0000950123-21-006883.txt : 20210517
0000950123-21-006883.hdr.sgml : 20210517
20210517112357
ACCESSION NUMBER: 0000950123-21-006883
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210517
DATE AS OF CHANGE: 20210517
EFFECTIVENESS DATE: 20210517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 21928626
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001001085
XXXXXXXX
03-31-2021
03-31-2021
false
BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
M5J2T3
13F COMBINATION REPORT
028-14349
028-05050
Oaktree Capital Management, L.P.
N
Ronald Fisher-Dayn
MANAGING DIRECTOR, LEGAL & REGULATORY
212.978.1763
/s/ Ronald Fisher-Dayn
NY
NY
05-17-2021
6
450
20098757
true
1
028-13826
Brookfield Public Securities Group LLC
2
028-20008
Brookfield BHS Advisors LLC
3
028-16270
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
4
028-16296
Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC
5
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC
6
028-17298
Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC
INFORMATION TABLE
2
4672.xml
INFORMATION TABLE FOR FORM 13F
AGREE REALTY CORP
COM
008492100
42735
634900
SH
DFND
1
536100
0
98800
ALLETE INC
COM NEW
018522300
51557
767333
SH
DFND
1
0
0
767333
AMEREN CORP
COM
023608102
141704
1741695
SH
DFND
1
543911
0
1197784
AMERICAN ELEC PWR CO INC
COM
025537101
3244
38300
SH
DFND
1
38300
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
104121
3123011
SH
DFND
1
2516652
0
606359
AMERICAN TOWER CORP NEW
COM
03027X100
76654
320648
SH
DFND
1
288045
0
32603
AMERICAN WTR WKS CO INC NEW
COM
030420103
94837
632581
SH
DFND
1
568931
0
63650
ASHFORD HOSPITALITY TR INC
COM SHS
044103877
2996
1015500
SH
DFND
1
1015500
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
20318
554681
SH
DFND
1
554681
0
0
AZURE PWR GLOBAL LTD
SHS
V0393H103
6148
226100
SH
DFND
1
226100
0
0
BLOOM ENERGY CORP
COM CL A
093712107
5206
192462
SH
DFND
1
192462
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
2082
100582
SH
DFND
1
0
0
100582
CAMDEN PPTY TR
SH BEN INT
133131102
133849
1217801
SH
DFND
1
1000228
0
217573
CANADIAN PAC RY LTD
COM
13645T100
44679
117030
SH
DFND
1
98700
0
18330
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
113
10291
SH
DFND
1
0
0
10291
CENTERPOINT ENERGY INC
COM
15189T107
69632
3074250
SH
DFND
1
6550
0
3067700
CHENIERE ENERGY INC
COM
16411R208
128817
1788871
SH
DFND
1
1337131
0
308782
CLEARWAY ENERGY INC
CL A
18539C105
10845
409100
SH
DFND
1
409100
0
0
CMS ENERGY CORP
COM
125896100
108278
1768672
SH
DFND
1
544474
0
1224198
COUSINS PPTYS INC
COM NEW
222795502
87869
2485691
SH
DFND
1
2046406
0
439285
CROWN CASTLE INTL CORP NEW
COM
22822V101
213731
1241686
SH
DFND
1
1090600
0
151086
CSX CORP
COM
126408103
55176
572250
SH
DFND
1
480700
0
91550
CYRUSONE INC
COM
23283R100
79697
1176854
SH
DFND
1
968284
0
208570
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
35553
1641399
SH
DFND
1
1279112
0
193496
DOMINION ENERGY INC
COM
25746U109
1777
23400
SH
DFND
1
23400
0
0
DOUGLAS EMMETT INC
COM
25960P109
43722
1392435
SH
DFND
1
1161928
0
230507
DUKE ENERGY CORP NEW
COM NEW
26441C204
185105
1917595
SH
DFND
1
877035
0
1040560
EMERALD HOLDING INC
COM
29103W104
1503
272291
SH
DFND
1
272291
0
0
ENBRIDGE INC
COM
29250N105
290946
7991292
SH
DFND
1
1865641
0
320750
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
102205
13307973
SH
DFND
1
10491873
0
1477767
ENPHASE ENERGY INC
COM
29355A107
9259
57100
SH
DFND
1
57100
0
0
ENTERGY CORP NEW
COM
29364G103
123582
1242408
SH
DFND
1
462845
0
779563
ENTERPRISE PRODS PARTNERS L
COM
293792107
152068
6905885
SH
DFND
1
5497950
0
858951
ENVIVA PARTNERS LP
COM UNIT
29414J107
10999
227580
SH
DFND
1
227580
0
0
EQUINIX INC
COM
29444U700
32189
47366
SH
DFND
1
47366
0
0
EQUITRANS MIDSTREAM CORP
COM
294600101
85104
10429436
SH
DFND
1
8161125
0
1195346
EQUITY RESIDENTIAL
SH BEN INT
29476L107
76701
1070800
SH
DFND
1
882000
0
188800
ESSENTIAL UTILS INC
COM
29670G102
8343
186430
SH
DFND
1
186430
0
0
ESSEX PPTY TR INC
COM
297178105
117758
433189
SH
DFND
1
353403
0
79786
EVERGY INC
COM
30034W106
127216
2137002
SH
DFND
1
869802
0
1267200
