0000950123-21-002686.txt : 20210216
0000950123-21-002686.hdr.sgml : 20210216
20210216151457
ACCESSION NUMBER: 0000950123-21-002686
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
EFFECTIVENESS DATE: 20210216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 21636914
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001001085
XXXXXXXX
12-31-2020
12-31-2020
false
BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
M5J2T3
13F COMBINATION REPORT
028-14349
028-05050
Oaktree Capital Management, L.P.
N
Ronald Fisher-Dayn
MANAGING DIRECTOR, LEGAL & REGULATORY
212.978.1763
/s/ Ronald Fisher-Dayn
NY
NY
02-16-2021
6
438
22254913
true
1
028-13826
Brookfield Public Securities Group LLC
2
028-20008
Brookfield BHS Advisors LLC
3
028-16270
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
4
028-16296
Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC
5
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC
6
028-17298
Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC
INFORMATION TABLE
2
3458.xml
INFORMATION TABLE FOR FORM 13F
ALPS ETF TR
ALERIAN MLP
00162Q452
4827
188130
SH
DFND
1
188130
0
0
AMEREN CORP
COM
023608102
137472
1761105
SH
DFND
1
509211
0
1251894
AMERICAN ELEC PWR CO INC
COM
025537101
138376
1661771
SH
DFND
1
738484
0
923287
AMERICAN HOMES 4 RENT
CL A
02665T306
115658
3855250
SH
DFND
1
3159791
0
695459
AMERICAN TOWER CORP NEW
COM
03027X100
245462
1093567
SH
DFND
1
983674
0
109893
AMERICAN WTR WKS CO INC NEW
COM
030420103
205658
1340051
SH
DFND
1
692500
0
647551
ANTERO MIDSTREAM CORP
COM
03676B102
35083
4550302
SH
DFND
1
3916966
51556
581780
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
14850
391000
SH
DFND
1
391000
0
0
AZURE PWR GLOBAL LTD
SHS
V0393H103
4994
122500
SH
DFND
1
122500
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
220
950
SH
DFND
1
950
0
0
BLOOM ENERGY CORP
COM CL A
093712107
7240
252600
SH
DFND
1
252600
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
1972
110582
SH
DFND
1
0
0
110582
CAMDEN PPTY TR
SH BEN INT
133131102
126449
1265506
SH
DFND
1
1059706
0
205800
CANADIAN PAC RY LTD
COM
13645T100
37935
109700
SH
DFND
1
92000
0
17700
CHENIERE ENERGY INC
COM NEW
16411R208
124194
2068859
SH
DFND
1
1729796
16220
322843
CLEARWAY ENERGY INC
CL A
18539C105
7172
242700
SH
DFND
1
242700
0
0
CMS ENERGY CORP
COM
125896100
119353
1956292
SH
DFND
1
515174
0
1441118
COUSINS PPTYS INC
COM NEW
222795502
100807
3009153
SH
DFND
1
2517643
0
491510
CROWN CASTLE INTL CORP NEW
COM
22822V101
33741
211957
SH
DFND
1
198971
0
12986
CSX CORP
COM
126408103
49041
540400
SH
DFND
1
452000
0
88400
CUBESMART
COM
229663109
11542
343400
SH
DFND
1
343400
0
0
CYRUSONE INC
COM
23283R100
99552
1360924
SH
DFND
1
1144254
0
216670
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
31780
1715962
SH
DFND
1
1480292
19169
216501
DOMINION ENERGY INC
COM
25746U109
1760
23400
SH
DFND
1
23400
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
140645
1536101
SH
DFND
1
839901
0
696200
EMERALD HOLDING INC
COM
29103W104
1598
294791
SH
DFND
1
294791
0
0
ENBRIDGE INC
COM
29250N105
285984
8939791
SH
DFND
1
7937533
29183
973075
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
83375
13491161
SH
DFND
1
11754095
142705
1594361
ENPHASE ENERGY INC
COM
29355A107
4983
28400
SH
DFND
1
28400
0
0
ENTERGY CORP NEW
COM
29364G103
156259
1565098
SH
DFND
1
432345
0
1132753
ENTERPRISE PRODS PARTNERS L
COM
293792107
159059
8119398
SH
DFND
1
7228378
56358
834662
EQUINIX INC
COM
29444U700
47682
66765
SH
DFND
1
66765
0
0
EQUITRANS MIDSTREAM CORP
COM
294600101
69978
8703682
SH
DFND
1
7610274
94433
998975
EQUITY RESIDENTIAL
SH BEN INT
29476L107
65332
1102100
SH
DFND
1
937900
0
164200
ESSENTIAL PPTYS RLTY TR INC
COM
29670E107
68436
3228107
SH
DFND
1
2779707
0
448400
ESSEX PPTY TR INC
COM
297178105
106282
447652
SH
DFND
1
373066
0
74586
FIRST SOLAR INC
COM
336433107
3482
35200
SH
DFND
1
35200
0
0
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
606
28889
SH
DFND
1
28889
0
