Vice President, Legal Affairs

0000950123-17-008211.txt : 20170824 0000950123-17-008211.hdr.sgml : 20170824 20170823180344 ACCESSION NUMBER: 0000950123-17-008211 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20170824 DATE AS OF CHANGE: 20170823 EFFECTIVENESS DATE: 20170824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 171047878 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001001085 XXXXXXXX 03-31-2016 03-31-2016 true 4 RESTATEMENT BROOKFIELD ASSET MANAGEMENT INC.

BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 A6 M5J2T3

13F HOLDINGS REPORT 028-14349 Y THIS HOLDINGS REPORT FOR THE PERIOD ENDED MARCH 31, 2016 IS BEING RESTATED TO CORRECT THE NUMBER OF SHARES OF NORBORD INC. WHICH WAS PREVIOUSLY MISSTATED. THE TOTAL VALUE OF THE SHARES OF NORBORD INC. WAS CORRECT ON THE ORIGINAL FILING AND THUS HAS NOT BEEN CHANGED. A.J. Silber Vice President, Legal Affairs 416-417-7272 /s/ A.J. Silber Toronto A6 08-22-2017 5 212 19559864 true 1 028-13826 Brookfield Investment Management Inc. 2 028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 3 028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC 4 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. 5 028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACADIA RLTY TR COM SH BEN INT 004239109 35494 1010360 SH DFND 1 755811 0 254549 ADVANTAGE OIL & GAS LTD COM 00765F101 256 46540 SH DFND 1 46540 0 0 AES CORP COM 00130H105 1570 133050 SH DFND 1 133050 0 0 AGCO CORP COM 001084102 61 1221 SH DFND 1 1221 0 0 AGRIUM INC COM 008916108 441 5000 SH DFND 1 5000 0 0 ALCOA INC COM 013817101 319 33322 SH DFND 1 33322 0 0 ALEXANDERS INC COM 014752109 32813 86225 SH DFND 1 65894 0 20331 AMEREN CORP COM 023608102 361 7200 SH DFND 1 7200 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 18516 1164500 SH DFND 1 877100 0 287400 AMERICAN TOWER CORP NEW COM 03027X100 331478 3238043 SH DFND 1 2660564 0 577479 AMERICAN WTR WKS CO INC NEW COM 030420103 126991 1842312 SH DFND 1 1509712 0 332600 ANADARKO PETE CORP COM 032511107 479 10290 SH DFND 1 10290 0 0 APPLE INC COM 037833100 7309 67060 SH DFND 1 67060 0 0 APTARGROUP INC COM 038336103 86 1100 SH DFND 1 1100 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 322 8861 SH DFND 1 8861 0 0 ASPEN TECHNOLOGY INC COM 045327103 478 13220 SH DFND 1 13220 0 0 AVALONBAY CMNTYS INC COM 053484101 161531 849269 SH DFND 1 655573 0 193696 AVANGRID INC COM 05351W103 2310 57600 SH DFND 1 57600 0 0 B & G FOODS INC NEW COM 05508R106 481 13810 SH DFND 1 13810 0 0 BAKER HUGHES INC COM 057224107 368 8400 SH DFND 1 8400 0 0 BANK AMER CORP COM 060505104 6704 495850 SH DFND 1 495850 0 0 BANK N SN HALIFAX COMMON 064149107 3904 80000 SH Put DFND 3 80000 0 0 BARRICK GOLD CORP COM 067901108 421 31024 SH DFND 1 31024 0 0 BEMIS INC COM 081437105 57 1100 SH DFND 1 1100 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 607 23436 SH DFND 1 23436 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 36309 2463311 SH DFND 1 1880511 0 582800 BP PLC SPONSORED ADR 055622104 3986 132066 SH DFND 1 132066 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 155082 11053592 SH DFND 1 8886199 0 2167393 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 7 13075 SH DFND 1 13075 0 0 BRISTOW GROUP INC COM 110394103 337 17800 SH DFND 1 17800 0 0 BROOKDALE SR LIVING INC COM 112463104 36374 2290550 SH DFND 1 2050850 0 239700 Brookfield Canada Office Properties Trust Units 112823109 238009 10564117 SH DFND 2 10564117 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1085 95562 SH DFND 1 0 0 95562 BROOKFIELD HIGH INCOME FD IN COM 11272P102 83 11800 SH DFND 1 0 0 11800 BROOKFIELD INFRAST PARTNERS LP INT UNIT LP Units G16252101 6309 166430 SH DFND 166430 0 0 BROOKFIELD MTG OPP INC FD IN COM 112792106 343 23450 SH DFND 1 0 0 23450 BROOKFIELD PPTY PARTNERS LP LP UNIT LP Units G16249107 1051607 45249882 SH DFND 45249882 0 0 BROOKFIELD RENEWABLE ENERGY PARTNERS LP LIMITED PARTNERSHIP LP Units G16258108 1047906 40026986 SH DFND 40026986 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 576 8480 SH DFND 1 8480 0 0 CABOT OIL & GAS CORP COM 127097103 117 5160 SH DFND 1 5160 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 10659 398900 SH DFND 1 398900 0 0 CAMDEN PPTY