EVERSOURCE ENERGY
COM
30040W108
13246
152970
SH
DFND
1
152970
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
16662
125700
SH
DFND
1
117413
0
8287
FEDERAL RLTY INVT TR
SH BEN INT NEW
313747206
45134
444890
SH
DFND
1
377290
0
67600
FIRST SOLAR INC
COM
336433107
7970
91300
SH
DFND
1
91300
0
0
FIRSTENERGY CORP
COM
337932107
174809
5039168
SH
DFND
1
2223656
0
2815512
FORTIS INC
COM
349553107
4702
108415
SH
DFND
1
108415
0
0
HESS MIDSTREAM LP
CL A SHS
428103105
16768
747906
SH
DFND
1
602180
0
145597
HIGHWOODS PPTYS INC
COM
431284108
76919
1791305
SH
DFND
1
1519505
0
271800
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
6658
348404
SH
DFND
1
348404
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
110955
6584873
SH
DFND
1
5279105
0
1305768
ISHARES S&P GSCI COMMODITY-
UNIT BEN INT
46428R107
4128
295480
SH
DFND
1
295480
0
0
ITRON INC
COM
465741106
9002
101551
SH
DFND
1
101551
0
0
KINDER MORGAN INC DEL
COM
49456B101
205649
12351269
SH
DFND
1
10229142
0
1460217
MACERICH CO
COM
554382101
10993
939600
SH
DFND
1
939600
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
79677
1837564
SH
DFND
1
1435801
0
218215
MID-AMER APT CMNTYS INC
COM
59522J103
72039
499024
SH
DFND
1
411376
0
87648
MPLX LP
COM UNIT REP LTD
55336V100
134058
5230517
SH
DFND
1
4089014
0
648549
NATIONAL RETAIL PROPERTIES I
COM
637417106
74475
1689930
SH
DFND
1
1379181
0
310749
NEW JERSEY RES CORP
COM
646025106
35688
895103
SH
DFND
1
0
0
895103
NEW SR INVT GROUP INC
COM
648691103
903
144900
SH
DFND
1
144900
0
0
NEXTERA ENERGY INC
COM
65339F101
232375
3073334
SH
DFND
1
1960088
0
1113246
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
20603
282703
SH
DFND
1
282665
0
0
NISOURCE INC
COM
65473P105
160947
6675537
SH
DFND
1
2601345
0
4074192
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
657
45306
SH
DFND
1
45306
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
24728
1446926
SH
DFND
1
1262554
0
184372
ONEOK INC NEW
COM
682680103
107506
2122118
SH
DFND
1
1870668
0
251015
OUTFRONT MEDIA INC
COM
69007J106
46074
2110569
SH
DFND
1
1765222
0
345347
PARAMOUNT GROUP INC
COM
69924R108
905
89300
SH
DFND
1
89300
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
73893
3042136
SH
DFND
1
2501059
0
541077
PEMBINA PIPELINE CORP
COM
706327103
154497
5354277
SH
DFND
1
2215592
0
331751
PG&E CORP
COM
69331C108
227058
19390087
SH
DFND
1
9955715
0
9434372
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
29609
934938
SH
DFND
1
771960
0
114210
PHYSICIANS RLTY TR
COM
71943U104
15622
884100
SH
DFND
1
734059
0
150041
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
142391
15647369
SH
DFND
1
12469310
0
1849011
PLYMOUTH INDL REIT INC
COM
729640102
11859
703800
SH
DFND
1
703800
0
0
PROLOGIS INC.
COM
74340W103
265463
2504372
SH
DFND
1
2032968
0
471404
RATTLER MIDSTREAM LP
COM UNITS
75419T103
11362
1068901
SH
DFND
1
1068650
0
0
REGENCY CTRS CORP
COM
758849103
72588
1279982
SH
DFND
1
1040082
0
239900
REXFORD INDL RLTY INC
COM
76169C100
39270
779174
SH
DFND
1
665139
0
114035
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
58541
210922
SH
DFND
1
185862
0
25060
SEMPRA ENERGY
COM
816851109
149811
1129970
SH
DFND
1
987850
0
142120
SERITAGE GROWTH PPTYS
CL A
81752R100
1017
55400
SH
DFND
1
55400
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
148702
1307043
SH
DFND
1
1069208
0
237835
SIMON PROPERTY GRP ACQ HOLDI
UNIT 99/99/9999
82880R202
695
69200
SH
DFND
1
69200
0
0
SL GREEN RLTY CORP
COM
78440X804
57506
821637
SH
DFND
1
683809
0
137828
SPIRE INC
COM
84857L101
37411
506300
SH
DFND
1
0
0
506300
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
41774
982918
SH
DFND
1
803542
0
179376
SUN CMNTYS INC
COM
866674104
69554
463567
SH
DFND
1
385984
0
77583
SUNRUN INC
COM
86771W105
9157
151400
SH
DFND
1
151400
0
0
TARGA RES CORP
COM
87612G101
102605
3231652
SH
DFND
1
2551252
0
354942
TC ENERGY CORP
COM
87807B107
118143
2581124
SH
DFND
1
1380687
0
207152
VENTAS INC
COM
92276F100
105906
1985485
SH
DFND
1
1639801
0
345684
VICI PPTYS INC
COM
925652109
48177
1706000
SH
DFND
1
1431193
0
274807
VISTRA CORP
COM
92840M102
457
25848
SH
DFND
1
25848
0
0
WELLTOWER INC
