0000950123-19-011494.txt : 20191115 0000950123-19-011494.hdr.sgml : 20191115 20191114215904 ACCESSION NUMBER: 0000950123-19-011494 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 191222339 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001001085 XXXXXXXX 09-30-2019 09-30-2019 true 1 RESTATEMENT BROOKFIELD ASSET MANAGEMENT INC.

BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 M5J2T3

13F COMBINATION REPORT 028-14349 028-13826 Brookfield Public Securities Group LLC 028-05050 Oaktree Capital Management, L.P. N Kathy Sarpash 416-369-4621 /s/ Kathy Sarpash Toronto A6 11-14-2019 4 37 14859913 false 1 028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 2 028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC 3 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC 4 028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F Brookfield Property REIT Inc. Common Stock 11282X103 240 11783 SH SOLE 1 0 0 0 Regency CTRS Corp. Common Stock 758849103 50 721 SH DFND 1 721 0 0 CLEAR CHANNEL OUTDOOR HLDGS COMMON 18453H106 3064 1215894 SH DFND 2 1215894 0 0 FALCON MINERALS CORP COMMON CL A 30607B109 1085 188757 SH DFND 2 188757 0 0 FAR PT ACQUISITION CORP COMMON CL A 30734W109 5621 550000 SH DFND 2 550000 0 0 INVESCO QQQ TR PUTS UNIT SER 1 46090E103 19825 105000 SH Put DFND 2 105000 0 0 ISHARES TR PUT 20 YR TR BD ETF 464287432 32193 225000 SH Put DFND 2 225000 0 0 KRATON CORP COMMON 50077C106 12974 401809 SH DFND 2 401809 0 0 KRATON CORP COMMON 50077C106 3229 100000 SH Call DFND 2 100000 0 0 MSG NETWORK INC COMMON CL A 55354G100 6584 405906 SH DFND 2 405906 0 0 NESCO HLDGS INC COMMON 64083J104 6277 1049621 SH DFND 2 1049621 0 0 NESCO HLDGS INC WARRANT 64083J112 1388 1613450 SH DFND 2 1613450 0 0 OI S A SPONSORED ADR 670851500 44011 40010443 SH DFND 2 0 40010443 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5600 200000 SH Put DFND 2 200000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 292318 985000 SH Put DFND 2 985000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 445155 1500000 SH Call DFND 2 1500000 0 0 TIDEWATER INC COMMON 88642R109 626 41445 SH DFND 2 41445 0 0 TRANSOCEAN LTD COMMON H8817H100 1764 394633 SH DFND 2 394633 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3205 120000 SH DFND 2 120000 0 0 TERRAFORM POWER INC Common Stock 88104R100 2490449 136650152 SH DFND 3 0 0 0 Cincinnati Bell Inc Common Stock 171871502 12113 2389118 SH DFND 3 0 0 0 Pattern Energy Group, Inc. Class A Shares 70338P100 35498 1318169 SH DFND 3 0 0 0 TRANSALTA CORPORATION Common Stock 89346D107 91300 14023072 SH DFND 3 0 0 0 Enbridge Inc. Common Stock 29250N105 21423 610686 SH DFND 3 0 0 0 Macquarie Infrastructure Corporation Common Stock 55608B105 60990 1545227 SH DFND 3 0 0 0 Vistra Energy Corp COM 92840M102 488166 18000135 SH DFND 3 0 0 0 Teekay Offshore Partners LP PARTNERSHIP UN Y8565J101 232454 262607628 SH DFND 4 0 0 0 GrafTech International Ltd COM 384313508 3621939 229440087 SH DFND 4 0 0 0 Vistra Energy Corp COM 92840M102 641008 23590052 SH DFND 0 0 0 Teekay Offshore Partners LP PARTNERSHIP UN Y8565J101 116227 37979856 SH DFND 0 0 0 Norbord Inc. COM 65548P403 1104852 34787535 SH DFND 0 0 0 OI S A SPONSORED ADR 670851500 73701 67001316 SH DFND 0 0 0 Brookfield Property Partners LP LP Units G16249107 1658995 81723887 SH SOLE 0 0 0 Brookfield Property REIT Inc Class A 11282X103 61910 3036315 SH SOLE 0 0 0 Brookfield Renewable Partners LP LP Units G16258108 2277521 56068944 SH SOLE 0 0 0 Brookfield Infrastructure Partners LP LP Units G16252101 12385 249645 SH SOLE 0 0 0 Brookfield Business Partners LP LP Units G16234109 973773 24784250 SH SOLE 0 0 0