MANAGING DIRECTOR, LEGAL & REGULATORY

0000950123-20-008914.txt : 20200814 0000950123-20-008914.hdr.sgml : 20200814 20200814122049 ACCESSION NUMBER: 0000950123-20-008914 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 201103296 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001001085 XXXXXXXX 06-30-2020 06-30-2020 false BROOKFIELD ASSET MANAGEMENT INC.

BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 M5J2T3

13F COMBINATION REPORT 028-14349 028-05050 Oaktree Capital Management, L.P. N Ronald Fisher-Dayn MANAGING DIRECTOR, LEGAL & REGULATORY 212.978.1763 /s/ Ronald Fisher-Dayn NY NY 08-14-2020 6 374 16804770 true 1 028-13826 Brookfield Public Securities Group LLC 2 028-20008 Brookfield BHS Advisors LLC 3 028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 4 028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC 5 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC 6 028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC INFORMATION TABLE 2 1276.xml INFORMATION TABLE FOR FORM 13F ALLIANT ENERGY CORP COM 018802108 66 1371 SH DFND 1 1371 0 0 AMEREN CORP COM 023608102 137927 1960305 SH DFND 1 468511 0 1491794 AMERICAN ELEC PWR CO INC COM 025537101 149837 1881435 SH DFND 1 684984 0 1196451 AMERICAN TOWER CORP NEW COM 03027X100 283036 1094747 SH DFND 1 885674 0 209073 AMERICAN WTR WKS CO INC NEW COM 030420103 227091 1765051 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679580100 1773 10456 SH DFND 2 10456 0 0 OLLIES BARGAIN OUTLET HLDGS COM 681116109 1510 15468 SH DFND 2 15468 0 0 OSHKOSH CORP COM 688239201 1074 15000 SH DFND 2 15000 0 0 OTIS WORLDWIDE CORP COM 68902V107 2528 44458 SH DFND 2 44458 0 0 PBF ENERGY INC CL A 69318G106 480 46834 SH DFND 2 46834 0 0 PDC ENERGY INC COM 69327R101 723 58150 SH DFND 2 58150 0 0 PPD INC COM 69355F102 2010 75000 SH DFND 2 75000 0 0 PPG INDS INC COM 693506107 1807 17035 SH DFND 2 17035 0 0 PARKER HANNIFIN CORP COM 701094104 2815 15362 SH DFND 2 15362 0 0 PARSLEY ENERGY INC CL A 701877102 849 79488 SH DFND 2 79488 0 0 PAYPAL HLDGS INC COM 70450Y103 7086 40671 SH DFND 2 40671 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 2824 96918 SH DFND 2 96918 0 0 PING IDENTITY HLDG CORP COM 72341T103 8023 250000 SH DFND 2 250000 0 0 PIONEER NAT RES CO COM 723787107 2060 21086 SH DFND 2 21086 0 0 POLARIS INC COM 731068102 4678 50541 SH DFND 2 50541 0 0 PROGYNY INC COM 74340E103 1178 45622 SH DFND 2 45622 0 0 QUEST DIAGNOSTICS INC COM 74834L100 1455 12768 SH DFND 2 12768 0 0 RH COM 74967X103 2928 11763 SH DFND 2 11763 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 4358 391941 SH DFND 2 391941 0 0 REXNORD CORP COM 76169B102 2456 84261 SH DFND 2 84261 0 0 REYNOLDS CONSUMER PRODS INC COM 76171L106 1737 50000 SH DFND 2 50000 0 0 ROYALTY PHARMA PLC SHS CL A G7709Q104 2690 55400 SH DFND 2 55400 0 0 S&P GLOBAL INC COM 78409V104 4334 13154 SH DFND 2 13154 0 0 SPDR SER TR S&P REGL BKG 78464A698 1113 29002 SH DFND 2 29002 0 0 SCHLUMBERGER LTD COM 806857108 1792 97456 SH DFND 2 97456 0 0 SCHRODINGER INC COM 80810D103 1145 12500 SH DFND 2 12500 0 0 SEALED AIR CORP NEW COM 81211K100 10676 325000 SH DFND 2 325000 0 0 SELECTQUOTE INC COM 816307300 1773 70000 SH DFND 2 70000 0 0 SENSATA TECHNOLOGIES HLDNG P SHS G8060N102 14526 390170 SH DFND 2 390170 0 0 SERVICENOW INC COM 81762P102 4861 12000 SH DFND 2 12000 0 0 SHIFT4 PMTS INC CL A 82452J109 5148 145000 SH DFND 2 145000 0 0 SKECHERS U S A INC CL A 830566105 1198 38179 SH DFND 2 38179 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 431 54495 SH DFND 2 54495 0 0 SNAP INC CL A 83304A106 3641 155000 SH DFND 2 155000 0 0 STANLEY BLACK & DECKER INC COM 854502101 1783 12789 SH DFND 2 12789 0 0 STATE STR CORP COM 857477103 1314 20678 SH DFND 2 20678 0 0 SUNCOR ENERGY INC NEW COM 867224107 3243 192342 SH DFND 2 192342 0 0 T-MOBILE US INC COM 872590104 19789 190000 SH DFND 2 190000 0 0 TCF FINANCIAL CORPORATION NE COM 872307103 1625 55248 SH DFND 2 55248 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 29468 810001 SH DFND 2 810001 0 0 TJX