COM
95040Q104
156935
2190915
SH
DFND
1
1789984
0
400931
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
40157
2160128
SH
DFND
1
1697553
0
238980
WILLIAMS COS INC
COM
969457100
125937
5316056
SH
DFND
1
4172401
0
602278
WP CAREY INC
COM
92936U109
42284
597576
SH
DFND
1
513276
0
84300
XCEL ENERGY INC
COM
98389B100
11768
176933
SH
DFND
1
176933
0
0
8X8 INC NEW
COM
282914100
2079
64075
SH
DFND
2
64075
0
0
ABBOTT LABS
COM
002824100
3130
26122
SH
DFND
2
26122
0
0
ABIOMED INC
COM
003654100
647
2031
SH
DFND
2
2031
0
0
ADAPTHEALTH CORP
COM CL A
00653Q102
2120
57684
SH
DFND
2
57684
0
0
ADT INC DEL
COM
00090Q103
3192
378187
SH
DFND
2
378187
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
6033
32878
SH
DFND
2
32878
0
0
AECOM
COM
00766T100
11559
180305
SH
DFND
2
180305
0
0
AFFIRM HLDGS INC
COM CL A
00827B106
4279
60507
SH
DFND
2
60507
0
0
AFLAC INC
COM
001055102
638
12472
SH
DFND
2
12472
0
0
AIR PRODS & CHEMS INC
COM
009158106
1961
6970
SH
DFND
2
6970
0
0
ALCON AG
ORD SHS
H01301128
1883
26837
SH
DFND
2
26837
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
3058
20000
SH
DFND
2
20000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
9069
40000
SH
DFND
2
40000
0
0
ALIGN TECHNOLOGY INC
COM
016255101
3407
6292
SH
DFND
2
6292
0
0
ALLEGRO MICROSYSTEMS INC
COM
01749D105
2320
91503
SH
DFND
2
91503
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
449
11000
SH
DFND
2
11000
0
0
ALPHA CAPITAL ACQUISITION CO
UNIT 02/16/2026
G0316P114
1498
150000
SH
DFND
2
150000
0
0
ALPHABET INC
CAP STK CL A
02079K305
2269
1100
SH
DFND
2
1100
0
0
ALTIMETER GROWTH CORP
CL A
G0370L108
585
50000
SH
DFND
2
50000
0
0
ALTIMETER GROWTH CORP 2
COM CL A
G0371B109
519
50000
SH
DFND
2
50000
0
0
AMAZON COM INC
COM
023135106
17021
5501
SH
DFND
2
5501
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
2372
20788
SH
DFND
2
20788
0
0
AMERIPRISE FINL INC
COM
03076C106
1566
6738
SH
DFND
2
6738
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
4739
479678
SH
DFND
2
479678
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
465
9893
SH
DFND
2
9893
0
0
ARAMARK
COM
03852U106
1233
32629
SH
DFND
2
32629
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
1417
20418
SH
DFND
2
20418
0
0
ARTIUS ACQUISITION INC
COM CL A
04316G105
2222
220000
SH
DFND
2
220000
0
0
ATOTECH LTD
COM
G0625A105
15137
747499
SH
DFND
2
747499
0
0
AUSTERLITZ ACQUISITION CORP
UNIT 99/99/9999
G0633D117
2008
200000
SH
DFND
2
200000
0
0
AUSTERLITZ ACQUISITION CORP
UNIT 99/99/9999
G0633U119
1504
150000
SH
DFND
2
150000
0
0
AVIENT CORPORATION
COM
05368V106
331
7000
SH
DFND
2
7000
0
0
AXALTA COATING SYS LTD
COM
G0750C108
7395
250000
SH
DFND
2
250000
0
0
AZEK CO INC
CL A
05478C105
16638
395664
SH
DFND
2
395664
0
0
BAIDU INC
SPON ADR REP A
056752108
4728
21735
SH
DFND
2
21735
0
0
BANK NEW YORK MELLON CORP
COM
064058100
4674
98841
SH
DFND
2
98841
0
0
BARRICK GOLD CORP
COM
067901108
713
36000
SH
DFND
2
36000
0
0
BAUSCH HEALTH COS INC
COM
071734107
2112
66547
SH
DFND
2
66547
0
0
BERKLEY W R CORP
COM
084423102
1689
22420
SH
DFND
2
22420
0
0
BEST BUY INC
COM
086516101
1100
9580
SH
DFND
2
9580
0
0
BIOLIFE SOLUTIONS INC
COM NEW
09062W204
361
10033
SH
DFND
2
10033
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
5375
71188
SH
DFND
2
71188
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
3096
41000
SH
Call
DFND
2
41000
0
0
BIO-TECHNE CORP
COM
09073M104
1111
2908
SH
DFND
2
2908
0
0
BK OF AMERICA CORP
COM
060505104
7183
185662
SH
DFND
2
185662
0
0
BLOOMIN BRANDS INC
COM
094235108
1511
55855
SH
DFND
2
55855
0
0
BOOKING HOLDINGS INC
COM
09857L108
4170
1790
SH
DFND
2
1790
0
0
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
932
70000
SH
DFND
2
70000
0
0
BOX INC
CL A
10316T104
1677
73021
SH
DFND
2
73021
0
0
BRIDGEBIO PHARMA INC
COM
10806X102
381
6193
SH
DFND
2
6193
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
1432
32360
SH
DFND
2
32360
0
0
BRINKS CO
COM
109696104
2809
35451
SH
DFND
2
35451
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
410
400000
SH
DFND
2
400000
0
0
BRP GROUP INC
COM CL A
05589G102
515
18903
SH
DFND
2
18903
0
0
BRUKER CORP
COM
116794108