0
FIRSTENERGY CORP
COM
337932107
161231
5267255
SH
DFND
1
2463363
0
2803892
FORTIS INC
COM
349553107
2860
70215
SH
DFND
1
70215
0
0
FOUR CORNERS PPTY TR INC
COM
35086T109
48690
1635531
SH
DFND
1
1377308
0
258223
HESS MIDSTREAM LP
CL A SHS
428103105
10337
528227
SH
DFND
1
528227
0
0
HIGHWOODS PPTYS INC
COM
431284108
80009
2018905
SH
DFND
1
1735505
0
283400
HOST HOTELS & RESORTS INC
COM
44107P104
124378
8501584
SH
DFND
1
6948216
0
1553368
ITRON INC
COM
465741106
8094
84400
SH
DFND
1
84400
0
0
KINDER MORGAN INC DEL
COM
49456B101
180995
13240287
SH
DFND
1
11743768
65601
1430918
KITE RLTY GROUP TR
COM NEW
49803T300
11655
779052
SH
DFND
1
779052
0
0
MACERICH CO
COM
554382101
1775
166400
SH
DFND
1
166400
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
116624
2747976
SH
DFND
1
2436761
21802
289413
MID-AMER APT CMNTYS INC
COM
59522J103
101840
803850
SH
DFND
1
674802
0
129048
MPLX LP
COM UNIT REP LTD
55336V100
86351
3988509
SH
DFND
1
3473064
42529
472916
NATIONAL RETAIL PROPERTIES I
COM
637417106
79875
1951974
SH
DFND
1
1611725
0
340249
NEW HOME CO INC
COM
645370107
371
79207
SH
DFND
1
79207
0
0
NEW SR INVT GROUP INC
COM
648691103
684
132100
SH
DFND
1
132100
0
0
NEXTERA ENERGY INC
COM
65339F101
256784
3328372
SH
DFND
1
1747016
0
1581356
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
3406
50800
SH
DFND
1
50800
0
0
NISOURCE INC
COM
65473P105
171889
7492979
SH
DFND
1
3095690
0
4397289
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
11670
1119999
SH
DFND
1
1119999
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
32150
2231058
SH
DFND
1
1945989
24291
260778
OGE ENERGY CORP
COM
670837103
46716
1466300
SH
DFND
1
0
0
1466300
ONE GAS INC
COM
68235P108
46238
602292
SH
DFND
1
0
0
602292
ONEOK INC NEW
COM
682680103
92707
2415511
SH
DFND
1
2175213
103
240195
OUTFRONT MEDIA INC
COM
69007J106
48328
2470777
SH
DFND
1
2097077
0
373700
PEBBLEBROOK HOTEL TR
COM
70509V100
85462
4545828
SH
DFND
1
3828151
0
717677
PEMBINA PIPELINE CORP
COM
706327103
121856
5150290
SH
DFND
1
4586992
21916
541382
PG&E CORP
COM
69331C108
252399
20256722
SH
DFND
1
11139790
0
9116932
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
49011
1855769
SH
DFND
1
1614466
20514
220789
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
123657
15006891
SH
DFND
1
13210392
123784
1672715
PLYMOUTH INDL REIT INC
COM
729640102
12344
822939
SH
DFND
1
822939
0
0
PROLOGIS INC.
COM
74340W103
324836
3259441
SH
DFND
1
2672637
0
586804
RATTLER MIDSTREAM LP
COM UNITS
75419T103
10513
1108931
SH
DFND
1
1108931
0
0
REGENCY CTRS CORP
COM
758849103
62057
1361191
SH
DFND
1
1109391
0
251800
REXFORD INDL RLTY INC
COM
76169C100
50149
1021162
SH
DFND
1
866627
0
154535
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
1254
18500
SH
DFND
1
18500
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
122995
435950
SH
DFND
1
398850
0
37100
SEMPRA ENERGY
COM
816851109
137420
1078565
SH
DFND
1
968465
0
110100
SIMON PPTY GROUP INC NEW
COM
828806109
190445
2233171
SH
DFND
1
1854536
0
378635
SL GREEN RLTY CORP
COM
78440X804
53293
894473
SH
DFND
1
764952
0
129521
STARWOOD PPTY TR INC
COM
85571B105
2502
129636
SH
DFND
1
129636
0
0
SUN CMNTYS INC
COM
866674104
79534
523419
SH
DFND
1
445136
0
78283
SUNNOVA ENERGY INTL INC.
COM
86745K104
4111
91100
SH
DFND
1
91100
0
0
SUNRUN INC
COM
86771W105
2727
39300
SH
DFND
1
39300
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
967
97100
SH
DFND
1
97100
0
0
TARGA RES CORP
COM
87612G101
89959
3410122
SH
DFND
1
2972916
37661
399545
TC ENERGY CORP
COM
87807B107
58963
1448021
SH
DFND
1
1309504
5765
132752
TC PIPELINES LP
UT COM LTD PRT
87233Q108
51363
1744061
SH
DFND
1
1554069
16078
173914
UNITI GROUP INC
COM
91325V108
859
73200
SH
DFND
1
73200
0
0
VENTAS INC
COM
92276F100
127721
2604421
SH
DFND
1
2196341
0
408080
VICI PPTYS INC
COM
925652109
77083
3022858
SH
DFND
1
2451646
0
571212
VISTRA CORP
COM
92840M102
508
25848
SH
DFND
1
25848
0
0
WELLTOWER INC
COM
95040Q104
201316
3115383
SH
DFND