COS INC NEW COM 872540109 2869 56736 SH DFND 2 56736 0 0 TOTAL S.A. SPONSORED ADS 89151E109 1106 28770 SH DFND 2 28770 0 0 TEXAS ROADHOUSE INC COM 882681109 598 11377 SH DFND 2 11377 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5980 16503 SH DFND 2 16503 0 0 TRANSUNION COM 89400J107 2098 24099 SH DFND 2 24099 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 957 132568 SH DFND 2 132568 0 0 TRUIST FINL CORP COM 89832Q109 7270 193615 SH DFND 2 193615 0 0 US BANCORP DEL COM NEW 902973304 4614 125314 SH DFND 2 125314 0 0 UNION PAC CORP COM 907818108 2043 12083 SH DFND 2 12083 0 0 VICI PPTYS INC COM 925652109 4543 225000 SH DFND 2 225000 0 0 VALERO ENERGY CORP COM 91913Y100 1118 19002 SH DFND 2 19002 0 0 VARIAN MED SYS INC COM 92220P105 521 4251 SH DFND 2 4251 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 2451 150000 SH DFND 2 150000 0 0 VISA INC COM CL A 92826C839 4451 23040 SH DFND 2 23040 0 0 VROOM INC COM 92918V109 2086 40000 SH DFND 2 40000 0 0 GRACE W R & CO DEL NEW COM 38388F108 1043 20537 SH DFND 2 20537 0 0 WARNER MUSIC GROUP CORP COM CL A 934550203 4425 150000 SH DFND 2 150000 0 0 WASTE MGMT INC DEL COM 94106L109 1231 11619 SH DFND 2 11619 0 0 WATERS CORP COM 941848103 1191 6601 SH DFND 2 6601 0 0 WENDYS CO COM 95058W100 3991 183244 SH DFND 2 183244 0 0 WERNER ENTERPRISES INC COM 950755108 2334 53622 SH DFND 2 53622 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 4556 20057 SH DFND 2 20057 0 0 Weyerhaeuser Co COM NEW 962166104 1685 75000 SH DFND 2 75000 0 0 WINTRUST FINL CORP COM 97650W108 1495 34283 SH DFND 2 34283 0 0 WORKDAY INC CL A 98138H101 6558 35000 SH DFND 2 35000 0 0 XPO LOGISTICS INC COM 983793100 1603 20750 SH DFND 2 20750 0 0 YUM BRANDS INC COM 988498101 2423 27885 SH DFND 2 27885 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1177 9864 SH DFND 2 9864 0 0 ZOETIS INC CL A 98978V103 2414 17614 SH DFND 2 17614 0 0 ZOOMINFO TECHNOLOGIES INC COM CL A 98980F104 1786 35000 SH DFND 2 35000 0 0 EHEALTH INC COM 28238P109 535 5447 SH DFND 2 5447 0 0 SALESFORCE COM INC COM 79466L302 9367 50000 SH DFND 2 50000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 42091 136500 SH Put DFND 2 136500 0 0 FITBIT INC CL A 33812L102 1722 266600 SH Put DFND 2 266600 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 101019 6182300 SH Call DFND 2 6182300 0 0 REGENCY CENTERS CORP Common Stock 758849103 60 1314 SH DFND 3 0 0 0 KRATON CORP Common Stock 50077C106 1515 87678 SH SOLE 4 87678 0 0 NESCO HOLDINGS INC Warrants 64083J112 5473 1361480 SH SOLE 4 1361480 0 0 NESCO HOLDINGS INC Common Stock 64083J104 3809 947597 SH SOLE 4 947597 0 0 OI SA ADR 670851500 9768 44481717 SH DFND 4 0 44481717 0 TIDEWATER INC Warrants 88642R141 551 102295 SH DFND 4 0 0 0 CINCINNATI BELL INC Common Stock 171871502 18622 1254000 SH DFND 5 0 0 0 MPLX LP Common Stock 55336V100 38197 2210500 SH DFND 5 0 0 0 TERRAFORM POWER INC - A Common Stock 88104R209 2574808 139631666 SH DFND 5 0 0 0 TRANSALTA CORP Common Stock 89346D107 196684 33169883 SH DFND 5 0 0 0 GRAFTECH INTERNATIONAL LTD Common Stock 384313508 1589748 199216541 SH DFND 6 0 0 0 LKQ CORP Common Stock 501889208 367 14000 SH DFND 6 0 0 0 NORBORD INC Common Stock 65548P403 412324 18062826 SH DFND 6 0 0 0 VISTRA ENERGY CORP Common Stock 92840M102 365846 19288903 SH DFND 6 0 0 0 BROOKFIELD PROPERTY REIT I-A Common Stock 11282X103 30242 3036315 SH SOLE 0 0 0 BROOKFIELD INFRASTRUCTURE PA LTD Part G16252101 10220 249645 SH SOLE 0 0 0 BROOKFIELD PROPERTY PARTNERS LTD Part G16249107 861416 87099738 SH SOLE 0 0 0 BROOKFIELD RENEWABLE PARTNER Common Stock G16258108 1748526 45832944 SH SOLE 0 0 0 BROOKFIELD BUSINESS PT-UNIT LTD Part G16234109 772525 24784250 SH SOLE 0 0 0 CANADIAN IMPERIAL BANK Preferred Stock 136069101 442 32800 SH DFND 0 0 0 ENBRIDGE INC Preferred Stock 29250N105 3066 266776 SH DFND 0 0 0 NORBORD INC Common Stock 65548P403 381778 16724709 SH DFND 0 0 0 OI SA ADR 670851500 14713 67001316 SH DFND 0 67001316 0 PEMBINA PIPELINE CORP Preferred Stock 706327103 1630 93392 SH DFND 0 0 0