5359
83368
SH
DFND
2
83368
0
0
BUNGE LIMITED
COM
G16962105
2099
26479
SH
DFND
2
26479
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
3816
43632
SH
DFND
2
43632
0
0
CALLAWAY GOLF CO
COM
131193104
3813
142525
SH
DFND
2
142525
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3708
29147
SH
DFND
2
29147
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
2240
43920
SH
DFND
2
43920
0
0
CARDINAL HEALTH INC
COM
14149Y108
4678
77001
SH
DFND
2
77001
0
0
CATALENT INC
COM
148806102
1912
18160
SH
DFND
2
18160
0
0
CATERPILLAR INC DEL
COM
149123101
1549
6679
SH
DFND
2
6679
0
0
CENTENE CORP DEL
COM
15135B101
999
15638
SH
DFND
2
15638
0
0
CEREVEL THERAPEUTICS HLDNG I
COM
15678U128
333
24253
SH
DFND
2
24253
0
0
CF INDS HLDGS INC
COM
125269100
3148
69376
SH
DFND
2
69376
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
3450
2428
SH
DFND
2
2428
0
0
CHURCHILL CAPITAL CORP VI
UNIT 99/99/9999
17143W200
1006
100000
SH
DFND
2
100000
0
0
CIMAREX ENERGY CO
COM
171798101
1961
33027
SH
DFND
2
33027
0
0
CITIZENS FINL GROUP INC
COM
174610105
3421
77495
SH
DFND
2
77495
0
0
CLEAN HARBORS INC
COM
184496107
1681
20000
SH
DFND
2
20000
0
0
CNX RES CORP
COM
12653C108
1250
85000
SH
DFND
2
85000
0
0
COGNYTE SOFTWARE LTD
ORD SHS
M25133105
2046
73579
SH
DFND
2
73579
0
0
COHERENT INC
COM
192479103
8573
33901
SH
DFND
2
33901
0
0
COHN ROBBINS HOLDINGS CORP
COM CL A
G23726105
983
100000
SH
DFND
2
100000
0
0
COLFAX CORP
COM
194014106
9552
218041
SH
DFND
2
218041
0
0
COMCAST CORP NEW
CL A
20030N101
8210
151724
SH
DFND
2
151724
0
0
CONCENTRIX CORP
COM
20602D101
5054
33758
SH
DFND
2
33758
0
0
COOPER COS INC
COM NEW
216648402
1231
3204
SH
DFND
2
3204
0
0
CORELOGIC INC
COM
21871D103
3962
50000
SH
DFND
2
50000
0
0
COUPA SOFTWARE INC
COM
22266L106
3817
15000
SH
DFND
2
15000
0
0
COURSERA INC
COM
22266M104
900
20000
SH
DFND
2
20000
0
0
CUMMINS INC
COM
231021106
596
2300
SH
DFND
2
2300
0
0
D R HORTON INC
COM
23331A109
1588
17819
SH
DFND
2
17819
0
0
DANA INC
COM
235825205
316
13000
SH
DFND
2
13000
0
0
DARDEN RESTAURANTS INC
COM
237194105
832
5860
SH
DFND
2
5860
0
0
DARLING INGREDIENTS INC
COM
237266101
1057
14369
SH
DFND
2
14369
0
0
DEERE & CO
COM
244199105
1501
4011
SH
DFND
2
4011
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
10413
118124
SH
DFND
2
118124
0
0
DEVON ENERGY CORP NEW
COM
25179M103
1956
89525
SH
DFND
2
89525
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
988
13442
SH
DFND
2
13442
0
0
DIGITALOCEAN HLDGS INC
COM
25402D102
4213
100000
SH
DFND
2
100000
0
0
DISCOVER FINL SVCS
COM
254709108
4344
45735
SH
DFND
2
45735
0
0
DISCOVERY INC
COM SER C
25470F302
7809
211687
SH
DFND
2
211687
0
0
DISCOVERY INC
COM SER A
25470F104
264
6064
SH
DFND
2
6064
0
0
DIVERSEY HLDGS LTD
ORD SHS
G28923103
7870
535000
SH
DFND
2
535000
0
0
DOLLAR TREE INC
COM
256746108
8887
77641
SH
DFND
2
77641
0
0
DUCKHORN PORTFOLIO INC
COM
26414D106
2517
150000
SH
DFND
2
150000
0
0
DUPONT DE NEMOURS INC
COM
26614N102
4745
61401
SH
DFND
2
61401
0
0
EAGLE MATLS INC
COM
26969P108
363
2700
SH
DFND
2
2700
0
0
ECHOSTAR CORP
CL A
278768106
812
33853
SH
DFND
2
33853
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
4011
136208
SH
DFND
2
136208
0
0
EMERSON ELEC CO
COM
291011104
1488
16498
SH
DFND
2
16498
0
0
ENCOMPASS HEALTH CORP
COM
29261A100
10408
127084
SH
DFND
2
127084
0
0
EQT CORP
COM
26884L109
2787
150000
SH
DFND
2
150000
0
0
ETF MANAGERS TR
ETFMG TRAVEL TEC
26924G771
1151
36828
SH
DFND
2
36828
0
0
EVOQUA WATER TECHNOLOGIES CO
COM
30057T105
3945
150000
SH
DFND
2
150000
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
405
2352
SH
DFND
2
2352
0
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
3950
200000
SH
DFND
2
200000
0
0
EXXON MOBIL CORP
COM
30231G102
1482
26550
SH
DFND
2
26550
0
0
FACEBOOK INC
CL A
30303M102
10309
35000
SH
DFND
2
35000
0
0
FBL FINL GROUP INC
CL A
30239F106
1884
33688
SH
DFND
2
33688
0
0
FERGUSON PLC NEW
SHS
G3421J106
1201
10000
SH
DFND
2
10000
0
0
FIFTH THIRD BANCORP
COM
316773100
1971
52629
SH
DFND
2
52629
0
0
FIFTH WALL ACQUISITION CORP
COM CL A
316790104
1000
100000
SH
DFND
2
100000
0
0
FINSERV ACQUISITION CORP
CL A
318085107
4256
