0000950123-17-008213.txt : 20170824
0000950123-17-008213.hdr.sgml : 20170824
20170823180452
ACCESSION NUMBER: 0000950123-17-008213
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170824
DATE AS OF CHANGE: 20170823
EFFECTIVENESS DATE: 20170824
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 171047883
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001001085
XXXXXXXX
12-31-2016
12-31-2016
true
3
RESTATEMENT
BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
Y
THIS HOLDINGS REPORT FOR THE PERIOD ENDED DECEMBER 31, 2016 IS BEING RESTATED TO CORRECT THE NUMBER OF SHARES OF NORBORD INC. WHICH WAS PREVIOUSLY MISSTATED. THE TOTAL VALUE OF THE SHARES OF NORBORD INC. WAS CORRECT ON THE ORIGINAL FILING AND THUS HAS NOT BEEN CHANGED.
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
A6
08-22-2017
5
175
17707137
false
1
028-13826
Brookfield Investment Management Inc.
2
028-16270
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
3
028-16296
Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC
4
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
5
028-17298
Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACADIA RLTY TR
COM SH BEN INT
004239109
16101
492683
SH
DFND
1
374256
0
118427
AGRIUM INC
COM
008916108
5801
57692
SH
DFND
1
0
0
57692
AMEREN CORP
COM
023608102
55807
1063800
SH
DFND
1
990800
0
73000
AMERICAN CAMPUS CMNTYS INC
COM
024835100
101919
2047800
SH
DFND
1
1628200
0
419600
AMERICAN HOMES 4 RENT
CL A
02665T306
139005
6625576
SH
DFND
1
5337276
0
1288300
AMERICAN TOWER CORP NEW
COM
03027X100
281502
2663723
SH
DFND
1
2431244
0
232479
AMERICAN WTR WKS CO INC NEW
COM
030420103
81550
1127001
SH
DFND
1
1055501
0
71500
APPLE INC
COM
037833100
7767
67060
SH
DFND
1
67060
0
0
ARCH COAL INC
CLA
039380407
542
6943
SH
DFND
1
6943
0
0
ARCHROCK PARTNERS L P
COM UNITS REPSTG
03957U100
2890
180200
SH
DFND
1
180200
0
0
AVALONBAY CMNTS INC
COM
053484101
153220
864917
SH
DFND
1
696326
0
168591
AVANGRID INC
COM
05351W103
6504
171700
SH
DFND
1
171700
0
0
B & G FOODS INC NEW
COM
05508R106
605
13810
SH
DFND
1
13810
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
6755
188800
SH
DFND
1
0
0
188800
BP PLC
SPONSORED ADR
055622104
14631
391406
SH
DFND
1
227186
0
164220
BANK AMER CORP
COM
060505104
1130
51135
SH
DFND
1
47160
0
3975
BAYTEX ENERGY CORP
COM
07317Q105
1279
262040
SH
DFND
1
243630
0
18410
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
39851
2295580
SH
DFND
1
2152880
0
142700
BOSTON PROPERTIES INC
COM
101121101
83988
667740
SH
DFND
1
531040
0
136700
BRIXMOR PPTY GROUP INC
COM
11120U105
137094
5614019
SH
DFND
1
4519819
0
1094200
BROOKDALE SR LIVING INC
COM
112463104
136635
11001213
SH
DFND
1
8948312
0
2052901
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
1643
128057
SH
DFND
1
0
0
128057
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
846
37899
SH
DFND
1
0
0
37899
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
1753
26490
SH
DFND
1
26490
0
0
CBL & ASSOC PPTS INC
COM
124830100
148034
12872520
SH
DFND
1
10484085
0
2388435
GROUPE CGI INC
CL A SUB VTG
39945C109
7203
150247
SH
DFND
1
0
0
150247
CALATLANTIC GROUP INC
COM
128195104
3194
93900
SH
DFND
1
93900
0
0
CANADIAN NATL RY CO
COM
136375102
17710
263400
SH
DFND
1
244200
0
19200
CARE CAP PPTYS INC
COM
141624106
71112
2844482
SH
DFND
1
2305857
0
538625
CENTURYLINK INC
COM
156700106
1090
45820
SH
DFND
1
45820
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
51920
1253200
SH
DFND
1
1178200
0
75000
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
8179
283800
SH
DFND
1
283800
0
0
CHEVRON CORP NEW
COM
166764100
5891
50050
SH
DFND
1
0
0
50050
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
37676
4340600
SH
DFND
1
4049000
0
291600
CITIGROUP INC
COM NEW
172967424
1699
28580
SH
DFND
1
26580
0
2000
CIVEO CORP CDA
COM
17878Y108
5897
2680361
SH
DFND
1
2680361
0
0
COCA COLA CO
COM
191216100
6708
161800
SH
DFND
1
161800
0
0
COMMUNICATIONS SALES&LEAS IN
COM
20341J104
67117
2641351
SH
DFND
1
2149951
0
491400
CONE MIDSTREAM PARTNERS LP
