Vice President, Legal Affairs

0000950123-19-002110.txt : 20190214 0000950123-19-002110.hdr.sgml : 20190214 20190214133049 ACCESSION NUMBER: 0000950123-19-002110 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 19604059 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001001085 XXXXXXXX 12-31-2018 12-31-2018 BROOKFIELD ASSET MANAGEMENT INC.

BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 A6 M5J2T3

13F HOLDINGS REPORT 028-14349 N A.J. Silber Vice President, Legal Affairs 416-417-7272 /s/ A.J. Silber Toronto A6 02-14-2019 5 212 20136245 false 1 028-13826 Brookfield Public Securities Group LLC 2 028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 3 028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC 4 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. 5 028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AMEREN CORP COM 023608102 43451 666120 SH DFND 1 60100 0 606020 AMERICAN ELEC PWR INC COM 025537101 98365 1316101 SH DFND 1 694064 0 622037 AMERICAN MIDSTREAM PARTNERS COM UNITS 02752P100 279 92200 SH DFND 1 92200 0 0 AMERICAN TOWER CORP NEW COM 03027X100 221782 1401995 SH DFND 1 1270879 0 131116 ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 120881 3720560 SH DFND 1 3720560 0 0 ANTERO MIDSTREAM GP LP COM SHS REPSTG 03675Y103 140 12493 SH DFND 1 12493 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 3485 85066 SH DFND 1 85066 0 0 ARCHROCK INC COM 03957W106 1095 146160 SH DFND 1 146160 0 0 ATMOS ENERGY CORP COM 049560105 87071 939079 SH DFND 1 481782 0 457297 AVALONBAY CMNTYS INC COM 053484101 218868 1257500 SH DFND 1 951700 0 305800 AVANGRID INC COM 05351W103 3301 65900 SH DFND 1 65900 0 0 BHP GROUP LIMITED SPONSORED ADS 088606108 6934 143600 SH DFND 1 0 0 143600 BP PLC SPONSORED ADR 055622104 5957 157100 SH DFND 1 0 0 157100 BOSTON PROPERTIES INC COM 101121101 157391 1398407 SH DFND 1 1066007 0 332400 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1969 194369 SH DFND 1 0 0 194369 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 1246 65327 SH DFND 1 0 0 65327 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 112003 3863489 SH DFND 1 3863489 0 0 BUNGE LIMITED COM G16962105 1240 23199 SH DFND 1 23199 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 703 114200 SH DFND 1 114200 0 0 CF INDS HLDGS INC COM 125269100 1094 25147 SH DFND 1 25147 0 0 CMS ENERGY CORP COM 125896100 88540 1783293 SH DFND 1 912758 0 870535 CNX MIDSTREAM PARTNERS LP COM UNIT REPST 12654A101 2978 182898 SH DFND 1 182898 0 0 CSX CORP COM 126408103 3280 52800 SH DFND 1 52800 0 0 CANADIAN NATL RY CO COM 136375102 1817 24480 SH DFND 1 24480 0 0 CATCHMARK TIMBER TR INC CL A 14912Y202 4480 630994 SH DFND 1 630994 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461100 95 13797 SH DFND 1 0 0 13797 CHENIERE ENERGY INC COM NEW 16411R208 53929 911120 SH DFND 1 866220 0 44900 CHEVRON CORP NEW COM 166764100 5445 50050 SH DFND 1 0 0 50050 CLEARWAY ENERGY INC CL A 18539C105 4149 245200 SH DFND 1 245200 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 724 69900 SH DFND 1 69900 0 0 COHEN & STEERS REIT & PFD IN COM 19247X100 751 42200 SH DFND 1 42200 0 0 CORPORACION AMER ARPTS S A COM L1995B107 3151 475317 SH DFND 1 440742 0 34575 COUSINS PPTYS INC COM 222795106 85597 10835102 SH DFND 1 8576402 0 2258700 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 25620 