Vice President, Legal Affairs

0000950123-17-008215.txt : 20170824 0000950123-17-008215.hdr.sgml : 20170824 20170823180538 ACCESSION NUMBER: 0000950123-17-008215 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170824 DATE AS OF CHANGE: 20170823 EFFECTIVENESS DATE: 20170824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 171047887 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001001085 XXXXXXXX 03-31-2017 03-31-2017 true 3 RESTATEMENT BROOKFIELD ASSET MANAGEMENT INC.

BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 A6 M5J2T3

13F HOLDINGS REPORT 028-14349 Y THIS HOLDINGS REPORT FOR THE PERIOD ENDED MARCH 31, 2017 IS BEING RESTATED TO CORRECT THE NUMBER OF SHARES OF NORBORD INC. WHICH WAS PREVIOUSLY MISSTATED. THE TOTAL VALUE OF THE SHARES OF NORBORD INC. WAS CORRECT IN THE ORIGINAL FILING AND THUS HAS NOT BEEN CHANGED. A.J. Silber Vice President, Legal Affairs 416-417-7272 /s/ A.J. Silber Toronto A6 08-22-2017 5 154 17330739 false 1 028-13826 Brookfield Investment Management Inc. 2 028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 3 028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC 4 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. 5 028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AGRIUM INC COM 008916108 5512 57692 SH DFND 1 0 0 57692 AMEREN CORP COM 023608102 104 1900 SH DFND 1 1900 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 108451 2278870 SH DFND 1 1994300 0 284570 AMERICAN ELEC PWR INC COM 025537101 56864 847080 SH DFND 1 806280 0 40800 AMERICAN HOMES 4 RENT CL A 02665T306 139778 6087876 SH DFND 1 5293776 0 794100 AMERICAN TOWER CORP NEW COM 03027X100 289744 2383943 SH DFND 1 2177964 0 205979 AMERICAN WTR WKS CO INC NEW COM 030420103 68329 878601 SH DFND 1 825401 0 53200 APPLE INC COM 037833100 9634 67060 SH DFND 1 67060 0 0 ARCH COAL INC CL A 039380407 479 6943 SH DFND 1 6943 0 0 ARCHROCK PARTNERS L P COM UNITS REPSTG 03957U100 1450 84500 SH DFND 1 84500 0 0 AVALONBAY CMNTYS INC COM 053484101 157062 855457 SH DFND 1 743626 0 111831 AVANGRID INC COM 05351W103 2817 65900 SH DFND 1 65900 0 0 BANK AMER CORP COM 060505104 1206 51135 SH DFND 1 47160 0 3975 BHP BILLITON LTD SPONSORED ADR 088606108 6857 188800 SH DFND 1 0 0 188800 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 40551 2214681 SH DFND 1 2071981 0 142700 BP PLC SPONSORED ADR 055622104 13511 391406 SH DFND 1 227186 0 164220 BRIXMOR PPTY GROUP INC COM 11120U105 122538 5710079 SH DFND 1 4979119 0 730960 BROOKDALE SR LIVING INC COM 112463104 41307 3075702 SH DFND 1 2704601 0 371101 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1554 117736 SH DFND 1 0 0 117736 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 852 37399 SH DFND 1 0 0 37399 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1871 27290 SH DFND 1 27290 0 0 CALATLANTIC GROUP INC COM 128195104 6677 178300 SH DFND 1 178300 0 0 CBL & ASSOC PPTYS INC COM 124830100 125415 13146270 SH DFND 1 11689105 0 1457165 CENTURYLINK INC COM 156700106 1080 45820 SH DFND 1 45820 0 0 CHENIERE ENERGY INC COM NEW 16411R208 61796 1307290 SH DFND 1 1233490 0 73800 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 9170 283800 SH DFND 1 283800 0 0 CHEVRON CORP