324902
SH
DFND
2
324902
0
0
FINSERV ACQUISITION CORP II
UNIT 02/17/2026
31809Y202
149
15000
SH
DFND
2
15000
0
0
FINTECH ACQUISITION CORP IV
CL A
31810N104
1682
150435
SH
DFND
2
150435
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
2898
3468
SH
DFND
2
3468
0
0
FIRSTMARK HORIZON ACQUISITIO
CL A COM
33765Y101
2000
199998
SH
DFND
2
199998
0
0
FIRSTMARK HORIZON ACQUISITIO
*W EXP 09/26/202
33765Y119
65
41666
SH
DFND
2
41666
0
0
FISERV INC
COM
337738108
4524
38000
SH
DFND
2
38000
0
0
FIVE BELOW INC
COM
33829M101
2471
12954
SH
DFND
2
12954
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
3769
39478
SH
DFND
2
39478
0
0
FMC CORP
COM NEW
302491303
498
4500
SH
DFND
2
4500
0
0
FOOT LOCKER INC
COM
344849104
2469
43900
SH
DFND
2
43900
0
0
FORTIVE CORP
COM
34959J108
1483
20993
SH
DFND
2
20993
0
0
FORUM MERGER III CORP
COM CL A
349885103
2229
223548
SH
DFND
2
223548
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2076
63038
SH
DFND
2
63038
0
0
FTAC OLYMPUS ACQUISITION COR
CL A SHS
G37288100
4228
400000
SH
DFND
2
400000
0
0
G SQUARED ASCEND I INC
UNIT 99/99/9999
G4204R125
2000
200000
SH
DFND
2
200000
0
0
GATES INDUSTRIAL CORPRATIN P
ORD SHS
G39108108
2919
182547
SH
DFND
2
182547
0
0
GENERAL ELECTRIC CO
COM
369604103
5908
450000
SH
DFND
2
450000
0
0
GENERAL MTRS CO
COM
37045V100
7801
135756
SH
DFND
2
135756
0
0
GENERAL MTRS CO
COM
37045V100
7470
130000
SH
Call
DFND
2
130000
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
4393
183801
SH
DFND
2
183801
0
0
GENUINE PARTS CO
COM
372460105
1056
9136
SH
DFND
2
9136
0
0
GFL ENVIRONMENTAL INC
SUB VTG SHS
36168Q104
3495
100000
SH
DFND
2
100000
0
0
GLOBAL PMTS INC
COM
37940X102
6595
32716
SH
DFND
2
32716
0
0
GLU MOBILE INC
COM
379890106
4992
400000
SH
DFND
2
400000
0
0
GRACO INC
COM
384109104
573
8000
SH
DFND
2
8000
0
0
GRAINGER W W INC
COM
384802104
481
1200
SH
DFND
2
1200
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
454
25000
SH
DFND
2
25000
0
0
HANOVER INS GROUP INC
COM
410867105
3058
23621
SH
DFND
2
23621
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
7649
114528
SH
DFND
2
114528
0
0
HAYWARD HLDGS INC
COM
421298100
6594
390613
SH
DFND
2
390613
0
0
HCA HEALTHCARE INC
COM
40412C101
1134
6019
SH
DFND
2
6019
0
0
HEALTH ASSURN ACQUISITION CO
COM CL A
42226W109
1647
161145
SH
DFND
2
161145
0
0
HEALTHEQUITY INC
COM
42226A107
680
10000
SH
DFND
2
10000
0
0
HONEYWELL INTL INC
COM
438516106
2171
10000
SH
DFND
2
10000
0
0
HUMANA INC
COM
444859102
8962
21377
SH
DFND
2
21377
0
0
II-VI INC
COM
902104108
9432
137953
SH
DFND
2
137953
0
0
IMMUNOVANT INC
COM
45258J102
1604
100000
SH
DFND
2
100000
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
2886
20674
SH
DFND
2
20674
0
0
INTERNATIONAL PAPER CO
COM
460146103
487
9000
SH
DFND
2
9000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
15956
50000
SH
Put
DFND
2
50000
0
0
INVITAE CORP
COM
46185L103
603
15791
SH
DFND
2
15791
0
0
IQIYI INC
SPONSORED ADS
46267X108
2975
179014
SH
DFND
2
179014
0
0
IQVIA HLDGS INC
COM
46266C105
3880
20088
SH
DFND
2
20088
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
45845
207500
SH
Put
DFND
2
207500
0
0
JACK IN THE BOX INC
COM
466367109
4297
39141
SH
DFND
2
39141
0
0
JAWS ACQUISITION CORP
SHS
G50744104
809
61075
SH
DFND
2
61075
0
0
JAWS SPITFIRE ACQUISITION CO
SHS CL A
G50740102
1070
104403
SH
DFND
2
104403
0
0
JOANN INC
COM
47768J101
1269
125000
SH
DFND
2
125000
0
0
KAR AUCTION SVCS INC
COM
48238T109
2786
185737
SH
DFND
2
185737
0
0
KEYCORP
COM
493267108
6878
344234
SH
DFND
2
344234
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
1481
30802
SH
DFND
2
30802
0
0
L CATTERTON ASIA ACQUISITION
UNIT 03/11/2026
G5346G109
1492
150000
SH
DFND
2
150000
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
6214
24365
SH
DFND
2
24365
0
0
LAZARD LTD
SHS A
G54050102
3383
77756
SH
DFND
2
77756
0
0
LENNAR CORP
CL A
526057104
2507
24762
SH
DFND
2
24762
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
12012
80000
SH
DFND
2
80000
0
0
LIBERTY MEDIA ACQUISITION CO
UNIT 01/22/2026
53073L203
1071
100000
SH
DFND
2
100000
0
0
LILLY ELI & CO
COM
532457108
426
2280
SH
DFND
2
2280
0
0