1
2597352
0
518031
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
34466
2493888
SH
DFND
1
2169261
25535
299092
WILLIAMS COS INC
COM
969457100
102799
5127108
SH
DFND
1
4487172
53949
585987
XCEL ENERGY INC
COM
98389B100
4220
63300
SH
DFND
1
63300
0
0
1LIFE HEALTHCARE INC
COM
68269G107
3819
87500
SH
DFND
2
87500
0
0
8X8 INC NEW
COM
282914100
8618
250010
SH
DFND
2
250010
0
0
ABBOTT LABS
COM
002824100
1138
10393
SH
DFND
2
10393
0
0
ABCELLERA BIOLOGICS INC
COM
00288U106
1841
45754
SH
DFND
2
45754
0
0
ACADEMY SPORTS & OUTDOORS IN
COM
00402L107
3921
189149
SH
DFND
2
189149
0
0
ACCOLADE INC
COM
00437E102
2392
55000
SH
DFND
2
55000
0
0
ADAPTHEALTH CORP
COM CL A
00653Q102
1088
28967
SH
DFND
2
28967
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
5001
10000
SH
DFND
2
10000
0
0
AECOM
COM
00766T100
24660
495370
SH
DFND
2
495370
0
0
AES CORP
COM
00130H105
2332
99255
SH
DFND
2
99255
0
0
AFLAC INC
COM
001055102
4208
94635
SH
DFND
2
94635
0
0
AGCO Corp
COM
001084102
989
9596
SH
DFND
2
9596
0
0
AIR PRODS & CHEMS INC
COM
009158106
2524
9237
SH
DFND
2
9237
0
0
AIRBNB INC
COM CL A
009066101
11010
75000
SH
DFND
2
75000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
4531
29000
SH
DFND
2
29000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
7788
33464
SH
DFND
2
33464
0
0
ALIGN TECHNOLOGY INC
COM
016255101
2206
4129
SH
DFND
2
4129
0
0
ALLEGRO MICROSYSTEMS INC
COM
01749D105
1333
50000
SH
DFND
2
50000
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
690
16000
SH
DFND
2
16000
0
0
ALPHABET INC
CAP STK CL A
02079K305
4907
2800
SH
DFND
2
2800
0
0
ALTICE USA INC
CL A
02156K103
13030
344080
SH
DFND
2
344080
0
0
AMAZON COM INC
COM
023135106
20773
6378
SH
DFND
2
6378
0
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
985
49055
SH
DFND
2
49055
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
7829
89348
SH
DFND
2
89348
0
0
AON PLC
SHS CL A
G0403H108
3933
18616
SH
DFND
2
18616
0
0
APACHE CORP
COM
037411105
2341
164965
SH
DFND
2
164965
0
0
APTIV PLC
SHS
G6095L109
1063
8155
SH
DFND
2
8155
0
0
ARAMARK
COM
03852U106
2425
63018
SH
DFND
2
63018
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
3108
86167
SH
DFND
2
86167
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
1104
14365
SH
DFND
2
14365
0
0
ATRICURE INC
COM
04963C209
943
16933
SH
DFND
2
16933
0
0
AVANTOR INC
COM
05352A100
3860
137107
SH
DFND
2
137107
0
0
AXALTA COATING SYS LTD
COM
G0750C108
6781
237500
SH
DFND
2
237500
0
0
AZEK CO INC
CL A
05478C105
13650
355000
SH
DFND
2
355000
0
0
BALLARD PWR SYS INC NEW
COM
058586108
1372
58636
SH
DFND
2
58636
0
0
BANK NEW YORK MELLON CORP
COM
064058100
940
22156
SH
DFND
2
22156
0
0
BAUSCH HEALTH COS INC
COM
071734107
1603
77058
SH
DFND
2
77058
0
0
BAXTER INTL INC
COM
071813109
1202
14980
SH
DFND
2
14980
0
0
BERKLEY W R CORP
COM
084423102
2516
37880
SH
DFND
2
37880
0
0
BIOLIFE SOLUTIONS INC
COM NEW
09062W204
586
14688
SH
DFND
2
14688
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
4639
52907
SH
DFND
2
52907
0
0
BK OF AMERICA CORP
COM
060505104
8465
279292
SH
DFND
2
279292
0
0
BLACK KNIGHT INC
COM
09215C105
2968
33593
SH
DFND
2
33593
0
0
BLOOM ENERGY CORP
COM CL A
093712107
1616
56387
SH
DFND
2
56387
0
0
BLOOMIN BRANDS INC
COM
094235108
1860
95777
SH
DFND
2
95777
0
0
BOOT BARN HLDGS INC
COM
099406100
2584
59600
SH
DFND
2
59600
0
0
BORGWARNER INC
COM
099724106
5796
150000
SH
DFND
2
150000
0
0
BP PLC
SPONSORED ADR
055622104
1139
55503
SH
DFND
2
55503
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
1581
43673
SH
DFND
2
43673
0
0
BRINKS CO
COM
109696104
1316
18271
SH
DFND
2
18271
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
276
400000
SH
DFND
2
400000
0
0
BRP GROUP INC
COM CL A
05589G102
6719
224198
SH
DFND
2
224198
0
0
BRUKER CORP
COM
116794108
1947
35967
SH
DFND
2
35967
0
0
BUNGE LIMITED
COM
G16962105
4063
61950
SH
DFND
2
61950
0
0
C3 AI INC
CL A
12468P104
7631
55000
SH
DFND
2
55000
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
3714
50000
SH