917954 SH DFND 1 917954 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 89375 822749 SH DFND 1 684049 0 138700 CUBESMART COM 229663109 101293 3530600 SH DFND 1 2672200 0 858400 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 60307 2276600 SH DFND 1 2276600 0 0 DIGITAL RLTY TR INC COM 253868103 103311 969600 SH DFND 1 738500 0 231100 DOMINION ENERGY INC COM 25746U109 15757 220500 SH DFND 1 220500 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 31866 369242 SH DFND 1 37900 0 331342 EPR PPTYS COM SH BEN INT 26884U109 70132 1095300 SH DFND 1 814200 0 281100 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 65560 1515833 SH DFND 1 1515833 0 0 EDISON INTL COM 281020107 55772 982415 SH DFND 1 766115 0 216300 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 943 99343 SH DFND 1 99343 0 0 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 130295 11834266 SH DFND 1 11834266 0 0 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN 292480100 10225 755725 SH DFND 1 755725 0 0 ENBRIDGE INC COM 29250N105 207096 6652863 SH DFND 1 6140642 0 512221 ENBRIDGE INC COM 29250N105 135784 4368869 SH DFND 1 4368869 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 275855 20882290 SH DFND 1 20395208 0 487082 ENTERGY CORP NEW COM 29364G103 118452 1376224 SH DFND 1 805161 0 571063 ENTERPRISE PRODS PARTNERS L COM 293792107 267897 10894543 SH DFND 1 10622857 0 271686 EQUINIX INC COM PAR $0.001 29444U700 94595 268308 SH DFND 1 214803 0 53505 EQUINOR ASA SPONSORED ADR 29446M102 6806 321500 SH DFND 1 0 0 321500 EQUITRANS MIDSTREAM CORPORAT COM 294600101 199 9958 SH DFND 1 9958 0 0 EQUITY COMWLTH COM SH BEN INT 294628201 713 28246 SH DFND 1 28246 0 0 ESSEX PPTY TR INC COM 297178105 130785 533361 SH DFND 1 399617 0 133744 EVERGY INC COM 30034W106 40206 708224 SH DFND 1 0 0 708224 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 65340 4215485 SH DFND 1 3261285 0 954200 EXXON MOBIL CORP COM 30231G102 5073 74400 SH DFND 1 0 0 74400 F M C CORP COM NEW 302491303 1069 14447 SH DFND 1 14447 0 0 FARMLAND PARTNERS INC COM 31154R109 361 79500 SH DFND 1 79500 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 74254 629062 SH DFND 1 471355 0 157707 FIRSTENERGY CORP COM 337932107 91474 2436062 SH DFND 1 1524247 0 911815 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 7660 534157 SH DFND 1 0 0 534157 GENERAL MLS INC COM 370334104 403 10344 SH DFND 1 10344 0 0 GLADSTONE LD CORP COM 376549101 364 31700 SH DFND 1 31700 0 0 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 387437114 74767 1914354 SH DFND 1 1422076 0 492278 HCP INC COM 40414L109 159259 5702062 SH DFND 1 4213862 0 1488200 HERSHEY CO COM 427866108 311 2900 SH DFND 1 2900 0 0 HIGHWOODS PPTYS INC COM 431284108 94711 2447933 SH DFND 1 1871633 0 576300 HUDSON PAC PPTYS INC COM 444097109 130619 4494815 SH DFND 1 3437073 0 1057742 INGREDION INC COM 457187102 1089 11917 SH DFND 1 11917 0 0 ISRAEL CHEMICALS LTD SHS M5920A109 535 94600 SH DFND 1 94600 0 0 KILROY RLTY CORP COM 49427F108 159775 2540948 SH DFND 1 1955111 0 585837 KINDER MORGAN INC DEL COM 49456B101 196041 12746478 SH DFND 1 12126578 0 619900 KRAFT HEINZ CO COM 500754106 437 10149 SH DFND 1 10149 0 0 LENNAR CORP CL A 526057104 713 18200 SH DFND 1 18200 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 156701 5933400 SH DFND 1 4800030 0 1133370 MPLX LP COM UNIT REP LTD 