0000950123-20-012056.txt : 20201116
0000950123-20-012056.hdr.sgml : 20201116
20201116125328
ACCESSION NUMBER: 0000950123-20-012056
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201116
DATE AS OF CHANGE: 20201116
EFFECTIVENESS DATE: 20201116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 201315045
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001001085
XXXXXXXX
09-30-2020
09-30-2020
false
BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
M5J2T3
13F COMBINATION REPORT
028-14349
028-05050
Oaktree Capital Management, L.P.
N
Ronald Fisher-Dayn
MANAGING DIRECTOR, LEGAL & REGULATORY
212.978.1763
/s/ Ronald Fisher-Dayn
NY
NY
11-16-2020
6
375
17494985
true
1
028-13826
Brookfield Public Securities Group LLC
2
028-20008
Brookfield BHS Advisors LLC
3
028-16270
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
4
028-16296
Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC
5
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC
6
028-17298
Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC
INFORMATION TABLE
2
1936.xml
INFORMATION TABLE FOR FORM 13F
AMEREN CORP
COM
023608102
150229
1899705
SH
DFND
1
502611
0
1397094
AMERICAN ELEC PWR CO INC
COM
025537101
160480
1963535
SH
DFND
1
751884
0
1211651
AMERICAN HOMES 4 RENT
CL A
02665T306
68442
2403151
SH
DFND
1
2001487
0
401664
AMERICAN TOWER CORP NEW
COM
03027X100
260649
1078267
SH
DFND
1
972574
0
105693
AMERICAN WTR WKS CO INC NEW
COM
030420103
260458
1797751
SH
DFND
1
819100
0
978651
ANTERO MIDSTREAM CORP
COM
03676B102
26356
4907930
SH
DFND
1
4267675
46319
593936
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
53752
5593351
SH
DFND
1
4659797
0
933554
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
2870
100300
SH
DFND
1
100300
0
0
AZURE PWR GLOBAL LTD
SHS
V0393H103
444
14900
SH
DFND
1
14900
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
202
950
SH
DFND
1
950
0
0
BLOOM ENERGY CORP
COM CL A
093712107
552
30700
SH
DFND
1
30700
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
1805
109267
SH
DFND
1
0
0
109267
CAMDEN PPTY TR
SH BEN INT
133131102
125498
1410406
SH
DFND
1
1177606
0
232800
CANADIAN PAC RY LTD
COM
13645T100
33944
111500
SH
DFND
1
94900
0
16600
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
77
10291
SH
DFND
1
0
0
10291
CHENIERE ENERGY INC
COM
16411R208
96054
2075947
SH
DFND
1
1716198
13285
346464
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
35389
1064019
SH
DFND
1
1064019
0
0
CHINDATA GROUP HLDGS LTD
ADS
16955F107
4869
300000
SH
DFND
1
79354
0
220646
CLEARWAY ENERGY INC
CL A
18539C105
1166
47200
SH
DFND
1
47200
0
0
CMS ENERGY CORP
COM
125896100
146495
2385518
SH
DFND
1
837117
0
1548401
CNX RES CORP
COM
12653C108
456
48312
SH
DFND
1
48312
0
0
COUSINS PPTYS INC
COM NEW
222795502
103881
3633473
SH
DFND
1
3049663
0
583810
CROWN CASTLE INTL CORP NEW
COM
22822V101
35191
211357
SH
DFND
1
200371
0
10986
CSX CORP
COM
126408103
42245
543900
SH
DFND
1
462400
0
81500
CUBESMART
COM
229663109
45012
1393144
SH
DFND
1
1173207
0
219937
CYRUSONE INC
COM
23283R100
69689
995135
SH
DFND
1
832965
0
162170
DIGITAL RLTY TR INC
COM
253868103
97021
661086
SH
DFND
1
551386
0
109700
DOMINION ENERGY INC
COM
25746U109
1875
23750
SH
DFND
1
23750
0
0
DOUGLAS EMMETT INC
COM
25960P109
34980
1393609
SH
DFND
1
1175043
0
218566
EASTGROUP PPTY INC
COM
277276101
62866
486088
SH
DFND
1
410324
0
75764
ENBRIDGE INC
COM
29250N105
247567
8478309
SH
DFND
1
7521098
21869
935342
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
92720
17107098
SH
DFND
1
15095294
113262
1898542
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
8385
3699256
SH
DFND
1
3699256
0
0
ENPHASE ENERGY INC
COM
29355A107
264
3200
SH
DFND
1
3200
0
0
ENTERGY CORP NEW
COM
29364G103
137370
1394198
SH
DFND
1
362545
0
1031653
ENTERPRISE PRODS PARTNERS L
COM
293792107
