUISITION
CLASS A ORD SHS
G5346G125
1455
150000
SH
DFND
2
150000
0
0
L CATTERTON ASIA ACQUISITION
*W EXP 03/08/202
G5346G117
47
50000
SH
DFND
2
50000
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
1297
6000
SH
DFND
2
6000
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
13676
49578
SH
DFND
2
49578
0
0
LAZARD LTD
SHS A
G54050102
5589
123505
SH
DFND
2
123505
0
0
LEGALZOOM COM INC
COM
52466B103
7002
185000
SH
DFND
2
185000
0
0
LESLIES INC
COM
527064109
4124
150000
SH
DFND
2
150000
0
0
LHC GROUP INC
COM
50187A107
1573
7856
SH
DFND
2
7856
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
17366
100000
SH
DFND
2
100000
0
0
LIBERTY MEDIA ACQUISITION CO
COM SR A
53073L104
1018
100000
SH
DFND
2
100000
0
0
LIBERTY MEDIA ACQUISITION CO
*W EXP 01/22/202
53073L112
44
20000
SH
DFND
2
20000
0
0
LIBERTY MEDIA ACQUISITION CO
UNIT 01/22/2026
53073L203
1589
150000
SH
DFND
2
150000
0
0
LIFESTANCE HEALTH GROUP INC
COM
53228F101
5169
185551
SH
DFND
2
185551
0
0
LILLY ELI & CO
COM
532457108
3639
15854
SH
DFND
2
15854
0
0
LINCOLN NATL CORP IND
COM
534187109
3172
50481
SH
DFND
2
50481
0
0
LINDE PLC
SHS
G5494J103
1230
4256
SH
DFND
2
4256
0
0
LOUISIANA PAC CORP
COM
546347105
1512
25075
SH
DFND
2
25075
0
0
LYFT INC
CL A COM
55087P104
4838
80000
SH
DFND
2
80000
0
0
MAGNA INTL INC
COM
559222401
6368
68744
SH
DFND
2
68744
0
0
MANULIFE FINL CORP
COM
56501R106
2434
123793
SH
DFND
2
123793
0
0
MARATHON PETE CORP
COM
56585A102
10876
180000
SH
DFND
2
180000
0
0
MARKEL CORP
COM
570535104
6256
5272
SH
DFND
2
5272
0
0
MARQETA INC
CLASS A COM
57142B104
4210
150000
SH
DFND
2
150000
0
0
MARQUEE RAINE ACQUISITION CO
CL A SHS
G58442107
1980
200000
SH
DFND
2
200000
0
0
MARQUEE RAINE ACQUISITION CO
*W EXP 12/01/202
G58442123
48
37500
SH
DFND
2
37500
0
0
MASIMO CORP
COM
574795100
3243
13376
SH
DFND
2
13376
0
0
MASTEC INC
COM
576323109
8374
78927
SH
DFND
2
78927
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
1556
4263
SH
DFND
2
4263
0
0
MERCADOLIBRE INC
COM
58733R102
5764
3700
SH
DFND
2
3700
0
0
METLIFE INC
COM
59156R108
5046
84305
SH
DFND
2
84305
0
0
MICROSOFT CORP
COM
594918104
10023
37000
SH
DFND
2
37000
0
0
MISSFRESH LTD
ADS
60500F105
433
50000
SH
DFND
2
50000
0
0
MODERNA INC
COM
60770K107
822
3499
SH
DFND
2
3499
0
0
MOLINA HEALTHCARE INC
COM
60855R100
1544
6103
SH
DFND
2
6103
0
0
MORGAN STANLEY
COM NEW
617446448
13087
142729
SH
DFND
2
142729
0
0
MP MATERIALS CORP
COM CL A
553368101
957
25958
SH
DFND
2
25958
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
233
3590
SH
DFND
2
3590
0
0
NATERA INC
COM
632307104
372
3280
SH
DFND
2
3280
0
0
NCR CORP NEW
COM
62886E108
1265
27746
SH
DFND
2
27746
0
0
NEVRO CORP
COM
64157F103
1606
9685
SH
DFND
2
9685
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
2855
269573
SH
DFND
2
269573
0
0
NEWS CORP NEW
CL A
65249B109
4639
180000
SH
DFND
2
180000
0
0
NORFOLK SOUTHN CORP
COM
655844108
2495
9400
SH
DFND
2
9400
0
0
NORTHERN GENESIS ACQUISITION
COMMON STOCK
66516U101
1969
197847
SH
DFND
2
197847
0
0
NOVO-NORDISK A S
ADR
670100205
1999
23868
SH
DFND
2
23868
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
2178
40000
SH