NEW COM 166764100 5374 50050 SH DFND 1 0 0 50050 CITIGROUP INC COM NEW 172967424 2596 43390 SH DFND 1 40350 0 3040 CIVEO CORP CDA COM 17878Y108 4484 1499820 SH DFND 1 1499820 0 0 CMS ENERGY CORP COM 125896100 159 3559 SH DFND 1 3559 0 0 COCA COLA CO COM 191216100 6867 161800 SH DFND 1 161800 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 45825 4402020 SH DFND 1 4106020 0 296000 CONE MIDSTREAM PARTNERS LP COM UNIT REPST 206812109 938 39713 SH DFND 1 39713 0 0 CORENERGY INFRASTRUCTURE TR DEP SHS REPSTG 21870U304 275 10900 SH DFND 1 10900 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 149599 1583900 SH DFND 1 1498900 0 85000 CSX CORP COM 126408103 54 1159 SH DFND 1 1159 0 0 DDR CORP COM 23317H102 24881 1985700 SH DFND 1 1726800 0 258900 DEVON ENERGY CORP NEW COM 25179M103 1064 25500 SH DFND 1 23700 0 1800 EDISON INTL COM 281020107 158422 1989977 SH DFND 1 1882977 0 107000 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN 292480100 15582 933600 SH DFND 1 878000 0 55600 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 14563 790605 SH DFND 1 788205 0 2400 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 31480 1656833 SH DFND 1 1548833 0 108000 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 56609 2869200 SH DFND 1 2608900 0 260300 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 82509 2259294 SH DFND 1 2113494 0 145800 ENTERPRISE PRODS PARTNERS L COM 293792107 115619 4187561 SH DFND 1 3871261 0 316300 EPR PPTYS PFD C CNV 5.75% 26884U208 98 3403 SH DFND 1 3403 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 10654 138550 SH DFND 1 132850 0 5700 EQUITY COMWLTH CUM PFD S D 6.5% 294628201 990 38746 SH DFND 1 38746 0 0 ESSEX PPTY TR INC COM 297178105 159286 687972 SH DFND 1 598982 0 88990 EV ENERGY PARTNERS LP COM UNITS 26926V107 24 16011 SH DFND 1 16011 0 0 EVERSOURCE ENERGY COM 30040W108 106 1810 SH DFND 1 1810 0 0 EXXON MOBIL CORP COM 30231G102 4593 56000 SH DFND 1 0 0 56000 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 101874 763100 SH DFND 1 664600 0 98500 FIRSTENERGY CORP COM 337932107 1690 53120 SH DFND 1 53120 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1453 124800 SH DFND 1 124800 0 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 7964 534157 SH DFND 1 0 0 534157 GENERAL ELECTRIC CO COM 369604103 2242 75250 SH DFND 1 75250 0 0 GENERAL MLS INC COM 370334104 7653 129696 SH DFND 1 129696 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 610 34193 SH Call DFND 1 34193 0 0 GENERAL MTRS CO COM 37045V100 788 22276 SH DFND 1 22276 0 0 GRAMERCY PPTY TR COM NEW 385002308 92280 3508740 SH DFND 1 3057704 0 451036 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 56628 3013725 SH DFND 1 2669375 0 344350 HUDSON PAC PPTYS INC COM 444097109 145349 4195994 SH DFND 1 3681614 0 514380 ION GEOPHYSICAL CORP COM NEW 462044207 183 37750 SH DFND 1 37750 0 0 JOHNSON & JOHNSON COM 478160104 9548 76656 SH DFND 1 76656 0 0 JONES LANG LASALLE INC COM 48020Q107 4179 37500 SH DFND 1 37500 0 0 KELLOGG CO COM 487836108 7124 98120 SH DFND 1 98120 0 0 KEYCORP NEW COM 493267108 1645 92520 SH DFND 1 86020 0 6500 KILROY RLTY CORP COM 49427F108 173747 2410474 SH DFND 1 2109184 0 301290 KINDER MORGAN