133528
8456546
SH
DFND
1
7460652
48609
947285
EQUINIX INC
COM
29444U700
51040
67146
SH
DFND
1
67146
0
0
EQUITRANS MIDSTREAM CORP
COM
294600101
38479
4548408
SH
DFND
1
3948881
42504
557023
EQUITY COMWLTH
CUM PFD S D 6.5%
294628201
608
20922
SH
DFND
1
13437
0
7485
ESSENTIAL PPTYS RLTY TR INC
COM
29670E107
23356
1274864
SH
DFND
1
1245281
0
29583
ESSEX PPTY TR INC
COM
297178105
102525
510607
SH
DFND
1
425521
0
85086
EVERSOURCE ENERGY
COM
30040W108
643
7700
SH
DFND
1
7700
0
0
FIRST SOLAR INC
COM
336433107
437
6600
SH
DFND
1
6600
0
0
FIRSTENERGY CORP
COM
337932107
108431
3776765
SH
DFND
1
1427773
0
2348992
FORTIS INC
COM
349553107
536
13115
SH
DFND
1
13115
0
0
FOUR CORNERS PPTY TR INC
COM
35086T109
43420
1696754
SH
DFND
1
1438531
0
258223
HESS MIDSTREAM LP
CL A SHS
428103105
8616
570627
SH
DFND
1
570627
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
86728
8037784
SH
DFND
1
6550816
0
1486968
HUDSON PAC PPTYS INC
COM
444097109
63755
2907207
SH
DFND
1
2448807
0
458400
ITRON INC
COM
465741106
626
10300
SH
DFND
1
10300
0
0
KILROY RLTY CORP
COM
49427F108
32483
625147
SH
DFND
1
536271
0
88876
KINDER MORGAN INC DEL
COM
49456B101
54152
4391923
SH
DFND
1
3793353
41121
557449
KITE RLTY GROUP TR
COM NEW
49803T300
8274
714490
SH
DFND
1
714490
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
96005
2807180
SH
DFND
1
2456338
18568
332274
MGM GROWTH PPTYS LLC
CL A COM
55303A105
43525
1555585
SH
DFND
1
1354701
0
200884
MGM RESORTS INTERNATIONAL
COM
552953101
857
39400
SH
DFND
1
39400
0
0
MID-AMER APT CMNTYS INC
COM
59522J103
97313
839263
SH
DFND
1
701015
0
138248
MPLX LP
COM UNIT REP LTD
55336V100
62837
3992163
SH
DFND
1
3525962
31867
434334
NATIONAL RETAIL PROPERTIES I
COM
637417106
57577
1668420
SH
DFND
1
1374171
0
294249
NEW HOME CO INC
COM
645370107
496
91102
SH
DFND
1
91102
0
0
NEXTERA ENERGY INC
COM
65339F101
299642
1079558
SH
DFND
1
535644
0
543914
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
546
9100
SH
DFND
1
9100
0
0
NISOURCE INC
COM
65473P105
156913
7132389
SH
DFND
1
3105500
0
4026889
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
8723
1191699
SH
DFND
1
1191699
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
7882
742234
SH
DFND
1
742234
0
0
ONEOK INC NEW
COM
682680103
62510
2406090
SH
DFND
1
2169602
10418
226070
OUTFRONT MEDIA INC
COM
69007J106
825
56700
SH
DFND
1
56700
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
46992
3750328
SH
DFND
1
3152551
0
597777
PEMBINA PIPELINE CORP
COM
706327103
121384
4857525
SH
DFND
1
4312826
17130
527569
PG&E CORP
COM
69331C108
124757
13286200
SH
DFND
1
7711868
0
5574332
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
30928
1342355
SH
DFND
1
1183854
10593
147908
PHYSICIANS RLTY TR
COM
71943U104
38200
2132896
SH
DFND
1
1776563
0
356333
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
83798
14013174
SH
DFND
1
12312407
119596
1581171
PLYMOUTH INDL REIT INC
COM
729640102
10306
835139
SH
DFND
1
835139
0
0
PROLOGIS INC.
COM
74340W103
260522
2589163
SH
DFND
1
2118732
0
470431
QTS RLTY TR INC
6.50% CON PFD B
74736A301
498
3523
SH
DFND
1
2246
0
1277
RATTLER MIDSTREAM LP
COM UNITS
75419T103
18130
3047031
SH
DFND
1
3047031
0
0
REGENCY CTRS CORP
COM
758849103
56467
1485191
SH
DFND
1
1227891
0
257300
REXFORD INDL RLTY INC
COM
76169C100
51748
1130862
SH
DFND
1
951727
0
179135
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
519
14100
SH
DFND
1
14100
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
169113
531000
SH
DFND
1
483600
0
47400
SEMPRA ENERGY
COM
816851109
130139
1099515
SH
DFND
1
992015
0
107500
SIMON PPTY GROUP INC NEW
COM
828806109
56729
877071
SH
DFND
1
723136
0
153935
STARWOOD PPTY TR INC
COM
85571B105
1716
113700
SH
DFND
1
113700
0
0
SUN CMNTYS INC
COM
866674104
56133
399208
SH
DFND
1
340598
0
58610
SUNNOVA ENERGY INTL INC.