DFND
2
40000
0
0
NUCOR CORP
COM
670346105
806
8400
SH
DFND
2
8400
0
0
OATLY GROUP AB
SPONSORED ADS
67421J108
5504
225000
SH
DFND
2
225000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
3422
89383
SH
DFND
2
89383
0
0
ORBCOMM INC
COM
68555P100
2248
200000
SH
DFND
2
200000
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
5166
9123
SH
DFND
2
9123
0
0
ORIGIN MATERIALS INC
COM
68622D106
1804
220000
SH
DFND
2
220000
0
0
ORTHO CLINICAL DIAGNOSTICS H
ORD SHS
G6829J107
4827
225457
SH
DFND
2
225457
0
0
OSHKOSH CORP
COM
688239201
8511
68286
SH
DFND
2
68286
0
0
OUTFRONT MEDIA INC
COM
69007J106
10333
430000
SH
DFND
2
430000
0
0
OVINTIV INC
COM
69047Q102
2326
73902
SH
DFND
2
73902
0
0
OWENS CORNING NEW
COM
690742101
1958
20000
SH
DFND
2
20000
0
0
PALO ALTO NETWORKS INC
COM
697435105
4824
13000
SH
DFND
2
13000
0
0
PALOMAR HLDGS INC
COM
69753M105
996
13201
SH
DFND
2
13201
0
0
PAPA JOHNS INTL INC
COM
698813102
1993
19085
SH
DFND
2
19085
0
0
PARKER-HANNIFIN CORP
COM
701094104
1198
3900
SH
DFND
2
3900
0
0
PATRIA INVESTMENTS LIMITED
COM CL A
G69451105
3524
200000
SH
DFND
2
200000
0
0
PAYONEER GLOBAL INC
COM
70451X104
11499
1108828
SH
DFND
2
1108828
0
0
PDC ENERGY INC
COM
69327R101
3735
81573
SH
DFND
2
81573
0
0
PERELLA WEINBERG PARTNERS
CLASS A COM
71367G102
3816
296747
SH
DFND
2
296747
0
0
PERIPHAS CAPITAL PARTNERING
*W EXP 12/10/202
713895118
43
20000
SH
DFND
2
20000
0
0
PETCO HEALTH & WELLNESS CO I
COM
71601V105
7128
318086
SH
DFND
2
318086
0
0
PFIZER INC
COM
717081103
2548
65055
SH
DFND
2
65055
0
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
2095
175473
SH
DFND
2
175473
0
0
PLANET FITNESS INC
CL A
72703H101
3594
47757
SH
DFND
2
47757
0
0
PLUG POWER INC
COM NEW
72919P202
1038
30355
SH
DFND
2
30355
0
0
PNC FINL SVCS GROUP INC
COM
693475105
13020
68255
SH
DFND
2
68255
0
0
POPULAR INC
COM NEW
733174700
5792
77176
SH
DFND
2
77176
0
0
PREMIER INC
CL A
74051N102
1330
38240
SH
DFND
2
38240
0
0
PRIMO WATER CORPORATION
COM
74167P108
3188
190536
SH
DFND
2
190536
0
0
PROCORE TECHNOLOGIES INC
COM
74275K108
4315
45443
SH
DFND
2
45443
0
0
PROG HOLDINGS INC
COM NPV
74319R101
5561
115547
SH
DFND
2
115547
0
0
PROGRESSIVE CORP
COM
743315103
4303
43818
SH
DFND
2
43818
0
0
PROOFPOINT INC
COM
743424103
5213
30000
SH
DFND
2
30000
0
0
PROSHARES TR II
ULTRA VIX SHORT
74347Y839
560
20000
SH
DFND
2
20000
0
0
PROTO LABS INC
COM
743713109
1510
16452
SH
DFND
2
16452
0
0
PTC INC
COM
69370C100
3433
24303
SH
DFND
2
24303
0
0
QTS RLTY TR INC
COM CL A
74736A103
5411
70000
SH
DFND
2
70000
0
0
QUALTRICS INTL INC
COM CL A
747601201
4810
125762
SH
DFND
2
125762
0
0
QUANTA SVCS INC
COM
74762E102
2363
26095
SH
DFND
2
26095
0
0
QUANTERIX CORP
COM
74766Q101
539
9184
SH
DFND
2
9184
0
0
RACKSPACE TECHNOLOGY INC
COM
750102105
3641
185692
SH
DFND
2
185692
0
0
RADIAN GROUP INC
COM
750236101
1146
51517
SH
DFND
2
51517
0
0
RANGE RES CORP
COM
75281A109
1792
106947
SH
DFND
2
106947
0
0
RAYMOND JAMES FINL INC
COM
754730109
10050
77368
SH
DFND
2
77368
0
0
REGAL BELOIT CORP
COM
758750103
4005
30000
SH
DFND
2
30000
0
0
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
5273
46258
SH
DFND