55336V100 101143 3338037 SH DFND 1 3244067 0 93970 MACERICH CO COM 554382101 766 17700 SH DFND 1 17700 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 133834 2345501 SH DFND 1 2298301 0 47200 MCCORMICK & CO INC COM NON VTG 579780206 334 2400 SH DFND 1 2400 0 0 MID AMER APT CMNTYS INC COM 59522J103 277699 2901761 SH DFND 1 2196161 0 705600 MONDELEZ INTL INC CL A 609207105 801 20001 SH DFND 1 20001 0 0 MOSAIC CO NEW COM 61945C103 1155 39546 SH DFND 1 39546 0 0 NRG ENERGY INC COM NEW 629377508 13215 333719 SH DFND 1 316119 0 17600 NEUBERGER BERMAN RE ES SEC F COM 64190A103 745 179500 SH DFND 1 179500 0 0 NEXTERA ENERGY INC COM 65339F101 56318 324003 SH DFND 1 63149 0 260854 NISOURCE INC COM 65473P105 98190 3873377 SH DFND 1 2532845 0 1340532 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST 65506L105 759 26333 SH DFND 1 26333 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 133628 6384510 SH DFND 1 6384510 0 0 NUTRIEN LTD COM 67077M108 2905 61724 SH DFND 1 61724 0 0 NUTRIEN LTD COM 67077M108 8512 181113 SH DFND 1 0 0 181113 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 746 80800 SH DFND 1 80800 0 0 ONEOK INC NEW COM 682680103 118817 2202363 SH DFND 1 2202363 0 0 OASIS MIDSTREAM PARTNERS LP COM UNITS REPS 67420T206 7910 494680 SH DFND 1 494680 0 0 PG&E CORP COM 69331C108 37732 1588709 SH DFND 1 1101971 0 486738 PARK HOTELS RESORTS INC COM 700517105 60214 2317715 SH DFND 1 1787661 0 530054 PATTERN ENERGY GROUP INC CL A 70338P100 3668 196994 SH DFND 1 196994 0 0 PEMBINA PIPELINE CORP COM 706327103 84333 2836207 SH DFND 1 2711513 0 124694 PEMBINA PIPELINE CORP COM 706327103 138 4659 SH DFND 1 4659 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 35049 832321 SH DFND 1 832321 0 0 PHYSICIANS RLTY TR COM 71943U104 172310 10749222 SH DFND 1 8181326 0 2567896 PINNACLE WEST CAP CORP COM 723484101 27647 324500 SH DFND 1 0 0 324500 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 168326 8399487 SH DFND 1 8399487 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 368 18322 SH DFND 1 18322 0 0 POTLATCHDELTIC CORPORATION COM 737630103 9572 302544 SH DFND 1 302544 0 0 PROLOGIS INC COM 74340W103 187622 3195200 SH DFND 1 2466100 0 729100 PUBLIC STORAGE COM 74460D109 238862 1180089 SH DFND 1 898585 0 281504 RLJ LODGING TR COM 74965L101 83990 5121323 SH DFND 1 3928823 0 1192500 RAYONIER INC COM 754907103 9229 333300 SH DFND 1 333300 0 0 RIO TINTO PLC SPONSORED ADR 767204100 6041 124600 SH DFND 1 0 0 124600 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 6114 102000 SH DFND 1 0 0 102000 SCANA CORP NEW COM 80589M102 25854 541100 SH DFND 1 36600 0 504500 SEMGROUP CORP CL A 81663A105 60019 4355501 SH DFND 1 4355501 0 0 SEMPRA ENERGY COM 816851109 64340 594695 SH DFND 1 575495 0 19200 SIMON PPTY GROUP INC NEW COM 828806109 297379 1770221 SH DFND 1 1359610 0 410611 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 571 14900 SH DFND 1 14900 0 0 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 22598 2248508 SH DFND 1 2248508 0 0 SUNCOR ENERGY INC NEW COM 867224107 5248 187500 SH DFND 1 0 0 187500 SYSCO CORP COM 871829107 487 7771 SH DFND 1 7771 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 57595 1793111 SH DFND 1 1793111 0 0 TOTAL S A SPONSORED ADR 89151E109 5403 103550 SH DFND 1 0 0 103550 TALLGRASS ENERGY LP CLASS A SHS 874696107 25387 1043001 SH DFND 1 1043001 