LINDE PLC
SHS
G5494J103
995
3553
SH
DFND
2
3553
0
0
LOCKHEED MARTIN CORP
COM
539830109
554
1500
SH
DFND
2
1500
0
0
LOWES COS INC
COM
548661107
7885
41462
SH
DFND
2
41462
0
0
LPL FINL HLDGS INC
COM
50212V100
2754
19371
SH
DFND
2
19371
0
0
LUMENTUM HLDGS INC
COM
55024U109
10689
117010
SH
DFND
2
117010
0
0
LUMENTUM HLDGS INC
COM
55024U109
9135
100000
SH
Put
DFND
2
100000
0
0
LUMINEX CORP DEL
COM
55027E102
8000
250799
SH
DFND
2
250799
0
0
LYFT INC
CL A COM
55087P104
9682
153248
SH
DFND
2
153248
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
416
4000
SH
DFND
2
4000
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
5040
158450
SH
DFND
2
158450
0
0
MAGNA INTL INC
COM
559222401
1518
17239
SH
DFND
2
17239
0
0
MANULIFE FINL CORP
COM
56501R106
3572
166134
SH
DFND
2
166134
0
0
MARATHON OIL CORP
COM
565849106
1023
95785
SH
DFND
2
95785
0
0
MARKEL CORP
COM
570535104
4344
3812
SH
DFND
2
3812
0
0
MARQUEE RAINE ACQUISITION CO
CL A SHS
G58442107
1976
200000
SH
DFND
2
200000
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
4273
12000
SH
DFND
2
12000
0
0
MCDONALDS CORP
COM
580135101
2510
11197
SH
DFND
2
11197
0
0
MEDTRONIC PLC
SHS
G5960L103
5728
48487
SH
DFND
2
48487
0
0
MERCADOLIBRE INC
COM
58733R102
4416
3000
SH
DFND
2
3000
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
1819
1574
SH
DFND
2
1574
0
0
MICROSOFT CORP
COM
594918104
8959
38000
SH
DFND
2
38000
0
0
MOLINA HEALTHCARE INC
COM
60855R100
599
2562
SH
DFND
2
2562
0
0
MORGAN STANLEY
COM NEW
617446448
2825
36381
SH
DFND
2
36381
0
0
MOSAIC CO NEW
COM
61945C103
1027
32497
SH
DFND
2
32497
0
0
MYRIAD GENETICS INC
COM
62855J104
348
11438
SH
DFND
2
11438
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
269
4099
SH
DFND
2
4099
0
0
NATERA INC
COM
632307104
1503
14802
SH
DFND
2
14802
0
0
NCR CORP NEW
COM
62886E108
4432
116786
SH
DFND
2
116786
0
0
NEVRO CORP
COM
64157F103
827
5925
SH
DFND
2
5925
0
0
NEW PROVIDENCE ACQUISITION
COM CL A
64822P106
2276
195000
SH
DFND
2
195000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
2111
167246
SH
DFND
2
167246
0
0
NEWS CORP NEW
CL A
65249B109
9409
370000
SH
DFND
2
370000
0
0
NIGHTDRAGON ACQUISITION CORP
UNIT 02/26/20266
65413D204
435
42665
SH
DFND
2
42665
0
0
NIKE INC
CL B
654106103
2625
19756
SH
DFND
2
19756
0
0
NOVO-NORDISK A S
ADR
670100205
3026
44880
SH
DFND
2
44880
0
0
NUTRIEN LTD
COM
67077M108
1340
24865
SH
DFND
2
24865
0
0
OMNICELL COM
COM
68213N109
1623
12500
SH
DFND
2
12500
0
0
OMNICOM GROUP INC
COM
681919106
2461
33196
SH
DFND
2
33196
0
0
ON SEMICONDUCTOR CORP
COM
682189105
2437
58566
SH
DFND
2
58566
0
0
ORTHO CLINICAL DIAGNOSTICS H
ORD SHS
G6829J107
8780
455046
SH
DFND
2
455046
0
0
OSCAR HEALTH INC
CL A
687793109
1284
47776
SH
DFND
2
47776
0
0
OUTFRONT MEDIA INC
COM
69007J106
9824
450000
SH
DFND
2
450000
0
0
OVINTIV INC
COM
69047Q102
1000
41999
SH
DFND
2
41999
0
0
PALO ALTO NETWORKS INC
COM
697435105
6441
20000
SH
DFND
2
20000
0
0
PAPA JOHNS INTL INC
COM
698813102
4074
45961
SH
DFND
2
45961
0
0
PARKER-HANNIFIN CORP
COM
701094104
1935
6134
SH
DFND
2
6134
0
0
PATRIA INVESTMENTS LIMITED
COM CL A
G69451105
3499
200878
SH
DFND
2
200878
0
0
PAYA HOLDINGS INC
COM CL A
70434P103
1287
117386
SH
DFND
2
117386
0
0
PDC ENERGY INC
COM
69327R101
2139
62189
SH
DFND
2
62189
0
0
PERIDOT ACQUISITION CORP
SHS CL A
G7008A115
2130
200000
SH
DFND
2
200000
0
0
PERIPHAS CAPITAL PARTNERING
COM CL A
713895100
715
30139
SH
DFND
2
30139
0
0
PETCO HEALTH & WELLNESS CO I
COM
71601V105
3767
170000
SH
DFND
2
170000
0
0
PINTEREST INC
CL A
72352L106
3887
52500
SH
DFND
2
52500
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4089
23312
SH
DFND
2
23312
0
0
POPULAR INC
COM NEW
733174700
2190
31150
SH
DFND
2
31150
0
0
PREMIER INC
CL A
74051N102
714
21082
SH
DFND
2
21082
0
0
PRIMO WATER CORPORATION
COM
74167P108
577
35490
SH
DFND
2
35490
0
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
2404
40090
SH
DFND
2
40090
0
0
PROG HOLDINGS INC
COM NPV
74319R101
5463
126199
SH
DFND
2
126199
0
0
PROGRESSIVE CORP
COM
743315103
597
6245
SH
DFND
2
6245
0
0
PROSHARES TR II
ULTRA VIX SHORT
74347W148
1130
200000
SH
DFND
2
200000
0
0
PRUDENTIAL FINL INC