COM UNIT REPST
206812109
3872
164400
SH
DFND
1
164400
0
0
CORENERGY INFRASTRUCTURE TR
DEP SHS REPSTG
21870U304
268
10900
SH
DFND
1
10900
0
0
CORECIVIC INC
COM
21871N101
2111
86300
SH
DFND
1
86300
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
5571
64200
SH
DFND
1
64200
0
0
CYRUSONE INC
COM
23283R100
134732
3012123
SH
DFND
1
2433497
0
578626
DDR CORP
COM
23317H102
24776
1622500
SH
DFND
1
1390600
0
231900
DEVON ENERGY CORP NEW
COM
25179M103
1165
25500
SH
DFND
1
23700
0
1800
EPR PPTYS
PFD C CNV 5.75%
26884U208
97
3403
SH
DFND
1
3403
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
25787
336291
SH
DFND
1
307791
0
28500
EV ENERGY PARTNERS LP
COM UNITS
26926V107
33
16011
SH
DFND
1
16011
0
0
EDISON INTL
COM
281020107
62854
873097
SH
DFND
1
824597
0
48500
LILLY ELI & CO
COM
532457108
1528
20770
SH
DFND
1
19300
0
1470
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
144
7800
SH
DFND
1
7800
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
14637
930500
SH
DFND
1
874900
0
55600
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
8707
336192
SH
DFND
1
336192
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
45450
1783750
SH
DFND
1
1654750
0
129000
ENBRIDGE INC
COM
29250N105
157726
3752212
SH
DFND
1
3392841
0
359371
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
22583
1169500
SH
DFND
1
1042800
0
126700
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
80451
2246594
SH
DFND
1
2091594
0
155000
ENTERPRISE PRODS PARTNERS L
COM
293792107
113045
4180661
SH
DFND
1
3848461
0
332200
EQUITY COMWLTH
COM SH BEN INT
294628102
14942
494102
SH
DFND
1
385002
0
109100
EQUITY COMWLTH
CUM PFD S D 6.5%
294628201
641
25046
SH
DFND
1
25046
0
0
ESSEX PPTY TR INC
COM
297178105
128934
554555
SH
DFND
1
440555
0
114000
EXXON MOBIL CORP
COM
30231G102
5055
56000
SH
DFND
1
0
0
56000
FIRST MAJESTIC SILVER CORP
COM
32076V103
1607
210579
SH
DFND
1
0
0
210579
FORD MTR CO DEL
COM PAR $0.01
345370860
1514
124800
SH
DFND
1
124800
0
0
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
7104
534157
SH
DFND
1
0
0
534157
GENERAL ELECTRIC CO
COM
369604103
2378
75250
SH
DFND
1
75250
0
0
GENERAL MLS INC
COM
370334104
8011
129696
SH
DFND
1
129696
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
587
34193
SH
Call
DFND
1
34193
0
0
GENERAL MTRS CO
COM
37045V100
776
22276
SH
DFND
1
22276
0
0
GRAMERCY PPTY TR
COM
385002100
105116
11450516
SH
DFND
1
9122437
0
2328079
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
49632
2308469
SH
DFND
1
1876540
0
431929
HIGHWOODS PPTYS INC
COM
431284108
79269
1553986
SH
DFND
1
1254986
0
299000
HILTON WORLDWIDE HLDGS INC
COM
43300A104
95757
3520492
SH
DFND
1
2798243
0
722249
HUDSON PAC PPTYS INC
COM
444097109
65137
1872830
SH
DFND
1
1488830
0
384000
ION GEOPHYSICAL CORP
COM NEW
462044207
226
37750
SH
DFND
1
37750
0
0
JOHNSON & JOHNSON
COM
478160104
8832
76656
SH
DFND
1
76656
0
0
KELLOGG CO
COM
487836108
7232
98120
SH
DFND
1
98120
0
0
KEYCORP NEW
COM
493267108
1690
92520
SH
DFND
1
86020
0
6500
KILROY RLTY CORP
COM
49427F108
150064
2049500
SH
DFND
1
1628700
0
420800
KINDER MORGAN INC DEL
COM
49456B101
195091
9420150
SH
DFND
1
8703350
0
716800
LASALLE HOTEL PPTYS
COM SHS BEN INT
517942108
107173
3517333
SH
DFND
1
2836168
0
681165
LENNAR CORP
CL A
526057104
3044
70900
SH
DFND
1
70900
0
0
LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
322
6459
SH
DFND
1
6459
0
0
LIFE STORAGE INC
COM
53223X107
18484
216800
SH
DFND
1
172900
0
43900
MGM GROWTH PPTYS LLC
CL A COM
55303A105
81895
3235681
SH
DFND
1
2701581
0
534100
MGM RESORTS INTERNATIONAL
COM
552953101
5198
180300
SH
DFND
1
180300
0
0
MPLX LP
COM UNIT REP LTD
55336V100
45307
1308697
SH
DFND
1
1194744
0
113953
MCDONALDS CORP
COM
580135101
7784
63950
SH
DFND
1
63950
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
77832
6327840
SH
DFND
1
5125840
0
1202000
MONDELEZ INTL INC
CL A
609207105
12296
277370
SH
DFND
1
273200
0
4170
NRG YIELD INC
CL C
62942X405
1504
95200
SH
DFND
1
95200
0
0
NRG YIELD INC
CL A NEW
62942X306
7918
515500
SH
DFND