INC DE COM 49456B101 226019 10396470 SH DFND 1 9657070 0 739400 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 325 6459 SH DFND 1 6459 0 0 LIFE STORAGE INC COM 53223X107 93223 1135200 SH DFND 1 989100 0 146100 M/I HOMES INC COM 55305B101 3979 162400 SH DFND 1 162400 0 0 MCDONALDS CORP COM 580135101 8289 63950 SH DFND 1 63950 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 76231 5913940 SH DFND 1 5162640 0 751300 MGM GROWTH PPTYS LLC CL A COM 55303A105 86968 3215081 SH DFND 1 2964981 0 250100 MGM RESORTS INTERNATIONAL COM 552953101 6787 247700 SH DFND 1 247700 0 0 MONDELEZ INTL INC CL A 609207105 9338 216750 SH DFND 1 216750 0 0 MPLX LP COM UNIT REP LTD 55336V100 46496 1288697 SH DFND 1 1184244 0 104453 NATIONAL RETAIL PPTYS INC COM 637417106 74 1700 SH DFND 1 1700 0 0 NEXTERA ENERGY INC COM 65339F101 32720 254888 SH DFND 1 247988 0 6900 NISOURCE INC COM 65473P105 46935 1972879 SH DFND 1 1892624 0 80255 NRG YIELD INC CL C 62942X405 1685 95200 SH DFND 1 95200 0 0 NRG YIELD INC CL A NEW 62942X306 8965 515500 SH DFND 1 515500 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 1943 69500 SH DFND 1 69500 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 85880 2603226 SH DFND 1 2335273 0 267953 PARK HOTELS RESORTS INC COM 700517105 152290 5932598 SH DFND 1 5183223 0 749375 PATTERN ENERGY GROUP INC CL A 70338P100 45119 2241400 SH DFND 1 2114200 0 127200 PEBBLEBROOK HOTEL TR COM 70509V100 103751 3551910 SH DFND 1 3137200 0 414710 PFIZER INC COM 717081103 8498 248395 SH DFND 1 244325 0 4070 PG&E CORP COM 69331C108 222513 3353119 SH DFND 1 3156319 0 196800 PHILIP MORRIS INTL INC COM 718172109 8610 76265 SH DFND 1 76265 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 28222 549600 SH DFND 1 508600 0 41000 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 40268 1273900 SH DFND 1 1162000 0 111900 PNC FINL SVCS GROUP INC COM 693475105 2430 20210 SH DFND 1 18780 0 1430 POTASH CORP SASK INC UNIT LTD PARTN 73755L107 5430 317900 SH DFND 1 0 0 317900 PROCTER AND GAMBLE CO COM 742718109 7299 81230 SH DFND 1 81230 0 0 PROLOGIS INC COM 74340W103 227403 4383250 SH DFND 1 3818500 0 564750 PUBLIC STORAGE COM 74460D109 126598 578310 SH DFND 1 503860 0 74450 QTS RLTY TR INC COM CL A 74736A103 75662 1552050 SH DFND 1 1352800 0 199250 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 52921 2098371 SH DFND 1 1970971 0 127400 RIO TINTO PLC SPONSORED ADR 767204100 7007 172250 SH DFND 1 0 0 172250 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 14787 264850 SH DFND 1 158350 0 106500 SBA COMMUNICATIONS CORP NEW CL A 78410G104 104636 869287 SH DFND 1 820287 0 49000 SEMPRA ENERGY COM 816851109 86649 784155 SH DFND 1 747855 0 36300 SIMON PPTY GROUP INC NEW COM 828806109 418764 2434250 SH DFND 1 2139279 0 294971 SL GREEN RLTY CORP COM 78440X101 128189 1202300 SH DFND 1 1054900 0 147400 SM ENERGY CO COM 78454L100 541 22540 SH DFND 1 20960 0 1580 STAG INDL INC COM 85254J102 62369 2492779 SH DFND 1 2169089 0 323690 STATOIL ASA SPONSORED ADR 85771P102 5523 321500 SH DFND 1 0 0 321500 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 30473 1247852 SH DFND 1 1156052 0 91800 TARGA RESOURCES CORP COM 87612G101 91756 1531812 SH DFND 1 1465212 