COM
86745K104
274
9000
SH
DFND
1
9000
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
594
74800
SH
DFND
1
74800
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
623
103300
SH
DFND
1
103300
0
0
TARGA RES CORP
COM
87612G101
52600
3749123
SH
DFND
1
3239637
34311
475175
TC ENERGY CORP
COM
87807B107
107757
2564423
SH
DFND
1
2263396
15179
285848
TC PIPELINES LP
UT COM LTD PRT
87233Q108
45895
1794168
SH
DFND
1
1578276
14588
201304
VENTAS INC
COM
92276F100
99182
2363736
SH
DFND
1
1983856
0
379880
VICI PPTYS INC
COM
925652109
76527
3274574
SH
DFND
1
2703362
0
571212
VISTRA CORP
COM
92840M102
487
25848
SH
DFND
1
25848
0
0
WELLTOWER INC
COM
95040Q104
167528
3040983
SH
DFND
1
2545552
0
495431
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
47193
5899071
SH
DFND
1
5159281
48393
691397
WILLIAMS COS INC
COM
969457100
170500
8676834
SH
DFND
1
7671649
39881
965304
WP CAREY INC
COM
92936U109
19972
306500
SH
DFND
1
306500
0
0
XCEL ENERGY INC
COM
98389B100
147358
2135317
SH
DFND
1
651847
0
1483470
1LIFE HEALTHCARE INC
COM
68269G107
4274
150710
SH
DFND
2
150710
0
0
21VIANET GROUP INC
SPONSORED ADS A
90138A103
2267
97898
SH
DFND
2
97898
0
0
8X8 INC NEW
COM
282914100
6842
440000
SH
DFND
2
440000
0
0
ABBOTT LABS
COM
002824100
3854
35410
SH
DFND
2
35410
0
0
ADAPTIVE BIOTECHNOLOGIES COR
COM
00650F109
2421
49774
SH
DFND
2
49774
0
0
ADIENT PLC
ORD SHS
G0084W101
1733
100000
SH
DFND
2
100000
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
4659
9500
SH
DFND
2
9500
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
1037
6755
SH
DFND
2
6755
0
0
AECOM
COM
00766T100
10460
250000
SH
DFND
2
250000
0
0
AES CORP
COM
00130H105
1926
106363
SH
DFND
2
106363
0
0
AFLAC INC
COM
001055102
1521
41845
SH
DFND
2
41845
0
0
AIR PRODS & CHEMS INC
COM
009158106
2855
9584
SH
DFND
2
9584
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
12935
44000
SH
DFND
2
44000
0
0
ALTICE USA INC
CL A
02156K103
12350
475000
SH
DFND
2
475000
0
0
AMAZON COM INC
COM
023135106
14248
4525
SH
DFND
2
4525
0
0
AMERICAN EXPRESS CO
COM
025816109
2117
21121
SH
DFND
2
21121
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
3060
45692
SH
DFND
2
45692
0
0
AMERICAN WELL CORP
CL A
03044L105
2804
94593
SH
DFND
2
94593
0
0
AMETEK INC
COM
031100100
2982
30000
SH
DFND
2
30000
0
0
ANTHEM INC
COM
036752103
1953
7270
SH
DFND
2
7270
0
0
AON PLC
SHS CL A
G0403H108
1956
9483
SH
DFND
2
9483
0
0
APACHE CORP
COM
037411105
1765
186383
SH
DFND
2
186383
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
2039
69719
SH
DFND
2
69719
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
1003
13406
SH
DFND
2
13406
0
0
ASSURANT INC
COM
04621X108
2042
16833
SH
DFND
2
16833
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
4773
34217
SH
DFND
2
34217
0
0
AVANTOR INC
COM
05352A100
7910
351708
SH
DFND
2
351708
0
0
AVERY DENNISON CORP
COM
053611109
703
5500
SH
DFND
2
5500
0
0
AXALTA COATING SYS LTD
COM
G0750C108
18192
820561
SH
DFND
2
820561
0
0
AZEK CO INC
CL A
05478C105
16535
475000
SH
DFND
2
475000
0
0
BALLARD PWR SYS INC NEW
COM
058586108
1053
69723
SH
DFND
2
69723
0
0
BANK NEW YORK MELLON CORP
COM
064058100
4339
126352
SH
DFND
2
126352
0
0
BAXTER INTL INC
COM
071813109
3729
46363
SH
DFND
2
46363
0
0
BENTLEY SYS INC
COM CL B
08265T208
936