1
515500
0
0
NEW GOLD INC CDA
COM
644535106
1274
363581
SH
DFND
1
0
0
363581
NEW HOME CO INC
COM
645370107
3929
335553
SH
DFND
1
335553
0
0
NEXTERA ENERGY INC
COM
65339F101
31466
263400
SH
DFND
1
263400
0
0
NISOURCE INC
COM
65473P105
57023
2575579
SH
DFND
1
2455224
0
120355
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
1968
68100
SH
DFND
1
68100
0
0
ONE GAS INC
COM
68235P108
20220
316131
SH
DFND
1
297231
0
18900
OMEGA HEALTHCARE INVS INC
COM
681936100
97548
3120526
SH
DFND
1
2572204
0
548322
PG&E CORP
COM
69331C108
195071
3209989
SH
DFND
1
2987189
0
222800
PNC FINL SVCS GROUP INC
COM
693475105
1951
16680
SH
DFND
1
15500
0
1180
PATTERN ENERGY GROUP INC
CL A
70338P100
4309
226900
SH
DFND
1
226900
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
2963
99600
SH
DFND
1
99600
0
0
PEMBINA PIPELINE CORP
COM
706327103
22610
721917
SH
DFND
1
721917
0
0
PFIZER INC
COM
717081103
8068
248395
SH
DFND
1
244325
0
4070
PHILIP MORRIS INTL INC
COM
718172109
6977
76265
SH
DFND
1
76265
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
13828
284300
SH
DFND
1
257100
0
27200
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
39445
1221600
SH
DFND
1
1109700
0
111900
POTASH CORP SASK INC
COM
73755L107
5751
317900
SH
DFND
1
0
0
317900
PROCTER AND GAMBLE CO
COM
742718109
6830
81230
SH
DFND
1
81230
0
0
PUBLIC STORAGE
COM
74460D109
103852
464660
SH
DFND
1
368460
0
96200
QTS RLTY TR INC
COM CL A
74736A103
9637
194100
SH
DFND
1
153800
0
40300
RICE MIDSTREAM PARTNERS LP
UNIT LTD PARTN
762819100
26494
1077881
SH
DFND
1
950481
0
127400
RIO TINTO PLC
SPONSORED ADR
767204100
6625
172250
SH
DFND
1
0
0
172250
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
15353
264850
SH
DFND
1
158350
0
106500
SBA COMMUNICATIONS CORP
COM
78388J106
194384
1882467
SH
DFND
1
1673767
0
208700
SM ENERGY CO
COM
78454L100
777
22540
SH
DFND
1
20960
0
1580
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
2934
80500
SH
DFND
1
80500
0
0
SEMPRA ENERGY
COM
816851109
72872
724085
SH
DFND
1
688985
0
35100
SIMON PPTY GROUP INC NEW
COM
828806109
402264
2264105
SH
DFND
1
1832848
0
431257
SOUTHWEST GAS CORP
COM
844895102
40173
524310
SH
DFND
1
499110
0
25200
SPECTRA ENERGY CORP
COM
847560109
13000
316369
SH
DFND
1
316369
0
0
STATOIL ASA
SPONSORED ADR
85771P102
5864
321500
SH
DFND
1
0
0
321500
SUNCOR ENERGY INC NEW
COM
867224107
6225
189500
SH
DFND
1
0
0
189500
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
29827
1241752
SH
DFND
1
1143752
0
98000
TOTAL S A
SPONSORED ADR
89151E109
5278
103550
SH
DFND
1
0
0
103550
TRI POINTE GROUP INC
COM
87265H109
1770
154200
SH
DFND
1
154200
0
0
TARGA RES CORP
COM
87612G101
88661
1581262
SH
DFND
1
1516362
0
64900
TESORO LOGISTICS LP
COM UNIT LP
88160T107
2693
53000
SH
DFND
1
53000
0
0
TOLL BROTHERS INC
COM
889478103
2486
80184
SH
DFND
1
80184
0
0
TRANSCANADA CORP
COM
89353D107
224705
4988873
SH
DFND
1
4591273
0
397600
UNION PAC CORP
COM
907818108
17895
172600
SH
DFND
1
160000
0
12600
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1060
73189
SH
DFND
1
0
0
73189
VENTAS INC
COM
92276F100
2063
33000
SH
DFND
1
33000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
400
7500
SH
DFND
1
7500
0
0
VORNADO RLTY TR
SH BEN INT
929042109
181534
1739329
SH
DFND
1
1391752
0
347577
WASHINGTON PRIME GROUP NEW
COM
93964W108
49396
4745048
SH
DFND
1
3822519
0
922529
WELLTOWER INC
WF UTILITIES INC
95040Q104
143544
2144688
SH
DFND
1
1705588
0
439100
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
36896
627908
SH
DFND
1
578908
0
49000
WEYERHAEUSER CO
COM
962166104
13494
448458
SH
DFND
1
300248
0
148210
WHITING PETE CORP NEW
COM
966387102
1225
101900
SH
DFND
1
94800
0
7100
WILLIAMS COS INC DEL
COM
969457100
117536
3774432
SH
DFND
1
3557313
0
217119
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
18369
483002
SH
DFND
1
483002
0
0
General Growth Properties
Common Stock
370023103
6450676
258233612
SH
DFND
2
2877575
0
0
Brookfield Canada Office Properties
Common Stock
112823109
206132
10564117
SH
SOLE
2
0
0
0
Equity One Inc.