DFND
2
50000
0
0
CANADIAN NAT RES LTD
COM
136385101
1013
42136
SH
DFND
2
42136
0
0
CANNAE HLDGS INC
COM
13765N107
3216
72646
SH
DFND
2
72646
0
0
CAPITAL ONE FINL CORP
COM
14040H105
5146
52061
SH
DFND
2
52061
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
4035
96068
SH
DFND
2
96068
0
0
CARDINAL HEALTH INC
COM
14149Y108
1686
31473
SH
DFND
2
31473
0
0
CATERPILLAR INC DEL
COM
149123101
3842
21110
SH
DFND
2
21110
0
0
CENOVUS ENERGY INC
COM
15135U109
1119
185299
SH
DFND
2
185299
0
0
CENTENE CORP DEL
COM
15135B101
3113
51863
SH
DFND
2
51863
0
0
CEREVEL THERAPEUTICS HLDNG I
COM
15678U128
603
36355
SH
DFND
2
36355
0
0
CF INDS HLDGS INC
COM
125269100
3138
81054
SH
DFND
2
81054
0
0
CHART INDS INC
COM PAR $0.01
16115Q308
1572
13350
SH
DFND
2
13350
0
0
CIGNA CORP NEW
COM
125523100
1726
8290
SH
DFND
2
8290
0
0
CIMAREX ENERGY CO
COM
171798101
898
23952
SH
DFND
2
23952
0
0
CITIZENS FINL GROUP INC
COM
174610105
3631
101547
SH
DFND
2
101547
0
0
CLEAN HARBORS INC
COM
184496107
12556
165000
SH
DFND
2
165000
0
0
CNX RES CORP
COM
12653C108
2700
250000
SH
DFND
2
250000
0
0
COLONNADE ACQUISITION CORP
COM CL A
G2283K110
689
51000
SH
DFND
2
51000
0
0
COMCAST CORP NEW
CL A
20030N101
9694
185000
SH
DFND
2
185000
0
0
COMERICA INC
COM
200340107
2713
48573
SH
DFND
2
48573
0
0
CONCENTRIX CORP
COM
20602D101
6106
61869
SH
DFND
2
61869
0
0
CONCHO RES INC
COM
20605P101
3126
53575
SH
DFND
2
53575
0
0
CONOCOPHILLIPS
COM
20825C104
1854
46352
SH
DFND
2
46352
0
0
CONSTELLIUM SE
CL A SHS
F21107101
2831
202339
SH
DFND
2
202339
0
0
CONTEXTLOGIC INC
COM CL A
21077C107
2736
150000
SH
DFND
2
150000
0
0
CONTINENTAL RES INC
COM
212015101
1281
78561
SH
DFND
2
78561
0
0
CORELOGIC INC
COM
21871D103
8892
115000
SH
DFND
2
115000
0
0
CORTEVA INC
COM
22052L104
523
13500
SH
DFND
2
13500
0
0
COSTAR GROUP INC
COM
22160N109
3550
3841
SH
DFND
2
3841
0
0
COUPA SOFTWARE INC
COM
22266L106
4745
14000
SH
DFND
2
14000
0
0
CROWN HLDGS INC
COM
228368106
730
7287
SH
DFND
2
7287
0
0
CSX CORP
COM
126408103
1251
13787
SH
DFND
2
13787
0
0
CURO GROUP HOLDINGS CORP
COM
23131L107
394
27470
SH
DFND
2
27470
0
0
DANA INC
COM
235825205
1369
70137
SH
DFND
2
70137
0
0
DANAHER CORPORATION
COM
235851102
2323
10456
SH
DFND
2
10456
0
0
DARLING INGREDIENTS INC
COM
237266101
2773
48067
SH
DFND
2
48067
0
0
DEERE & CO
COM
244199105
1061
3944
SH
DFND
2
3944
0
0
DEVON ENERGY CORP NEW
COM
25179M103
1010
63889
SH
DFND
2
63889
0
0
DISCOVER FINL SVCS
COM
254709108
4385
48440
SH
DFND
2
48440
0
0
DISCOVERY INC
COM SER C
25470F302
9689
369962
SH
DFND
2
369962
0
0
DOLLAR TREE INC
COM
256746108
327
3024
SH
DFND
2
3024
0
0
DOORDASH INC
CL A
25809K105
9279
65000
SH
DFND
2
65000
0
0
DUPONT DE NEMOURS INC
COM
26614N102
4476
62946
SH
DFND
2
62946
0
0
EAGLE MATLS INC
COM
26969P108
507
5000
SH
DFND
2
5000
0
0
EATON VANCE CORP
COM NON VTG
278265103
2717
40000
SH
DFND
2
40000
0
0
ECHOSTAR CORP
CL A
278768106
895
42218
SH
DFND
2
42218
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
4739
154502
SH
DFND
2
154502
0
0
EMERSON ELEC CO
COM
291011104
4658
57954
SH
DFND
2
57954
0
0
ENCOMPASS HEALTH CORP
COM
29261A100
7439
89960
SH
DFND
2
89960
0
0
ENPHASE ENERGY INC
COM
29355A107
780
4448
SH
DFND
2
4448
0
0
EQT CORP
COM
26884L109
3559
280000
SH
DFND
2
280000
0
0
EQUITABLE HLDGS INC
COM
29452E101
2117
82734
SH
DFND
2
82734
0
0
EXACT SCIENCES CORP
COM
30063P105
305
2302
SH
DFND
2
2302
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
5031
38000
SH
DFND
2
38000
0
0
FACEBOOK INC
CL A
30303M102
9834
36000
SH
DFND
2
36000
0
0
FBL FINL GROUP INC
CL A
30239F106
3138
59761
SH
DFND
2
59761
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
2546
18000
SH
DFND
2
18000
0
0
FIFTH THIRD BANCORP
COM
316773100
5938
215393
SH
DFND
2
215393
0
0
FINSERV ACQUISITION CORP
CL A
318085107
989
79139
SH
DFND
2
79139
0
0
FIRST SOLAR INC
COM
336433107
1059
10702
SH
DFND
2
10702
0
0
FIRSTMARK HORIZON ACQUISITIO
UNIT 99/99/9999
33765Y200
1710
150000
SH
DFND
2
150000
0
0
FISERV INC
COM