29800
SH
DFND
2
29800
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
2586
62250
SH
DFND
2
62250
0
0
BLACK KNIGHT INC
COM
09215C105
6276
72101
SH
DFND
2
72101
0
0
BLOOM ENERGY CORP
COM CL A
093712107
1087
60507
SH
DFND
2
60507
0
0
BORGWARNER INC
COM
099724106
17315
446962
SH
DFND
2
446962
0
0
BP PLC
SPONSORED ADR
055622104
1970
112846
SH
DFND
2
112846
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
73
32500
SH
DFND
2
32500
0
0
BRUKER CORP
COM
116794108
2897
72889
SH
DFND
2
72889
0
0
CABOT OIL & GAS CORP
COM
127097103
480
27670
SH
DFND
2
27670
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
8409
150000
SH
DFND
2
150000
0
0
CANADA GOOSE HLDGS INC
SHS SUB VTG
135086106
2679
83282
SH
DFND
2
83282
0
0
CANADIAN NAT RES LTD
COM
136385101
1477
92236
SH
DFND
2
92236
0
0
CANNAE HLDGS INC
COM
13765N107
2942
78970
SH
DFND
2
78970
0
0
CAPITAL ONE FINL CORP
COM
14040H105
994
13831
SH
DFND
2
13831
0
0
CARDINAL HEALTH INC
COM
14149Y108
2196
46764
SH
DFND
2
46764
0
0
CAREDX INC
COM
14167L103
364
9597
SH
DFND
2
9597
0
0
CARGURUS INC
COM CL A
141788109
2163
100000
SH
DFND
2
100000
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
540
35542
SH
DFND
2
35542
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
1893
61971
SH
DFND
2
61971
0
0
CARTERS INC
COM
146229109
340
3923
SH
DFND
2
3923
0
0
CATALENT INC
COM
148806102
6437
75146
SH
DFND
2
75146
0
0
CATERPILLAR INC DEL
COM
149123101
671
4500
SH
DFND
2
4500
0
0
CELANESE CORP DEL
COM
150870103
6326
58871
SH
DFND
2
58871
0
0
CHARLES RIV LABS INTL INC
COM
159864107
1939
8562
SH
DFND
2
8562
0
0
CHART INDS INC
COM PAR $0.01
16115Q308
563
8019
SH
DFND
2
8019
0
0
CHEWY INC
CL A
16679L109
6703
122246
SH
DFND
2
122246
0
0
CHINDATA GROUP HLDGS LTD
ADS
16955F107
1704
105000
SH
DFND
2
105000
0
0
CHUBB LIMITED
COM
H1467J104
1006
8664
SH
DFND
2
8664
0
0
CHURCHILL CAP CORP III
COM
17144C104
1794
175000
SH
DFND
2
175000
0
0
CIGNA CORP NEW
COM
125523100
6786
40055
SH
DFND
2
40055
0
0
CIMAREX ENERGY CO
COM
171798101
996
40952
SH
DFND
2
40952
0
0
CITIZENS FINL GROUP INC
COM
174610105
4767
188568
SH
DFND
2
188568
0
0
CLEAN HARBORS INC
COM
184496107
13447
240000
SH
DFND
2
240000
0
0
CLOUDFLARE INC
CL A COM
18915M107
4722
115000
SH
DFND
2
115000
0
0
CNO FINL GROUP INC
COM
12621E103
983
61268
SH
DFND
2
61268
0
0
COMCAST CORP NEW
CL A
20030N101
9715
210000
SH
DFND
2
210000
0
0
COMERICA INC
COM
200340107
1259
32925
SH
DFND
2
32925
0
0
CONCHO RES INC
COM
20605P101
1665
37728
SH
DFND
2
37728
0
0
CONOCOPHILLIPS
COM
20825C104
946
28798
SH
DFND
2
28798
0
0
CONTINENTAL RES INC
COM
212015101
997
81168
SH
DFND
2
81168
0
0
COOPER COS INC
COM NEW
216648402
1177
3491
SH
DFND
2
3491
0
0
CORELOGIC INC
COM
21871D103
3722
55000
SH
DFND
2
55000
0
0
CORSAIR GAMING INC
COM
22041X102
4523
225000
SH
DFND
2
225000
0
0
CORTEVA INC
COM
22052L104
634
22000
SH
DFND
2
22000
0
0
COSTAR GROUP INC
COM
22160N109
5373
6332
SH
DFND
2
6332
0
0
COSTCO WHSL CORP NEW
COM
22160K105
3188
8979
SH
DFND
2
8979
0
0
COUPA SOFTWARE INC
COM
22266L106
4114
15000
SH
DFND
2
15000
0
0
CRACKER BARREL OLD CTRY STOR
COM
22410J106
1986
17318
SH
DFND
2
17318
0
0
CUBIC CORP
COM
229669106
692
11900
SH
DFND
2
11900
0
0
CUMMINS INC
COM
231021106
2292
10855
SH
DFND
2
10855
0
0
DARDEN RESTAURANTS INC
COM