2
46258
0
0
REINVENT TECHNOLOGY PARTNERS
SHS CL A
G74847107
993
100000
SH
DFND
2
100000
0
0
RENAISSANCERE HLDGS LTD
COM
G7496G103
2565
17237
SH
DFND
2
17237
0
0
RENT A CTR INC NEW
COM
76009N100
4862
91620
SH
DFND
2
91620
0
0
REPLIGEN CORP
COM
759916109
1384
6931
SH
DFND
2
6931
0
0
RESMED INC
COM
761152107
2770
11235
SH
DFND
2
11235
0
0
REVOLUTION ACCELERTN ACQU CO
COM CL A
76156P106
997
100000
SH
DFND
2
100000
0
0
REVOLUTION ACCELERTN ACQU CO
*W EXP 12/01/202
76156P114
100
50000
SH
DFND
2
50000
0
0
REXNORD CORP
COM
76169B102
19095
381596
SH
DFND
2
381596
0
0
RLI CORP
COM
749607107
2018
19291
SH
DFND
2
19291
0
0
ROCKET COS INC
COM CL A
77311W101
1354
70000
SH
DFND
2
70000
0
0
ROSS STORES INC
COM
778296103
4540
36612
SH
DFND
2
36612
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1562
38675
SH
DFND
2
38675
0
0
SAIA INC
COM
78709Y105
2069
9876
SH
DFND
2
9876
0
0
SALESFORCE COM INC
COM
79466L302
1422
5820
SH
DFND
2
5820
0
0
SANOFI
SPONSORED ADR
80105N105
4031
76550
SH
DFND
2
76550
0
0
SCHWAB CHARLES CORP
COM
808513105
11511
158101
SH
DFND
2
158101
0
0
SCORPIO TANKERS INC
SHS
Y7542C130
1531
69431
SH
DFND
2
69431
0
0
SENSATA TECHNOLOGIES HLDG PL
SHS
G8060N102
11594
200000
SH
DFND
2
200000
0
0
SENTINELONE INC
CL A
81730H109
13503
317706
SH
DFND
2
317706
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
8578
34918
SH
DFND
2
34918
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H106
948
109159
SH
DFND
2
109159
0
0
SNAP INC
CL A
83304A106
2385
35000
SH
DFND
2
35000
0
0
SNOWFLAKE INC
CL A
833445109
3143
13000
SH
DFND
2
13000
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
*W EXP 09/26/202
G82514111
91
37500
SH
DFND
2
37500
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
630
2279
SH
DFND
2
2279
0
0
SONOS INC
COM
83570H108
1656
47016
SH
DFND
2
47016
0
0
SOTERA HEALTH CO
COM
83601L102
1646
67914
SH
DFND
2
67914
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1007
177619
SH
DFND
2
177619
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
69560
162500
SH
Put
DFND
2
162500
0
0
SPRINKLR INC
CL A
85208T107
1030
50000
SH
DFND
2
50000
0
0
STANLEY BLACK & DECKER INC
COM
854502101
1985
9681
SH
DFND
2
9681
0
0
STAR PEAK CORP II
COM CL A
855179107
990
100000
SH
DFND
2
100000
0
0
STAR PEAK CORP II
*W EXP 12/24/202
855179115
44
25000
SH
DFND
2
25000
0
0
STARBUCKS CORP
COM
855244109
4260
38100
SH
DFND
2
38100
0
0
STELLANTIS N.V
SHS
N82405106
3662
185807
SH
DFND
2
185807
0
0
SUNCOR ENERGY INC NEW
COM
867224107
3351
139802
SH
DFND
2
139802
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
963
25579
SH
DFND
2
25579
0
0
SUNPOWER CORP
COM
867652406
1215
41584
SH
DFND
2
41584
0
0
SUNRUN INC
COM
86771W105
973
17439
SH
DFND
2
17439
0
0
SUPERNOVA PARTNERS ACQUISITI
COM CL A
86846V108
993
100000
SH
DFND
2
100000
0
0
SUPERNOVA PARTNERS ACQUISITI
*W EXP 10/16/202
86846V116
103
66666
SH
DFND
2
66666
0
0
SVB FINANCIAL GROUP
COM
78486Q101
8466
15215
SH
DFND
2
15215
0
0
SVF INVESTMENT CORP
CL A SHS
G8601L102
988
100000
SH
DFND
2
100000
0
0
SYNNEX CORP
COM
87162W100
7293
59895
SH
DFND
2
59895
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