337738108
17079
150000
SH
DFND
2
150000
0
0
FISKER INC
CL A COM STK
33813J106
1640
111927
SH
DFND
2
111927
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
4246
15561
SH
DFND
2
15561
0
0
FLOWSERVE CORP
COM
34354P105
2347
63692
SH
DFND
2
63692
0
0
FORD MTR CO DEL
COM
345370860
545
62000
SH
DFND
2
62000
0
0
FOREST ROAD ACQUISITION CORP
UNIT 99/99/9999
34619R201
1575
150000
SH
DFND
2
150000
0
0
FORUM MERGER III CORP
COM CL A
349885103
880
65000
SH
DFND
2
65000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1545
59374
SH
DFND
2
59374
0
0
GENERAL ELECTRIC CO
COM
369604103
1400
129586
SH
DFND
2
129586
0
0
GENERAL MTRS CO
COM
37045V100
13203
317069
SH
DFND
2
317069
0
0
GFL ENVIRONMENTAL INC
SUB VTG SHS
36168Q104
5106
175000
SH
DFND
2
175000
0
0
GLOBAL PMTS INC
COM
37940X102
9980
46329
SH
DFND
2
46329
0
0
GLOBE LIFE INC
COM
37959E102
2560
26959
SH
DFND
2
26959
0
0
GOLAR LNG LTD
SHS
G9456A100
2214
229675
SH
DFND
2
229675
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
4099
15542
SH
DFND
2
15542
0
0
HARLEY DAVIDSON INC
COM
412822108
2735
74528
SH
DFND
2
74528
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
5224
106661
SH
DFND
2
106661
0
0
HCA HEALTHCARE INC
COM
40412C101
4180
25419
SH
DFND
2
25419
0
0
HEALTH ASSURN ACQUISITION CO
UNIT 99/99/9999
42226W208
2755
250000
SH
DFND
2
250000
0
0
HENRY SCHEIN INC
COM
806407102
1364
20408
SH
DFND
2
20408
0
0
HOWMET AEROSPACE INC
COM
443201108
2025
70945
SH
DFND
2
70945
0
0
HUMANA INC
COM
444859102
4657
11350
SH
DFND
2
11350
0
0
IDEXX LABS INC
COM
45168D104
829
1659
SH
DFND
2
1659
0
0
IHS MARKIT LTD
SHS
G47567105
5839
65000
SH
DFND
2
65000
0
0
ILLUMINA INC
COM
452327109
4426
11961
SH
DFND
2
11961
0
0
INGREDION INC
COM
457187102
629
8000
SH
DFND
2
8000
0
0
INTERNATIONAL PAPER CO
COM
460146103
646
13000
SH
DFND
2
13000
0
0
INTERPRIVATE ACQUISITION COR
COM
46064A103
1599
110000
SH
DFND
2
110000
0
0
INVITAE CORP
COM
46185L103
223
5334
SH
DFND
2
5334
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
1047
18513
SH
DFND
2
18513
0
0
IQVIA HLDGS INC
COM
46266C105
3522
19660
SH
DFND
2
19660
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
500
2552
SH
DFND
2
2552
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
7842
40000
SH
Put
DFND
2
40000
0
0
ITT INC
COM
45073V108
770
10000
SH
DFND
2
10000
0
0
JAWS SPITFIRE ACQUISITION CO
UNIT 99/99/9999
G50740128
1105
100000
SH
DFND
2
100000
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
1008
21626
SH
DFND
2
21626
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
2041
10000
SH
DFND
2
10000
0
0
KE HLDGS INC
SPONSORED ADS
482497104
1777
28881
SH
DFND
2
28881
0
0
KEYCORP
COM
493267108
6785
413449
SH
DFND
2
413449
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
1243
29726
SH
DFND
2
29726
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
3780
18568
SH
DFND
2
18568
0
0
LAZARD LTD
SHS A
G54050102
5687
134450
SH
DFND
2
134450
0
0
LENDINGTREE INC NEW
COM
52603B107
3012
11000
SH
DFND
2
11000
0
0
LENNAR CORP
CL A
526057104
5111
67045
SH
DFND
2
67045
0
0
LESLIES INC
COM
527064109
4179
150610
SH
DFND
2
150610
0
0
LI AUTO INC
SPONSORED ADS
50202M102
1685
58456
SH
DFND
2
58456
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
10794
68156
SH
DFND
2
68156
0
0
LINCOLN NATL CORP IND
COM
534187109
1021
20296
SH
DFND
2
20296
0
0
LINDE PLC
SHS
G5494J103
2196
8333
SH
DFND
2
8333
0
0
LORDSTOWN MOTORS CORP
COM CL A
54405Q100
2075
103440
SH
DFND
2
103440
0
0
LOWES COS INC
COM
548661107
5041
31409
SH
DFND
2
31409
0
0
LUFAX HOLDING LTD
ADS REP SHS CL A
54975P102
1420
100000
SH
DFND
2
100000
0
0
LYFT INC
CL A COM
55087P104
2702
55000
SH
DFND
2
55000
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
2515
66983
SH
DFND
2
66983
0
0
MADISON SQUARE GRDN SPRT COR
CL A
55825T103
2577
14000
SH
DFND
2
14000
0
0
MAGNA INTL INC
COM
559222401
2717
38370
SH
DFND
2
38370
0
0
MANULIFE FINL CORP
COM
56501R106
920
51853
SH
DFND
2
51853
0
0
MARKEL CORP
COM
570535104
8188
7924
SH
DFND
2
7924
0