237194105
201
2000
SH
DFND
2
2000
0
0
DAVITA INC
COM
23918K108
2309
26957
SH
DFND
2
26957
0
0
DEERE & CO
COM
244199105
2181
9841
SH
DFND
2
9841
0
0
DISCOVERY INC
COM SER C
25470F302
3321
169462
SH
DFND
2
169462
0
0
DOLLAR GEN CORP NEW
COM
256677105
3049
14546
SH
DFND
2
14546
0
0
DOLLAR TREE INC
COM
256746108
3966
43415
SH
DFND
2
43415
0
0
DOMINOS PIZZA INC
COM
25754A201
4306
10125
SH
DFND
2
10125
0
0
DOVER CORP
COM
260003108
1482
13676
SH
DFND
2
13676
0
0
DOW INC
COM
260557103
2319
49281
SH
DFND
2
49281
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
502
6132
SH
DFND
2
6132
0
0
DUPONT DE NEMOURS INC
COM
26614N102
6935
125000
SH
DFND
2
125000
0
0
DYNATRACE INC
COM NEW
268150109
3282
80000
SH
DFND
2
80000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
3003
60000
SH
DFND
2
60000
0
0
EASTMAN CHEM CO
COM
277432100
3750
48000
SH
DFND
2
48000
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
2212
79194
SH
DFND
2
79194
0
0
EMERSON ELEC CO
COM
291011104
1452
22138
SH
DFND
2
22138
0
0
ENPHASE ENERGY INC
COM
29355A107
308
3724
SH
DFND
2
3724
0
0
EQT CORP
COM
26884L109
1021
78947
SH
DFND
2
78947
0
0
EQUINOR ASA
SPONSORED ADR
29446M102
1045
74343
SH
DFND
2
74343
0
0
EQUITABLE HLDGS INC
COM
29452E101
1940
106340
SH
DFND
2
106340
0
0
EVERCORE INC
CLASS A
29977A105
3686
56307
SH
DFND
2
56307
0
0
EVOLENT HEALTH INC
CL A
30050B101
399
32128
SH
DFND
2
32128
0
0
EXACT SCIENCES CORP
COM
30063P105
1415
13878
SH
DFND
2
13878
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
4309
47000
SH
DFND
2
47000
0
0
FACEBOOK INC
CL A
30303M102
9167
35000
SH
DFND
2
35000
0
0
FEDEX CORP
COM
31428X106
2328
9254
SH
DFND
2
9254
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
4725
32096
SH
DFND
2
32096
0
0
FIFTH THIRD BANCORP
COM
316773100
3814
178886
SH
DFND
2
178886
0
0
FIRST SOLAR INC
COM
336433107
2106
31820
SH
DFND
2
31820
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
5627
23634
SH
DFND
2
23634
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
2829
37825
SH
DFND
2
37825
0
0
FORTERRA INC
COM
34960W106
1019
86187
SH
DFND
2
86187
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
2047
19390
SH
DFND
2
19390
0
0
GENERAL MTRS CO
COM
37045V100
7675
259384
SH
DFND
2
259384
0
0
GFL ENVIRONMENTAL INC
SUB VTG SHS
36168Q104
5315
250001
SH
DFND
2
250001
0
0
GLOBE LIFE INC
COM
37959E102
503
6291
SH
DFND
2
6291
0
0
GOODRX HLDGS INC
COM CL A
38246G108
2780
50000
SH
DFND
2
50000
0
0
GORES METROPOULOS INC
COM CL A
382872109
571
50000
SH
DFND
2
50000
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
2141
58090
SH
DFND
2
58090
0
0
HCA HEALTHCARE INC
COM
40412C101
1601
12838
SH
DFND
2
12838
0
0
HD SUPPLY HLDGS INC
COM
40416M105
3469
84106
SH
DFND
2
84106
0
0
HENRY SCHEIN INC
COM
806407102
3825
65065
SH
DFND
2
65065
0
0
HOLOGIC INC
COM
436440101
2254
33911
SH
DFND
2
33911
0
0
HUMANA INC
COM
444859102
2078
5020
SH
DFND
2
5020
0
0
HUNTSMAN CORP
COM
447011107
666
30000
SH
DFND
2
30000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
773
4000
SH
DFND
2
4000
0
0
IMMUNOMEDICS INC
COM
452907108
1701
20000
SH
DFND
2
20000
0
0
INVESCO LTD
SHS
G491BT108
424
37124
SH
DFND
2
37124
0
0
INVITAE CORP
COM
46185L103
701
16171
SH
DFND
2
16171
0
0
IQIYI INC
SPONSORED ADS
46267X108
3387
150000
SH
Call