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 605 29900 SH DFND 1 29900 0 0 TARGA RES CORP COM 87612G101 194644 5403777 SH DFND 1 5378477 0 25300 TAUBMAN CTRS INC COM 876664103 678 14900 SH DFND 1 14900 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 212 175207 SH DFND 1 175207 0 0 TRANSCANADA CORP COM 89353D107 63963 1787561 SH DFND 1 1568552 0 219009 TRANSCANADA CORP COM 89353D107 8562 239820 SH DFND 1 239820 0 0 TYSON FOODS INC CL A 902494103 315 5900 SH DFND 1 5900 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 17810 1372125 SH DFND 1 1372125 0 0 UNION PAC CORP COM 907818108 1848 13370 SH DFND 1 13370 0 0 VEREIT INC COM 92339V100 67653 9461937 SH DFND 1 7215837 0 2246100 VENTAS INC COM 92276F100 121432 2072573 SH DFND 1 1578392 0 494181 VERIZON COMMUNICATIONS INC COM 92343V104 717 12750 SH DFND 1 12750 0 0 VERMILION ENERGY INC COM 923725105 526 24900 SH DFND 1 24900 0 0 VISTRA ENERGY CORP COM 92840M102 592 25848 SH DFND 1 25848 0 0 WELLTOWER INC COM 95040Q104 114888 1655214 SH DFND 1 1225414 0 429800 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 157168 3721712 SH DFND 1 3721712 0 0 WEYERHAEUSER CO COM 962166104 9935 454500 SH DFND 1 454500 0 0 WILLIAMS COS INC DEL COM 969457100 326615 14812489 SH DFND 1 14551944 0 260545 XCEL ENERGY INC COM 98389B100 45298 919385 SH DFND 1 96770 0 822615 ZAYO GROUP HLDGS INC COM 98919V105 480 21000 SH DFND 1 21000 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 15540 1780087 SH DFND 1 1761302 0 18785 ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 38085 1172202 SH DFND 1 466759 20187 685256 SPDR SER TR SPDR BLOOMBERG 78468R663 406 4437 SH DFND 1 4437 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 20724 714866 SH DFND 1 281868 12020 420978 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 6 376 SH DFND 1 376 0 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 15 532 SH DFND 1 532 0 0 DOMINION ENERGY MIDSTRM PRTN COM UT REP LTD 257454108 170 9421 SH DFND 1 6887 2534 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 1301 60673 SH DFND 1 60673 0 0 ENBRIDGE INC COM 29250N105 41166 1324508 SH DFND 1 545204 25364 753940 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 51 4595 SH DFND 1 4595 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 68725 2794843 SH DFND 1 1123242 46558 1625043 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 28891 668010 SH DFND 1 270073 11291 386646 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 58036 4393305 SH DFND 1 1802043 75567 2515695 HESS MIDSTREAM PARTNERS LP UNIT LTD PR INT 428104103 16 919 SH DFND 1 919 0 0 KINDER MORGAN INC DEL COM 49456B101 28715 1867029 SH DFND 1 729619 31323 1106087 CHENIERE ENERGY INC COM NEW 16411R208 18 309 SH DFND 1 309 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 39934 699862 SH DFND 1 279410 11523 408929 MPLX LP COM UNIT REP LTD 55336V100 19347 638518 SH DFND 1 264817 10786 362915 NUSTAR ENERGY LP UNIT COM 67058H102 27742 1325453 SH DFND 1 541221 23883 760349 ONEOK INC NEW COM 682680103 28627 530616 SH DFND 1 219396 9580 301640 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 54811 2735089 SH DFND 1 1114519 47891 1572679 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 28166 668865 SH DFND 1 267851 11521 389493 SEMGROUP CORP CL A 81663A105 17776 1289998 SH DFND 1 503703 22262 764033 