0
MARQUEE RAINE ACQUISITION CO
UNIT 12/01/2025
G58442115
1624
150000
SH
DFND
2
150000
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
852
3000
SH
DFND
2
3000
0
0
MCKESSON CORP
COM
58155Q103
1542
8864
SH
DFND
2
8864
0
0
MEDALLIA INC
COM
584021109
1993
60000
SH
DFND
2
60000
0
0
MEDTRONIC PLC
SHS
G5960L103
3712
31689
SH
DFND
2
31689
0
0
MERCADOLIBRE INC
COM
58733R102
5026
3000
SH
DFND
2
3000
0
0
METLIFE INC
COM
59156R108
4214
89761
SH
DFND
2
89761
0
0
MICRON TECHNOLOGY INC
COM
595112103
2255
30000
SH
DFND
2
30000
0
0
MICROSOFT CORP
COM
594918104
5116
23000
SH
DFND
2
23000
0
0
MISSION PRODUCE INC
COM
60510V108
1631
108400
SH
DFND
2
108400
0
0
MOLINA HEALTHCARE INC
COM
60855R100
1421
6681
SH
DFND
2
6681
0
0
MORGAN STANLEY
COM NEW
617446448
5447
79485
SH
DFND
2
79485
0
0
MP MATERIALS CORP
COM CL A
553368101
3329
103480
SH
DFND
2
103480
0
0
MYRIAD GENETICS INC
COM
62855J104
334
16868
SH
DFND
2
16868
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
528
7901
SH
DFND
2
7901
0
0
NATERA INC
COM
632307104
1859
18681
SH
DFND
2
18681
0
0
NCR CORP NEW
COM
62886E108
1097
29200
SH
DFND
2
29200
0
0
NEW PROVIDENCE ACQUISITION
COM CL A
64822P106
1086
80000
SH
DFND
2
80000
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
264
26579
SH
DFND
2
26579
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
2038
193198
SH
DFND
2
193198
0
0
NEWS CORP NEW
CL A
65249B109
7907
440000
SH
DFND
2
440000
0
0
NEXTERA ENERGY INC
COM
65339F101
5216
67603
SH
DFND
2
67603
0
0
NIO INC
SPON ADS
62914V106
1187
24357
SH
DFND
2
24357
0
0
NORDSTROM INC
COM
655664100
3060
98036
SH
DFND
2
98036
0
0
NORFOLK SOUTHN CORP
COM
655844108
1278
5378
SH
DFND
2
5378
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
2067
13000
SH
DFND
2
13000
0
0
OAK STR HEALTH INC
COM
67181A107
960
15693
SH
DFND
2
15693
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
2445
12528
SH
DFND
2
12528
0
0
OMNICELL COM
COM
68213N109
1200
10000
SH
DFND
2
10000
0
0
OMNICOM GROUP INC
COM
681919106
2495
40000
SH
DFND
2
40000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
2142
65435
SH
DFND
2
65435
0
0
OPTION CARE HEALTH INC
COM NEW
68404L201
4682
299339
SH
DFND
2
299339
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
1916
4233
SH
DFND
2
4233
0
0
OSHKOSH CORP
COM
688239201
602
7000
SH
DFND
2
7000
0
0
OUTFRONT MEDIA INC
COM
69007J106
3423
175000
SH
DFND
2
175000
0
0
OWENS & MINOR INC NEW
COM
690732102
488
18038
SH
DFND
2
18038
0
0
OZON HLDGS PLC
SPONSORED ADS
69269L104
2692
65000
SH
DFND
2
65000
0
0
PACTIV EVERGREEN INC
COM
69526K105
3909
215490
SH
DFND
2
215490
0
0
PAPA JOHNS INTL INC
COM
698813102
3359
39592
SH
DFND
2
39592
0
0
PARKER-HANNIFIN CORP
COM
701094104
3001
11017
SH
DFND
2
11017
0
0
PAYPAL HLDGS INC
COM
70450Y103
5410
23101
SH
DFND
2
23101
0
0
PDC ENERGY INC
COM
69327R101
1896
92345
SH
DFND
2
92345
0
0
PERFORMANCE FOOD GROUP CO
COM
71377A103
1588
33358
SH
DFND
2
33358
0
0
PERIPHAS CAPITAL PARTNERING
UNIT 99/99/9999
713895209
2611
100000
SH
DFND
2
100000
0
0
PERSONALIS INC
COM
71535D106
690
18838
SH
DFND
2
18838
0
0
PILGRIMS PRIDE CORP
COM
72147K108
471
24000
SH
DFND
2
24000
0
0
PIONEER NAT RES CO
COM
723787107
996
8744
SH
DFND
2
8744
0
0
PLUG POWER INC
COM NEW
72919P202
1279
37722
SH
DFND
2
37722
0
0
PPD INC
COM
69355F102
454
13263
SH
DFND
2
13263
0
0
PREMIER INC
CL A
74051N102
252
7180
SH
DFND
2
7180
0
0
PROASSURANCE CORP
COM
74267C106
800
44961
SH
DFND
2
44961
0
0
PROG HOLDINGS INC
COM NPV
74319R101
4888
90743
SH
DFND
2
90743
0
0
PROGRESSIVE CORP
COM
743315103
1031
10424
SH
DFND
2
10424
0
0
PTC INC
COM
69370C100
1995
16681
SH
DFND
2
16681
0
0
PUBLIC STORAGE
COM
74460D109
1021
4422
SH
DFND
2
4422
0
0
QIAGEN NV
SHS NEW
N72482123
1321
24997
SH
DFND
2
24997
0
0
QUANTA SVCS INC
COM
74762E102
2073
28782
SH
DFND
2
28782
0
0
RACKSPACE TECHNOLOGY INC
COM
750102105
4796
251642
SH
DFND
2
251642
0
0
RALPH LAUREN CORP
CL A
751212101
2350
22650
SH
DFND
2
22650
0
0
RAYMOND JAMES FINL INC
COM
754730109
5097
53278
SH
DFND