DFND
2
150000
0
0
ITT INC
COM
45073V108
3543
60000
SH
DFND
2
60000
0
0
JACK IN THE BOX INC
COM
466367109
2291
28882
SH
DFND
2
28882
0
0
JACOBS ENGR GROUP INC
COM
469814107
742
8000
SH
DFND
2
8000
0
0
JAMF HLDG CORP
COM
47074L105
3062
81409
SH
DFND
2
81409
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
6324
154799
SH
DFND
2
154799
0
0
JPMORGAN CHASE & CO
COM
46625H100
4015
41707
SH
DFND
2
41707
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
3198
17687
SH
DFND
2
17687
0
0
KEMPER CORP
COM
488401100
249
3722
SH
DFND
2
3722
0
0
KENNAMETAL INC
COM
489170100
518
17900
SH
DFND
2
17900
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
2804
68893
SH
DFND
2
68893
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
2190
11632
SH
DFND
2
11632
0
0
LEAR CORP
COM NEW
521865204
545
5000
SH
DFND
2
5000
0
0
LENNAR CORP
CL A
526057104
2741
33562
SH
DFND
2
33562
0
0
LEVI STRAUSS & CO NEW
CL A COM STK
52736R102
1523
113636
SH
DFND
2
113636
0
0
LI AUTO INC
SPONSORED ADS
50202M102
2433
139922
SH
DFND
2
139922
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
3165
22156
SH
DFND
2
22156
0
0
LINCOLN NATL CORP IND
COM
534187109
1204
38422
SH
DFND
2
38422
0
0
LINDE PLC
SHS
G5494J103
2790
11716
SH
DFND
2
11716
0
0
LOWES COS INC
COM
548661107
8176
49294
SH
DFND
2
49294
0
0
LYFT INC
CL A COM
55087P104
2755
100000
SH
Call
DFND
2
100000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2074
29425
SH
DFND
2
29425
0
0
MADISON SQUARE GRDN SPRT COR
CL A
55825T103
4364
29000
SH
DFND
2
29000
0
0
MARKEL CORP
COM
570535104
985
1012
SH
DFND
2
1012
0
0
MCDONALDS CORP
COM
580135101
6501
29619
SH
DFND
2
29619
0
0
MCKESSON CORP
COM
58155Q103
1476
9911
SH
DFND
2
9911
0
0
MEDTRONIC PLC
SHS
G5960L103
6239
60041
SH
DFND
2
60041
0
0
MERCADOLIBRE INC
COM
58733R102
4546
4200
SH
DFND
2
4200
0
0
MICHAELS COS INC
COM
59408Q106
932
96545
SH
DFND
2
96545
0
0
MICROSOFT CORP
COM
594918104
9044
43000
SH
DFND
2
43000
0
0
MOELIS & CO
CL A
60786M105
1502
42741
SH
DFND
2
42741
0
0
MORGAN STANLEY
COM NEW
617446448
7197
148857
SH
DFND
2
148857
0
0
MOSAIC CO NEW
COM
61945C103
548
30000
SH
DFND
2
30000
0
0
NATERA INC
COM
632307104
609
8425
SH
DFND
2
8425
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
1340
30773
SH
DFND
2
30773
0
0
NEWS CORP NEW
CL A
65249B109
6099
435000
SH
DFND
2
435000
0
0
NEXTERA ENERGY INC
COM
65339F101
6869
24749
SH
DFND
2
24749
0
0
NOBLE ENERGY INC
COM
655044105
855
100000
SH
DFND
2
100000
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
546
31909
SH
DFND
2
31909
0
0
NUVASIVE INC
COM
670704105
1146
23591
SH
DFND
2
23591
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
6615
53000
SH
DFND
2
53000
0
0
OWENS CORNING NEW
COM
690742101
4129
60000
SH
DFND
2
60000
0
0
PACCAR INC
COM
693718108
2729
32005
SH
DFND
2
32005
0
0
PACTIV EVERGREEN INC
COM
69526K105
4128
325000
SH
DFND
2
325000
0
0
PARKER-HANNIFIN CORP
COM
701094104
2663
13159
SH
DFND
2
13159
0
0
PAYPAL HLDGS INC
COM
70450Y103
6327
32114
SH
DFND
2
32114
0
0
PDC ENERGY INC
COM
69327R101
1642
132452
SH
DFND
2
132452
0
0
PENN NATL GAMING INC
COM
707569109
1454
20000
SH
DFND
2
20000
0
0
PENTAIR PLC
SHS
G7S00T104
687
15000
SH
DFND
2
15000
0
0
PERKINELMER INC
COM
714046109
2225
17724
SH
DFND
2
17724
0
0
PERSONALIS INC
COM
71535D106