COM
744320102
2657
29168
SH
DFND
2
29168
0
0
QUALTRICS INTL INC
COM CL A
747601201
6303
191512
SH
DFND
2
191512
0
0
QUANTERIX CORP
COM
74766Q101
219
3742
SH
DFND
2
3742
0
0
RACKSPACE TECHNOLOGY INC
COM
750102105
1648
69311
SH
DFND
2
69311
0
0
RADIAN GROUP INC
COM
750236101
993
42698
SH
DFND
2
42698
0
0
RAYMOND JAMES FINL INC
COM
754730109
2519
20557
SH
DFND
2
20557
0
0
REALPAGE INC
COM
75606N109
4360
50000
SH
DFND
2
50000
0
0
REINVENT TECHNOLOGY PARTNERS
CL A
G7483N129
761
75000
SH
DFND
2
75000
0
0
REINVENT TECHNOLOGY PARTNERS
SHS CL A
G74847107
1001
100000
SH
DFND
2
100000
0
0
RENAISSANCERE HLDGS LTD
COM
G7496G103
1480
9235
SH
DFND
2
9235
0
0
Repay Holdings Corp
COM CL A
76029L100
2268
96607
SH
DFND
2
96607
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
4472
68793
SH
DFND
2
68793
0
0
REVOLUTION ACCELERTN ACQU CO
COM CL A
76156P106
1014
100000
SH
DFND
2
100000
0
0
REVOLVE GROUP INC
CL A
76156B107
2728
60712
SH
DFND
2
60712
0
0
RH
COM
74967X103
1784
2990
SH
DFND
2
2990
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
1506
25726
SH
DFND
2
25726
0
0
ROCKET COS INC
COM CL A
77311W101
808
35000
SH
DFND
2
35000
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1479
5571
SH
DFND
2
5571
0
0
ROSS STORES INC
COM
778296103
6344
52906
SH
DFND
2
52906
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
2665
31126
SH
DFND
2
31126
0
0
SALESFORCE COM INC
COM
79466L302
822
3880
SH
DFND
2
3880
0
0
SCHWAB CHARLES CORP
COM
808513105
4773
73221
SH
DFND
2
73221
0
0
SELECTIVE INS GROUP INC
COM
816300107
3009
41485
SH
DFND
2
41485
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
3318
14674
SH
DFND
2
14674
0
0
SNAP INC
CL A
83304A106
2353
45000
SH
Call
DFND
2
45000
0
0
SNOWFLAKE INC
CL A
833445109
4586
20000
SH
DFND
2
20000
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
*W EXP 09/26/202
G82514111
91
37500
SH
DFND
2
37500
0
0
SOTERA HEALTH CO
COM
83601L102
10016
401300
SH
DFND
2
401300
0
0
SOUTHWEST AIRLS CO
COM
844741108
1484
24304
SH
DFND
2
24304
0
0
SPDR SER TR
S&P REGL BKG
78464A698
2191
33034
SH
DFND
2
33034
0
0
SPROUTS FMRS MKT INC
COM
85208M102
1634
61399
SH
DFND
2
61399
0
0
STANLEY BLACK & DECKER INC
COM
854502101
399
2000
SH
DFND
2
2000
0
0
STAR PEAK CORP II
UNIT 99/99/9999
855179206
1046
100000
SH
DFND
2
100000
0
0
STELLANTIS N.V
SHS
N82405106
1494
83986
SH
DFND
2
83986
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1488
71202
SH
DFND
2
71202
0
0
SUPERNOVA PARTNERS ACQUISITI
COM CL A
86846V108
1011
100000
SH
DFND
2
100000
0
0
SUPERNOVA PARTNERS ACQUISITI
*W EXP 10/16/202
86846V116
123
66666
SH
DFND
2
66666
0
0
SVB FINANCIAL GROUP
COM
78486Q101
2781
5634
SH
DFND
2
5634
0
0
SVF INVESTMENT CORP
CL A SHS
G8601L102
1021
100000
SH
DFND
2
100000
0
0
SYNEOS HEALTH INC
CL A
87166B102
1138
15000
SH
DFND
2
15000
0
0
SYNNEX CORP
COM
87162W100
4638
40385
SH
DFND
2
40385
0
0
TALEND S A
ADS
874224207
2227
35000
SH
DFND
2
35000
0
0
TAPESTRY INC
COM
876030107
4915
119271
SH
DFND
2
119271
0
0
TARGET CORP
COM
87612E106
2092
10564
SH
DFND
2
10564
0
0
TASEKO MINES LTD
COM
876511106
1870
1087469
SH
DFND
2
1087469
0
0
TELEFLEX INCORPORATED
COM
879369106
5233
12596
SH
DFND
2
12596
0
0
TELUS INTL CDA INC
SUB VTG SHS
87975H100
1565
55947
SH
DFND
2
55947
0
0
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
458
22334
SH
DFND
2
22334
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
237
3337
SH
DFND
2
3337
0
0
TEXAS ROADHOUSE INC
COM
882681109
930
9696
SH
DFND
2
9696
0
0
TEXTRON INC
COM
883203101
393
7000
SH
DFND
2
7000
0
0
THE REALREAL INC
COM
88339P101
1410
62288
SH
DFND
2
62288
0
0
THREDUP INC
CL A
88556E102
3500
150000
SH
DFND
2
150000
0
0
T-MOBILE US INC
COM
872590104
11276
90000
SH
DFND
2
90000
0
0
TOPBUILD CORP
COM
89055F103
1047
5000
SH
DFND
2
5000
0
0
TRACTOR SUPPLY CO
COM
892356106
3000
16944
SH
DFND
2
16944
0
0
TRAVELERS COMPANIES INC
COM
89417E109
2189
14555
SH
DFND
2
14555
0
0
TREAN INS GROUP INC
COM
89457R101
3548
219673
SH
DFND
2
219673
0
0
TWILIO INC
CL A
90138F102
8860
26000
SH
DFND
2
26000
0
0
UBER TECHNOLOGIES INC
COM
90353T100
4906
90000
SH
DFND
2
90000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1541