2
53278
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
4171
58333
SH
DFND
2
58333
0
0
REALPAGE INC
COM
75606N109
5234
60000
SH
DFND
2
60000
0
0
REINVENT TECHNOLOGY PARTNERS
CL A
G7483N129
2890
250000
SH
DFND
2
250000
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
5508
46000
SH
DFND
2
46000
0
0
RENAISSANCERE HLDGS LTD
COM
G7496G103
1139
6868
SH
DFND
2
6868
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
1576
22254
SH
DFND
2
22254
0
0
RENT A CTR INC NEW
COM
76009N100
2135
55756
SH
DFND
2
55756
0
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
314
14770
SH
DFND
2
14770
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
1577
25806
SH
DFND
2
25806
0
0
REVOLVE GROUP INC
CL A
76156B107
1466
47029
SH
DFND
2
47029
0
0
RH
COM
74967X103
3877
8663
SH
DFND
2
8663
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
2149
30894
SH
DFND
2
30894
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1345
5362
SH
DFND
2
5362
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
2432
32567
SH
DFND
2
32567
0
0
SABRE CORP
COM
78573M104
902
75000
SH
DFND
2
75000
0
0
SALESFORCE COM INC
COM
79466L302
1669
7500
SH
DFND
2
7500
0
0
SCHWAB CHARLES CORP
COM
808513105
4893
92248
SH
DFND
2
92248
0
0
SEA LTD
SPONSORD ADS
81141R100
5474
27500
SH
DFND
2
27500
0
0
SENSATA TECHNOLOGIES HLDNG P
SHS
G8060N102
7000
132725
SH
DFND
2
132725
0
0
SHIFT4 PMTS INC
CL A
82452J109
11310
150000
SH
DFND
2
150000
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
5702
135000
SH
DFND
2
135000
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H106
603
50519
SH
DFND
2
50519
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
UNIT 99/99/9999
G8251L121
1936
150000
SH
DFND
2
150000
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
UNIT 99/99/9999
G8252P121
1977
150000
SH
DFND
2
150000
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
UNIT 99/99/9999
G82514129
2194
150000
SH
DFND
2
150000
0
0
SOCIEDAD QUIMICA Y MINERA DE
SPON ADR SER B
833635105
442
9000
SH
DFND
2
9000
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
1252
3924
SH
DFND
2
3924
0
0
SONOCO PRODS CO
COM
835495102
5510
93000
SH
DFND
2
93000
0
0
SOTERA HEALTH CO
COM
83601L102
5786
210854
SH
DFND
2
210854
0
0
SPDR SER TR
S&P RETAIL ETF
78464A714
2062
32057
SH
DFND
2
32057
0
0
SPDR SER TR
S&P REGL BKG
78464A698
4697
90414
SH
DFND
2
90414
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1816
108196
SH
DFND
2
108196
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
11282
250000
SH
DFND
2
250000
0
0
SUNPOWER CORP
COM
867652406
1202
46864
SH
DFND
2
46864
0
0
SUNRUN INC
COM
86771W105
1814
26140
SH
DFND
2
26140
0
0
SUPERNOVA PARTNERS ACQUISITI
UNIT 99/99/9999
86846V207
2902
250000
SH
DFND
2
250000
0
0
SUZANO S A
SPON ADS
86959K105
3258
291450
SH
DFND
2
291450
0
0
SWITCHBACK ENERGY ACQUISTN C
COM CL A
87105M102
1463
36511
SH
DFND
2
36511
0
0
SYSCO CORP
COM
871829107
1442
19412
SH
DFND
2
19412
0
0
TAPESTRY INC
COM
876030107
4253
136833
SH
DFND
2
136833
0
0
TARGET CORP
COM
87612E106
9051
51274
SH
DFND
2
51274
0
0
TEGNA INC
COM
87901J105
2169
155460
SH
DFND
2
155460
0
0
TELEFLEX INCORPORATED
COM
879369106
3865
9392
SH
DFND
2
9392
0
0
TEXTRON INC
COM
883203101
532
11000
SH
DFND
2
11000
0
0
THE AARONS COMPANY INC
COM
00258W108
4669
246257
SH
DFND
2
246257
0
0
THE REALREAL INC
COM
88339P101
217
11089
SH
DFND
2
11089
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1538
3302
SH
DFND
2
3302
0
0
TIMKEN CO
COM
887389104
3506
45327
SH
DFND
2
45327
0
0
TJX COS INC NEW
COM
872540109
4240
62093
SH
DFND
2
62093
0
0
T-MOBILE US INC
COM
872590104
5124
38000
SH
DFND
2
38000
0
0
TOPBUILD CORP
COM
89055F103
1841
10000
SH
DFND
2
10000
0
0
TOTAL SE
SPONSORED ADS
89151E109
1443
34427
SH
DFND
2
34427
0
0
TPG PACE BEN FIN CORP
CL A COM
G8990D125
2836
109625
SH
DFND
2
109625
0
0
TPI COMPOSITES INC
COM
87266J104
2712
51383
SH
DFND
2
51383
0
0
TRAVELERS COMPANIES INC
COM
89417E109
4218
30052
SH
DFND
2
30052
0
0
TREAN INS GROUP INC
COM