0 66600 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 238 46864 SH DFND 1 46864 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 2947 54100 SH DFND 1 54100 0 0 TOTAL S A SPONSORED ADR 89151E109 5221 103550 SH DFND 1 0 0 103550 TRI POINTE HOMES INC COM 87265H109 4539 362000 SH DFND 1 362000 0 0 UNION PAC CORP COM 907818108 135 1270 SH DFND 1 1270 0 0 WELLTOWER INC COM 95040Q104 140476 1983558 SH DFND 1 1734218 0 249340 WELLTOWER INC 6.50% PFD PREPET 95040Q203 518 8200 SH DFND 1 8200 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 37177 615008 SH DFND 1 570108 0 44900 WEYERHAEUSER CO COM 962166104 14552 428258 SH DFND 1 280048 0 148210 WHITING PETE CORP NEW COM 966387102 964 101900 SH DFND 1 94800 0 7100 WILLIAMS COS INC DEL COM 969457100 130476 4409462 SH DFND 1 4186143 0 223319 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 12099 296320 SH DFND 1 296320 0 0 XCEL ENERGY INC COM 98389B100 163 3670 SH DFND 1 3670 0 0 ZAYO GROUP HLDGS INC COM 98919V105 2148 65300 SH DFND 1 65300 0 0 General Growth Properties Common Stock 36174X101 5985855 258233612 SH SOLE 2 258233612 0 0 Brookfield Canada Office Properties Common Stock 112823109 247861 10564117 SH SOLE 2 10564117 0 0 Regency CTRS Corp. Common Stock 758849103 38 546 SH DFND 2 546 0 0 BROOKDALE SR LIVING INC COMMON 112463104 2686 200000 SH DFND 3 200000 0 0 CIVEO CORP CDA COMMON 17878Y108 3439 1150000 SH DFND 3 1150000 0 0 CLOUD PEAK ENERGY INC COMMON 18911Q102 1374 300000 SH DFND 3 300000 0 0 DYNEGY INC NEW DEL COMMON 26817R108 2358 300000 SH DFND 3 300000 0 0 EVERI HLDGS INC COMMON 30034T103 4790 1000000 SH DFND 3 1000000 0 0 HELCA MNG CO COMMON 422704106 3174 600000 SH DFND 3 600000 0 0 INTERACTIVE BROKERS GROUP IN COMMON 45841N107 1736 50000 SH DFND 3 50000 0 0 INTELSAT S A COMMON L5140P101 917 220946 SH DFND 3 220946 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 28183 205000 SH Put DFND 3 205000 0 0 KRATON CORP COMMON 50077C106 13914 450000 SH DFND 3 450000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 120817 512500 SH Put DFND 3 512500 0 0 TELEPHONE & DATA SYS INC COMMON 879433829 9544 360000 SH DFND 3 360000 0 0 TERRAFORM PWR INC CL A COM 88104R100 7731 625000 SH DFND 3 625000 0 0 TRINITY INDS INC COMMON 896522109 13275 500000 SH Call DFND 3 500000 0 0 PowerShares Senior Loan 464287242 49850 2143163 SH DFND 4 2143163 0 0 Ishares IBOXX Investment Grade 73936Q769 49734 421798 SH DFND 4 421798 0 0 TRANSALTA CORPORATION COMMON SHARES 89346D107 82222 14007164 SH DFND 4 14007164 0 0 TERRAFORM POWER INC COMMON SHARES 88104R100 129267 10450000 SH DFND 4 10450000 0 0 Norbord Inc. COM 65548P403 493879 17322897 SH DFND 2 17322897 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT LP Units G16252101 9654 249645 SH DFND 249645 0 0 BROOKFIELD PPTY PARTNERS LP LP UNIT LP Units G16249107 1127804 50438485 SH DFND 50332307 0 0 BROOKFIELD RENEWABLE ENERGY PARTNERS LP LIMITED PARTNERSHIP LP Units G16258108 1510260 51125944 SH DFND 51125944 0 0 Brookfield Business Partners LP LP Units G16234109 610683 24784250 SH DFND 24784250 0 0 Norbord Inc. COM 65548P403 800675 28084343 SH DFND 28084343 0 0 KKR & CO L P DEL COM 48248M102 91585 5023861 SH DFND 5023861 0 0