Common Stock
294752100
39
1259
SH
DFND
2
1259
0
0
Norbord Inc.
COM
65548P403
437403
17322897
SH
DFND
2
0
0
0
ATKORE INTL GROUP INC
COMMON
047649108
2671
111727
SH
DFND
3
111727
0
0
BROOKDALE SR LIVING INC
COMMON
112463104
6831
550000
SH
DFND
3
550000
0
0
CALPINE CORP
COMMON
131347304
5144
450000
SH
DFND
3
450000
0
0
CARE CAP PPTYS INC
COMMON
141624106
2705
108200
SH
Put
DFND
3
108200
0
0
CIVEO CORP CDA
COMMON
17878Y108
3692
1677985
SH
DFND
3
1677985
0
0
DYNEGY INC NEW DEL
COMMON
26817R108
2327
275000
SH
DFND
3
275000
0
0
CURRENCYSHARES EURO TR
EURO SHS
23130C108
38348
375000
SH
Put
DFND
3
375000
0
0
GENCO SHIPPING & TRADING LTD
COMMON
Y2685T131
1107
150000
SH
DFND
3
150000
0
0
HELCA MNG CO
COMMON
422704106
2882
550000
SH
DFND
3
550000
0
0
INTERACTIVE BROKERS GROUP IN
COMMON
45841N107
7302
200000
SH
DFND
3
200000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
13485
100000
SH
Put
DFND
3
100000
0
0
ISHARES TR
20 YR TR BD ETF
464287432
19061
160000
SH
Put
DFND
3
160000
0
0
SPDR SERIES TRUST
S&P INS ETF
78464A789
24885
300000
SH
Call
DFND
3
300000
0
0
KRATON CORP
COMMON
50077C106
12816
450000
SH
DFND
3
450000
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
41013
350000
SH
Put
DFND
3
350000
0
0
PARKER DRILLING CO
COMMON
701081101
1950
750000
SH
DFND
3
750000
0
0
SERVICE CORP INTL
COMMON
817565104
11360
400000
SH
DFND
3
400000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
78236
350000
SH
Put
DFND
3
350000
0
0
TERRAFORM PWR INC
CL A COM
88104R100
8006
625000
SH
DFND
3
625000
0
0
ISHARES
MSCI TURKEY ETF
464286715
4871
150000
SH
Put
DFND
3
150000
0
0
TRANSALTA CORPORATION
COMMON SHARES
89346D107
77510
14007164
SH
DFND
4
14007164
0
0
TERRAFORM POWER INC
COMMON SHARES
88104R100
133865
10450000
SH
DFND
4
10450000
0
0
KKR & CO L P DEL
COM
48248M102
99967
6495561
SH
DFND
6495561
0
0
Norbord Inc.
COM
65548P403
709130
28084344
SH
DFND
0
0
0
BROOKFIELD INFRAST PARTNERS LP INT UNIT
LP Units
G16252101
8355
249645
SH
DFND
249645
0
0
BROOKFIELD PPTY PARTNERS LP LP UNIT
LP Units
G16249107
1106807
50332307
SH
DFND
50332307
0
0
BROOKFIELD RENEWABLE ENERGY PARTNERS LP LIMITED PARTNERSHIP
LP Units
G16258108
1515599
51125944
SH
DFND
51125944
0
0
Brookfield Business Partners LP
LP Units
G16234109
596309
24784250
SH
DFND
24784250
0
0