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 23 1422 SH DFND 1 1422 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 22003 685018 SH DFND 1 282164 11486 391368 TARGA RES CORP COM 87612G101 43529 1208462 SH DFND 1 499198 20309 688955 TRANSCANADA CORP COM 89353D107 17861 500304 SH DFND 1 191943 8896 299465 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 46367 1097971 SH DFND 1 427140 19376 651455 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 641 23130 SH DFND 1 22948 182 0 WILLIAMS COS INC DEL COM 969457100 56839 2577752 SH DFND 1 1008273 42836 1526643 ALTABA INC COMMON 021346101 19965 344582 SH DFND 3 344582 0 0 AMERICAN AXLE & MFG HLDGS INC COMMON 024061103 5328 480000 SH DFND 3 480000 0 0 AVON PRODS INC COMMON 054303102 829 545139 SH DFND 3 545139 0 0 CAESARS ENTMT CORP COMMON 127686103 5262 775000 SH DFND 3 775000 0 0 CHAPARRAL ENERGY INC COMMON CL A 15942R208 4699 955017 SH DFND 3 955017 0 0 FALCON MINERALS CORP COMMON CL A 30607B109 10582 1244900 SH DFND 3 1244900 0 0 FAR PT ACQUISITION CORP COMMON CL A 30734W109 5308 550000 SH DFND 3 550000 0 0 GULFPORT ENERGY CORP COMMON 402635304 2653 405000 SH DFND 3 405000 0 0 IBOXX HI YD ETF IBOXX HI YD ETF 464288513 64880 800000 SH Put DFND 3 800000 0 0 KRATON CORP COMMON 50077C106 12739 583275 SH DFND 3 583275 0 0 NOBLE CORP PLC SHS USD G65431101 524 200000 SH DFND 3 200000 0 0 OI S A SPONSORED ADR 670851500 43898 27436415 SH DFND 3 0 0 0 PG&E CORP COMMON 69331C108 3800 160000 SH DFND 3 160000 0 0 ROWAN COMPANIES PLC COMMON CL A G7665A101 898 107000 SH DFND 3 107000 27436415 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 101468 406000 SH Put DFND 3 406000 0 0 TIDEWATER INC COMMON 88642R109 1462 76445 SH DFND 3 76445 0 0 WEATHERFORD INTL LTD NOTE 5.875 7/1/21 947074AH0 14094 22371000 PRN DFND 3 22371000 0 0 WILLSCOT CORP COMMON 971375126 7677 815020 SH DFND 3 815020 0 0 Cincinnati Bell Inc Common Stock 171871502 18611 2389118 SH DFND 4 0 0 0 Enbridge Inc. Common Stock 29250N105 18980 610686 SH SOLE 4 0 0 0 Macquarie Infrastructure Corporation Common Stock 55608B105 59311 1622288 SH SOLE 4 0 0 0 MPLX LP Common Stock 55336V100 4596 151692 SH SOLE 4 0 0 0 Pattern Energy Group, Inc. Class A Shares 70338P100 24544 1318169 SH SOLE 4 0 0 0 Transalta Corporation Common Stock 89346D107 57410 14007164 SH SOLE 4 0 0 0 Terraform Power Inc. Common Stock 88104R209 1533215 136650152 SH DFND 4 0 0 0 Vistra Energy Corp COM 92840M102 978365 42760702 SH DFND 4 0 0 0 GrafTech International Ltd COM 384313508 2624795 229440087 SH DFND 5 0 0 0 Teekay Offshore Partners LP PARTNERSHIP UN Y8565J101 257935 213170090 SH DFND 5 0 0 0 Brookfield Property Partners LP LP Units G16249107 1317389 81723887 SH SOLE 0 0 0 Brookfield Property REIT Inc Class A 11282X103 48885 3036315 SH SOLE 0 0 0 Brookfield Renewable Partners LP LP Units G16258108 1452185 56068944 SH SOLE 0 0 0 Brookfield Infrastructure Partners LP LP Units G16252101 8620 249645 SH SOLE 0 0 0 Brookfield Business Partners LP LP Units G16234109 753193 24784250 SH SOLE 0 0 0 Oaktree Capital Group LLC Class A 674001201 10296 259013 SH SOLE 0 0 0 Oi SA ADR Class A 670851500 64314 40196306 SH SOLE 0 0 0 Norbord Inc. COM 65548P403 925001 34787535 SH DFND 0 0 0 Teekay Offshore Partners LP PARTNERSHIP UN Y8565J101 37304 30829909 SH DFND 0 0 0 Vistra Energy Corp COM 92840M102 540194 23609866 SH DFND 0 0 0