3566
81262
SH
DFND
2
81262
0
0
TARGA RES CORP
COM
87612G101
1471
33100
SH
DFND
2
33100
0
0
TASEKO MINES LTD
COM
876511106
6314
2978478
SH
DFND
2
2978478
0
0
TASEKO MINES LTD
COM
876511106
962
454000
SH
Call
DFND
2
454000
0
0
TASKUS INC
CLASS A COM
87652V109
8132
237500
SH
DFND
2
237500
0
0
TECK RESOURCES LTD
CL B
878742204
1650
71612
SH
DFND
2
71612
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
2828
6753
SH
DFND
2
6753
0
0
TELEFLEX INCORPORATED
COM
879369106
6313
15713
SH
DFND
2
15713
0
0
TERADYNE INC
COM
880770102
1567
11700
SH
DFND
2
11700
0
0
TEXTRON INC
COM
883203101
963
14000
SH
DFND
2
14000
0
0
TG THERAPEUTICS INC
COM
88322Q108
716
18449
SH
DFND
2
18449
0
0
THE BEAUTY HEALTH COMPANY
COM CL A
88331L108
1682
100106
SH
DFND
2
100106
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
4507
8934
SH
DFND
2
8934
0
0
THREDUP INC
CL A
88556E102
4362
150000
SH
DFND
2
150000
0
0
TPI COMPOSITES INC
COM
87266J104
1956
40396
SH
DFND
2
40396
0
0
TRACTOR SUPPLY CO
COM
892356106
2281
12257
SH
DFND
2
12257
0
0
TREAN INS GROUP INC
COM
89457R101
2059
136570
SH
DFND
2
136570
0
0
TRIMBLE INC
COM
896239100
1891
23104
SH
DFND
2
23104
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
1722
76859
SH
DFND
2
76859
0
0
TUSIMPLE HLDGS INC
CL A
90089L108
1505
21122
SH
DFND
2
21122
0
0
TWILIO INC
CL A
90138F102
5124
13000
SH
DFND
2
13000
0
0
UBER TECHNOLOGIES INC
COM
90353T100
5012
100000
SH
DFND
2
100000
0
0
UIPATH INC
CL A
90364P105
7472
110000
SH
DFND
2
110000
0
0
ULTA BEAUTY INC
COM
90384S303
1094
3164
SH
DFND
2
3164
0
0
UNDER ARMOUR INC
CL A
904311107
3498
165386
SH
DFND
2
165386
0
0
UNION ACQUISITION CORP II
SHS
G9402Q100
1009
100000
SH
DFND
2
100000
0
0
UNION PAC CORP
COM
907818108
2573
11700
SH
DFND
2
11700
0
0
UNITED STATES STL CORP NEW
COM
912909108
919
38280
SH
DFND
2
38280
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2495
6231
SH
DFND
2
6231
0
0
US BANCORP DEL
COM NEW
902973304
10874
190873
SH
DFND
2
190873
0
0
V F CORP
COM
918204108
2984
36373
SH
DFND
2
36373
0
0
VACCITECH PLC
ADS
91864C107
420
25000
SH
DFND
2
25000
0
0
VALERO ENERGY CORP
COM
91913Y100
3553
45508
SH
DFND
2
45508
0
0
VENATOR MATLS PLC
SHS
G9329Z100
573
120831
SH
DFND
2
120831
0
0
VERACYTE INC
COM
92337F107
872
21801
SH
DFND
2
21801
0
0
VERINT SYS INC
COM
92343X100
6212
137838
SH
DFND
2
137838
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1783
8842
SH
DFND
2
8842
0
0
VINCI PARTNERS INVTS LTD
COM CL A
G9451V109
1907
131500
SH
DFND
2
131500
0
0
VISA INC
COM CL A
92826C839
3981
17026
SH
DFND
2
17026
0
0
VISTEON CORP
COM NEW
92839U206
2670
22079
SH
DFND
2
22079
0
0
VIZIO HLDG CORP
CL A COM
92858V101
9183
340000
SH
DFND
2
340000
0
0
VIZIO HLDG CORP
CL A COM
92858V101
2701
100000
SH
Call
DFND
2
100000
0
0
VONTIER CORPORATION
COM
928881101
23051
707515
SH
DFND
2
707515
0
0
VPC IMPACT ACQU HOLDI III IN
COM CL A
91835J108
1978
200000
SH
DFND
2
200000
0
0
VY GLOBAL GROWTH
COM CL A
G9444H100
1493
150000
SH
DFND
2
150000
0
0
VY GLOBAL GROWTH
*W EXP 01/30/203
G9444H118
72
40000
SH
DFND
2
40000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2028
38550
SH
DFND
2