442
20401
SH
DFND
2
20401
0
0
PLUG POWER INC
COM NEW
72919P202
1679
125202
SH
DFND
2
125202
0
0
PPD INC
COM
69355F102
12049
325744
SH
DFND
2
325744
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
1516
14949
SH
DFND
2
14949
0
0
PRIMERICA INC
COM
74164M108
1009
8916
SH
DFND
2
8916
0
0
PROGRESSIVE CORP
COM
743315103
1271
13427
SH
DFND
2
13427
0
0
QIAGEN NV
SHS NEW
N72482123
1052
20132
SH
DFND
2
20132
0
0
QUIDEL CORP
COM
74838J101
2298
10473
SH
DFND
2
10473
0
0
RACKSPACE TECHNOLOGY INC
COM
750102105
5305
275000
SH
DFND
2
275000
0
0
REPAY HLDGS CORP
COM CL A
76029L100
5157
219437
SH
DFND
2
219437
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
2055
35739
SH
DFND
2
35739
0
0
ROPER TECHNOLOGIES INC
COM
776696106
988
2500
SH
DFND
2
2500
0
0
ROSS STORES INC
COM
778296103
2985
31986
SH
DFND
2
31986
0
0
S&P GLOBAL INC
COM
78409V104
670
1859
SH
DFND
2
1859
0
0
SALESFORCE COM INC
COM
79466L302
4272
17000
SH
DFND
2
17000
0
0
SCHWAB CHARLES CORP
COM
808513105
4166
114980
SH
DFND
2
114980
0
0
SEALED AIR CORP NEW
COM
81211K100
5822
150000
SH
DFND
2
150000
0
0
SENSATA TECHNOLOGIES HLDNG P
SHS
G8060N102
15673
363302
SH
DFND
2
363302
0
0
SERVICENOW INC
COM
81762P102
3880
8000
SH
DFND
2
8000
0
0
SHIFT4 PMTS INC
CL A
82452J109
8463
175000
SH
DFND
2
175000
0
0
SNOWFLAKE INC
CL A
833445109
1255
5000
SH
DFND
2
5000
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
333
1397
SH
DFND
2
1397
0
0
SPARTAN ENERGY ACQUISITION C
CL A COM STK
846784106
1282
88919
SH
DFND
2
88919
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4990
14900
SH
Put
DFND
2
14900
0
0
STANLEY BLACK & DECKER INC
COM
854502101
2387
14719
SH
DFND
2
14719
0
0
STARBUCKS CORP
COM
855244109
3058
35587
SH
DFND
2
35587
0
0
STATE STR CORP
COM
857477103
4060
68424
SH
DFND
2
68424
0
0
STEPSTONE GROUP INC
COM CL A
85914M107
2262
85000
SH
DFND
2
85000
0
0
SUMO LOGIC INC
COM
86646P103
1090
50000
SH
DFND
2
50000
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1376
112489
SH
DFND
2
112489
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
7145
234952
SH
DFND
2
234952
0
0
SUNPOWER CORP
COM
867652406
399
31865
SH
DFND
2
31865
0
0
SUNRUN INC
COM
86771W105
313
4058
SH
DFND
2
4058
0
0
SYSCO CORP
COM
871829107
3306
53130
SH
DFND
2
53130
0
0
TAUBMAN CTRS INC
COM
876664103
1665
50000
SH
DFND
2
50000
0
0
TAUBMAN CTRS INC
COM
876664103
1748
52500
SH
Put
DFND
2
52500
0
0
TEXTRON INC
COM
883203101
541
15000
SH
DFND
2
15000
0
0
TFI INTL INC
COM
87241L109
4389
104925
SH
DFND
2
104925
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
4186
9481
SH
DFND
2
9481
0
0
TIFFANY & CO NEW
COM
886547108
3070
26500
SH
DFND
2
26500
0
0
TIFFANY & CO NEW
COM
886547108
3765
32500
SH
Call
DFND
2
32500
0
0
TJX COS INC NEW
COM
872540109
5598
100596
SH
DFND
2
100596
0
0
T-MOBILE US INC
COM
872590104
13799
120662
SH
DFND
2
120662
0
0
TOPBUILD CORP
COM
89055F103
3414
20000
SH
DFND
2
20000
0
0
TOTAL SE
SPONSORED ADS
89151E109
1771
51644
SH
DFND
2
51644
0
0
TPI COMPOSITES INC
COM
87266J104
2453
84696
SH
DFND
2
84696
0
0
TREAN INS GROUP INC
COM
89457R101
3849
252424
SH
DFND
2
252424
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
962
122236
SH
DFND
2
122236
0
0
TRUIST FINL CORP
COM
89832Q109
6064
159363
SH
DFND
2
159363
0
0
TWIST BIOSCIENCE CORP