89457R101
3066
234012
SH
DFND
2
234012
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
2277
155741
SH
DFND
2
155741
0
0
TWIST BIOSCIENCE CORP
COM
90184D100
242
1716
SH
DFND
2
1716
0
0
ULTA BEAUTY INC
COM
90384S303
3492
12160
SH
DFND
2
12160
0
0
UNDER ARMOUR INC
CL A
904311107
2930
170640
SH
DFND
2
170640
0
0
UNION PAC CORP
COM
907818108
2557
12278
SH
DFND
2
12278
0
0
UNITED STATES STL CORP NEW
COM
912909108
1499
89377
SH
DFND
2
89377
0
0
UNUM GROUP
COM
91529Y106
1586
69151
SH
DFND
2
69151
0
0
US BANCORP DEL
COM NEW
902973304
7604
163220
SH
DFND
2
163220
0
0
V F CORP
COM
918204108
4121
48253
SH
DFND
2
48253
0
0
VARIAN MED SYS INC
COM
92220P105
5688
32500
SH
DFND
2
32500
0
0
VERTIV HOLDINGS CO
COM CL A
92537N108
12250
656121
SH
DFND
2
656121
0
0
VIATRIS INC
COM
92556V106
4122
219944
SH
DFND
2
219944
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
3522
148400
SH
DFND
2
148400
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
23730
1000000
SH
Call
DFND
2
1000000
0
0
VISTEON CORP
COM NEW
92839U206
1391
11085
SH
DFND
2
11085
0
0
VONTIER CORPORATION
COM
928881101
6328
189475
SH
DFND
2
189475
0
0
VOYA FINANCIAL INC
COM
929089100
894
15194
SH
DFND
2
15194
0
0
VY GLOBAL GROWTH
COM CL A
G9444H100
2084
200000
SH
DFND
2
200000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
4591
115132
SH
DFND
2
115132
0
0
WASTE MGMT INC DEL
COM
94106L109
767
6500
SH
DFND
2
6500
0
0
WELLS FARGO CO NEW
COM
949746101
2417
80091
SH
DFND
2
80091
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
2001
7062
SH
DFND
2
7062
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
5267
25000
SH
DFND
2
25000
0
0
WOODWARD INC
COM
980745103
2051
16873
SH
DFND
2
16873
0
0
WORKDAY INC
CL A
98138H101
5032
21000
SH
DFND
2
21000
0
0
WPX ENERGY INC
COM
98212B103
1231
151068
SH
DFND
2
151068
0
0
XILINX INC
COM
983919101
10108
71297
SH
DFND
2
71297
0
0
XPENG INC
ADS
98422D105
1774
41420
SH
DFND
2
41420
0
0
XPO LOGISTICS INC
COM
983793100
2605
21858
SH
DFND
2
21858
0
0
XYLEM INC
COM
98419M100
713
7000
SH
DFND
2
7000
0
0
Y-MABS THERAPEUTICS INC
COM
984241109
2178
44000
SH
DFND
2
44000
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
3937
25553
SH
DFND
2
25553
0
0
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
8440
175000
SH
DFND
2
175000
0
0
REGENCY CENTERS CORP
REIT
758849103
60
1315
SH
DFND
3
0
0
0
OI SA
Depositary Receipt
670851500
90298
44481717
SH
DFND
4
0
44481717
0
CINCINNATI BELL INC
COMMON STOCK
171871502
19161
1254000
SH
DFND
5
0
0
0
MPLX LP
Partnership Shares
55336V100
122431
5655004
SH
DFND
5
0
0
0
TC PIPELINES LP
Partnership Shares
87233Q108
17938
609089
SH
DFND
5
0
0
0
TRANSALTA CORP
COMMON STOCK
89346D107
254491
33512585
SH
DFND
5
0
0
0
GRAFTECH INTERNATIONAL LTD
COMMON STOCK
384313508
1574936
147742570
SH
DFND
6
0
0
0
NORBORD INC
COMMON STOCK
65548P403
779593
18062826
SH
DFND
6
0
0
0
VISTRA CORP
COMMON STOCK
92840M102
379220
19288903
SH
DFND
6
0
0
0
AMERICAN EQTY INVT LIFE HLD
COMMON STOCK
025676206
251873
9106042
SH
DFND
0
0
0
BROOKFIELD BUSINESS PARTNERS LP
Partnership Shares
G16234109
930153
24784246
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE CO
COMMON STOCK
11275Q107
627216
8675193
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS LP
Partnership Shares
G16252101
12332
249645
SH
SOLE
0
0
0
BROOKFIELD PPTY REIT INC
REIT
11282X103
45363
3036315
SH
SOLE
0
0
0
BROOKFIELD PROPERTY PARTNERS LP
Partnership Shares
G16249107
1715747
118572736
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE CORP
COMMON STOCK
11284V105
3485352
59813835
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE PARTNERS
Partnership Shares
G16258108
2966537
68749416
SH
SOLE
0
0
0
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
Mutual Fund
464287242
5044
36515
SH
DFND
0
0
0
ISHARES TR
Mutual Fund
46434V407
12577
276777
SH
DFND
0
0
0
NORBORD INC
COMMON STOCK
65548P403
721840
16724709
SH
DFND
0
0
0
OI SA
Depositary Receipt
670851500
136013
67001316
SH
DFND
0
67001316
0