4143
SH
DFND
2
4143
0
0
UNUM GROUP
COM
91529Y106
4262
153133
SH
DFND
2
153133
0
0
URBAN OUTFITTERS INC
COM
917047102
2895
77844
SH
DFND
2
77844
0
0
US BANCORP DEL
COM NEW
902973304
6657
120362
SH
DFND
2
120362
0
0
VALERO ENERGY CORP
COM
91913Y100
1496
20899
SH
DFND
2
20899
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
780
24000
SH
DFND
2
24000
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
765
17000
SH
DFND
2
17000
0
0
VARIAN MED SYS INC
COM
92220P105
2897
16413
SH
DFND
2
16413
0
0
VERINT SYS INC
COM
92343X100
4123
90631
SH
DFND
2
90631
0
0
VERITONE INC
COM
92347M100
1751
73000
SH
DFND
2
73000
0
0
VERITONE INC
COM
92347M100
600
25000
SH
Call
DFND
2
25000
0
0
VERTIV HOLDINGS CO
COM CL A
92537N108
19347
967339
SH
DFND
2
967339
0
0
VESPER HEALTHCARE ACQSTN COR
COM CL A
92538T104
942
87190
SH
DFND
2
87190
0
0
VIACOMCBS INC
CL B
92556H206
437
9683
SH
DFND
2
9683
0
0
VINCI PARTNERS INVTS LTD
COM CL A
G9451V109
1729
131500
SH
DFND
2
131500
0
0
VINE ENERGY INC
CL A
92735P103
4506
327921
SH
DFND
2
327921
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
310
10375
SH
DFND
2
10375
0
0
VIZIO HLDG CORP
CL A COM
92858V101
6426
265000
SH
DFND
2
265000
0
0
VONTIER CORPORATION
COM
928881101
21114
697514
SH
DFND
2
697514
0
0
VY GLOBAL GROWTH
COM CL A
G9444H100
1518
150000
SH
DFND
2
150000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
4178
76111
SH
DFND
2
76111
0
0
WATERS CORP
COM
941848103
3713
13067
SH
DFND
2
13067
0
0
WELLS FARGO CO NEW
COM
949746101
5004
128073
SH
DFND
2
128073
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
1070
11326
SH
DFND
2
11326
0
0
WHIRLPOOL CORP
COM
963320106
331
1500
SH
DFND
2
1500
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
6100
26653
SH
DFND
2
26653
0
0
XILINX INC
COM
983919101
8054
65000
SH
DFND
2
65000
0
0
XPO LOGISTICS INC
COM
983793100
563
4564
SH
DFND
2
4564
0
0
YELLOW CORP
COM
985510106
552
62846
SH
DFND
2
62846
0
0
Y-MABS THERAPEUTICS INC
COM
984241109
3257
107700
SH
DFND
2
107700
0
0
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
1022
2106
SH
DFND
2
2106
0
0
ZHIHU INC
ADS
98955N108
2829
348824
SH
DFND
2
348824
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
6007
37523
SH
DFND
2
37523
0
0
ZOETIS INC
CL A
98978V103
1626
10324
SH
DFND
2
10324
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
6707
20875
SH
DFND
2
20875
0
0
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
1222
25000
SH
DFND
2
25000
0
0
REGENCY CENTERS CORP
REIT
758849103
75
1315
SH
DFND
3
0
0
0
OI SA
Depositary Receipt
670851500
73840
44481717
SH
DFND
4
0
44481717
0
CINCINNATI BELL INC
COMMON STOCK
171871502
19249
1254000
SH
DFND
5
0
0
0
MPLX LP
Partnership Shares
55336V100
72469
2827502
SH
DFND
5
0
0
0
TRANSALTA CORP
COMMON STOCK
89346D107
335430
35406803
SH
DFND
5
0
0
0
GRAFTECH INTERNATIONAL LTD
COMMON STOCK
384313508
1195392
97742570
SH
DFND
6
0
0
0
VISTRA CORP
COMMON STOCK
92840M102
341028
19288903
SH
DFND
6
0
0
0
WEST FRASER TIMBER CO LTD
COMMON STOCK
952845105
487257
6769774
SH
DFND
6
0
0
0
AMERICAN EQUITY INVESTMENT LIF
COMMON STOCK
025676206
287114
9106042
SH
SOLE
0
0
0
BROOKFIELD BUSINESS PARTNERS L
Partnership Shares
G16234109
995583
24784246
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE CORP
COMMON STOCK
11275Q107
662524
8675193
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE PART
Partnership Shares
G16252101
13294
249645
SH
SOLE
0
0
0
BROOKFIELD PROPERTY PARTNERS L
Partnership Shares
G16249107
2109409
118572736
SH
SOLE
0
0
0
BROOKFIELD PROPERTY REIT INC
REIT
11282X103
54502
3036315
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE CORP
COMMON STOCK
11284V105
2097287
44813835
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE PARTNERS
Partnership Shares
G16258108
2928725
68749416
SH
SOLE
0
0
0
ISHARES 0-5 YEAR HIGH YIELD CO
Mutual Fund
46434V407
12679
276777
SH
DFND
0
0
0
ISHARES IBOXX $ INVESTMENT GRA
Mutual Fund
464287242
4749
36515
SH
DFND
0
0
0
OI SA
Depositary Receipt
670851500
111222
67001316
SH
DFND
0
67001316
0
WEST FRASER TIMBER CO LTD
COMMON STOCK
952845105
226305
3144200
SH
DFND
0
0
0