COM
90184D100
692
9105
SH
DFND
2
9105
0
0
UNDER ARMOUR INC
CL A
904311107
3489
310706
SH
DFND
2
310706
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1436
8618
SH
DFND
2
8618
0
0
UNITY SOFTWARE INC
COM
91332U101
6110
70000
SH
DFND
2
70000
0
0
UPLAND SOFTWARE INC
COM
91544A109
531
14096
SH
DFND
2
14096
0
0
US BANCORP DEL
COM NEW
902973304
4366
121796
SH
DFND
2
121796
0
0
US FOODS HLDG CORP
COM
912008109
4175
187873
SH
DFND
2
187873
0
0
VARIAN MED SYS INC
COM
92220P105
1000
5813
SH
DFND
2
5813
0
0
VASTA PLATFORM LTD
CL A
G9440A109
2700
175000
SH
DFND
2
175000
0
0
VERTIV HOLDINGS CO
COM CL A
92537N108
5770
333117
SH
DFND
2
333117
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
8654
450000
SH
DFND
2
450000
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
96231
5004200
SH
Call
DFND
2
5004200
0
0
VISA INC
COM CL A
92826C839
4941
24710
SH
DFND
2
24710
0
0
VITRU LTD
COM
G9440D103
779
60000
SH
DFND
2
60000
0
0
VOYA FINANCIAL INC
COM
929089100
1999
41699
SH
DFND
2
41699
0
0
WELLS FARGO CO NEW
COM
949746101
6617
281471
SH
DFND
2
281471
0
0
WERNER ENTERPRISES INC
COM
950755108
1938
46154
SH
DFND
2
46154
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
1353
4922
SH
DFND
2
4922
0
0
WILLIAMS SONOMA INC
COM
969904101
5072
56078
SH
DFND
2
56078
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
1552
7432
SH
DFND
2
7432
0
0
WINGSTOP INC
COM
974155103
2741
20060
SH
DFND
2
20060
0
0
WORKDAY INC
CL A
98138H101
4303
20000
SH
DFND
2
20000
0
0
WPX ENERGY INC
COM
98212B103
941
192135
SH
DFND
2
192135
0
0
XPENG INC
ADS
98422D105
5349
266526
SH
DFND
2
266526
0
0
XPO LOGISTICS INC
COM
983793100
1612
19042
SH
DFND
2
19042
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
3408
25030
SH
DFND
2
25030
0
0
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
3224
75000
SH
DFND
2
75000
0
0
REGENCY CENTERS CORP
REIT
758849103
50
1112
SH
DFND
3
0
0
0
OI SA
Depositary Receipt
670851500
64498
44481717
SH
DFND
4
0
44481717
0
CINCINNATI BELL INC
COMMON STOCK
171871502
18810
1254000
SH
DFND
5
0
0
0
MPLX LP
Partnership Shares
55336V100
34793
2210500
SH
DFND
5
0
0
0
TRANSALTA CORP
COMMON STOCK
89346D107
203994
33179395
SH
DFND
5
0
0
0
GRAFTECH INTERNATIONAL LTD
COMMON STOCK
384313508
1179188
172395974
SH
DFND
6
0
0
0
LKQ CORP
COMMON STOCK
501889208
388
14000
SH
DFND
6
0
0
0
NORBORD INC
COMMON STOCK
65548P403
533576
18062826
SH
DFND
6
0
0
0
VISTRA CORP
COMMON STOCK
92840M102
363789
19288903
SH
DFND
6
0
0
0
BROOKFIELD BUSINESS PARTNERS LP
Partnership Shares
G16234109
746749
24784250
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS LP
Partnership Shares
G16252101
11888
249645
SH
SOLE
0
0
0
BROOKFIELD PROPERTY PARTNERS LP
Partnership Shares
G16249107
1216224
101099269
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE PARTNERS
Partnership Shares
G16258108
2419979
45832944
SH
SOLE
0
0
0
BROOKFIELD PROPERTY REIT INC.
REIT
11282X103
37164
3036315
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE CO
COMMON STOCK
11275Q107
480519
8675193
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE CORP
COMMON STOCK
11284V105
2340532
44539140
SH
SOLE
0
0
0
NORBORD INC
COMMON STOCK
65548P403
533576
16724709
SH
DFND
0
0
0
OI SA
Depositary Receipt
670851500
97152
67001316
SH
DFND
0
67001316
0