38550
0
0
WALKME LTD
ORD SHS
M97628107
1463
50000
SH
DFND
2
50000
0
0
WATERS CORP
COM
941848103
5031
14558
SH
DFND
2
14558
0
0
WELBILT INC
COM
949090104
5160
222889
SH
DFND
2
222889
0
0
WELLS FARGO CO NEW
COM
949746101
12126
267737
SH
DFND
2
267737
0
0
WESTROCK CO
COM
96145D105
830
15600
SH
DFND
2
15600
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
11513
50054
SH
DFND
2
50054
0
0
WILLSCOT MOBIL MINI HLDNG CO
COM CL A
971378104
2787
100000
SH
DFND
2
100000
0
0
WINTRUST FINL CORP
COM
97650W108
3759
49706
SH
DFND
2
49706
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
1737
30000
SH
DFND
2
30000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
4631
80000
SH
Call
DFND
2
80000
0
0
XILINX INC
COM
983919101
17357
120000
SH
DFND
2
120000
0
0
XOMETRY INC
CLASS A COM
98423F109
918
10500
SH
DFND
2
10500
0
0
XPENG INC
ADS
98422D105
1071
24112
SH
DFND
2
24112
0
0
XPO LOGISTICS INC
COM
983793100
4023
28759
SH
DFND
2
28759
0
0
XYLEM INC
COM
98419M100
1140
9500
SH
DFND
2
9500
0
0
Y-MABS THERAPEUTICS INC
COM
984241109
5633
166654
SH
DFND
2
166654
0
0
YUM BRANDS INC
COM
988498101
2897
25186
SH
DFND
2
25186
0
0
ZETA GLOBAL HOLDINGS CORP
CL A
98956A105
2730
325000
SH
DFND
2
325000
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
5805
15000
SH
DFND
2
15000
0
0
PROCORE TECHNOLOGIES INC
COMMON STOCK
74275K108
20121
211907
SH
DFND
3
0
0
0
REGENCY CENTERS CORP
REIT
758849103
71
1113
SH
DFND
3
0
0
0
OI SA
Depositary Receipt
670851500
66278
44481717
SH
DFND
4
0
44481717
0
CINCINNATI BELL INC
COMMON STOCK
171871502
7325
475000
SH
DFND
5
0
0
0
MPLX LP
Partnership Shares
55336V100
83722
2827502
SH
DFND
5
0
0
0
TRANSALTA CORP
COMMON STOCK
89346D107
352772
35413509
SH
DFND
5
0
0
0
GRAFTECH INTERNATIONAL LTD
COMMON STOCK
384313508
741684
63828253
SH
DFND
6
0
0
0
MIDDLEBY CORP/THE
COMMON STOCK
596278101
357599
2063942
SH
DFND
6
0
0
0
VISTRA CORP
COMMON STOCK
92840M102
357809
19288903
SH
DFND
6
0
0
0
AMERICAN EQUITY INVESTMENT LIF
COMMON STOCK
025676206
294307
9106042
SH
SOLE
0
0
0
BROOKFIELD BUSINESS PARTNERS L
Partnership Shares
G16234109
1146024
24784246
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE CORP
COMMON STOCK
11275Q107
654110
8675193
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE PART
Partnership Shares
G16252101
13868
249645
SH
SOLE
0
0
0
BROOKFIELD PROPERTY PARTNERS L
Partnership Shares
G16249107
2328541
122878146
SH
SOLE
0
0
0
BROOKFIELD PROPERTY REIT INC
REIT
11282X103
1052
79545
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE CORP
COMMON STOCK
11284V105
1882526
44813835
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE PARTNERS
Partnership Shares
G16258108
2651665
68749416
SH
SOLE
0
0
0
FISERV INC
COMMON STOCK
337738108
145370
1359997
SH
SOLE
0
0
0
ISHARES 0-5 YEAR HIGH YIELD CO
Mutual Fund
46434V407
12748
276777
SH
SOLE
0
0
0
ISHARES IBOXX $ INVESTMENT GRA
Mutual Fund
464287242
4906
36515
SH
SOLE
0
0
0
LATCH INC
COMMON STOCK
51818V106
58083
4733715
SH
SOLE
0
0
0
OI SA
Depositary Receipt
670851500
99832
67001316
SH
DFND
0
67001316
0
WEST FRASER TIMBER CO LTD
COMMON STOCK
952845105
450207
6272102
SH
SOLE
0
0
0