TR SH BEN INT 133131102 146804 1745795 SH DFND 1 1371897 0 373898 CARE CAP PPTYS INC COM 141624106 112086 4176072 SH DFND 1 3328774 0 847298 CARETRUST REIT INC COM 14174T107 5537 436000 SH DFND 1 436000 0 0 CBL & ASSOC PPTYS INC COM 124830100 164387 13814059 SH DFND 1 11313448 0 2500611 CBRE CLARION GLOBAL REAL EST COM 12504G100 2121 271562 SH DFND 1 246497 0 25065 CELESTICA INC SUB VTG SHS 15101Q108 6682 607996 SH DFND 1 0 0 607996 CENOVUS ENERGY INC COM 15135U109 1163 89260 SH DFND 1 89260 0 0 CENTERPOINT ENERGY INC COM 15189T107 37221 1779190 SH DFND 1 1478590 0 300600 CENTURYLINK INC COM 156700106 1464 45820 SH DFND 1 45820 0 0 CF INDS HLDGS INC COM 125269100 157 4997 SH DFND 1 4997 0 0 CIMAREX ENERGY CO COM 171798101 477 4900 SH DFND 1 4900 0 0 CIVEO CORP CDA COM 17878Y108 2848 2315563 SH DFND 1 2315563 0 0 CLEAR CHANNEL OUTDOOR HLDSGS CL A 18451C109 2728 580456 SH DFND 3 580456 0 0 COCA COLA CO COM 191216100 7506 161800 SH DFND 1 161800 0 0 COLUMBIA PIPELINE GROUP INC COM 198280109 89338 3559299 SH DFND 1 2910299 0 649000 COLUMBIA PIPELINE PARTNERS L COM UT REPSTG 198281107 228 15600 SH DFND 1 15600 0 0 CONCHO RES INC COM 20605P101 622 6160 SH DFND 1 6160 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 77470 2952344 SH DFND 1 2288644 0 663700 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 1138 97480 SH DFND 1 97480 0 0 CRH PLC ADR 12626K203 46 1640 SH DFND 1 1640 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 175535 2029305 SH DFND 1 1686305 0 343000 CSX CORP COM 126408103 4011 155773 SH DFND 1 155773 0 0 CYRUSONE INC COM 23283R100 148521 3253463 SH DFND 1 2592912 0 660551 DDR CORP COM 23317H102 15173 852900 SH DFND 1 736700 0 116200 DEVON ENERGY CORP NEW COM 25179M103 2202 80250 SH DFND 1 80250 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 43674 4315661 SH DFND 1 3322961 0 992700 DYNEGY INC COMMON 26817R108 3233 225000 SH DFND 3 225000 0 0 E HOUSE CHINA HLDGS LTD ADR 26852W103 3399 546400 SH DFND 1 546400 0 0 EDISON INTL COM 281020107 101322 1409397 SH DFND 1 1173597 0 235800 ENABLE MIDSTREAM PARTNERS LP COM UNIT REP IN 292480100 6229 727725 SH DFND 1 553801 0 173924 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 8053 439600 SH DFND 1 439600 0 0 ENBRIDGE INC COM 29250N105 96298 2471456 SH DFND 1 2094885 0 376571 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 13054 1830844 SH DFND 1 1286144 0 544700 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 103134 3189043 SH DFND 1 2476343 0 712700 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 94 7800 SH DFND 1 7800 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 152079 6177042 SH DFND 1 4486642 0 1690400 EPR PPTYS PFD C CNV 5.75% 26884U208 285 10952 SH DFND 1 10952 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 28261 379701 SH DFND 1 270301 0 109400 EQUITY COMWLTH CUM PFD S D 6.5% 294628201 681 27130 SH DFND 1 27130 0 0 Equity One Inc. Common Stock 294752100 36 1259 SH DFND 2 1259 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 106778 1423134 SH DFND 1 1083134 0 340000 EV ENERGY PARTNERS LP COM UNITS 26926V107 31 16011 SH DFND 1 16011 0 0 EVERSOURCE ENERGY COM 30040W108 148135 2539161 SH DFND 1 2077461 0 461700 EXXON MOBIL CORP COM 30231G102 502 6000 SH DFND 1 6000 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 1923 296381 SH DFND 1 0 0 296381 FORD MOTOR CO DEL COM PAR $0.01 345370860 1685 124800 SH DFND 1 124800 0 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 5315 534157 SH DFND 1 0 0 534157 FREEPORT-MCMORAN INC CL B 35671D857 179 17285 SH DFND 1 17285 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 12368 400000 SH DFND 1 358600 0 41400 GENER8 MARITIME INC COM Y26889108 595 84300 SH DFND 1 84300 0 0 GENERAL ELECTRIC CO COM 369604103 2392 75250 SH DFND 1 75250 0 0 General Growth Properties, Inc. Common Stock 370023103 8904283 299504977 SH DFND 2 299504977 0 0 GENERAL MILLS INC COM 370334104 8216 129696 SH DFND 1 129696 0 0 GENERAL MOTORS CO *W EXP 07/10/201 37045V118 742 34193 SH Call DFND 1 34193 0 0 GENERAL MOTORS CO *W EXP 07/10/201 37045V126 467 34193 SH Call DFND 1 34193 0 0 GOLDCORP INC NEW COM 380956409 84 5200 SH DFND 1 5200 0 0 GRAMERCY PPTY TR COM 385002100 134714 15942448 SH DFND 1 12618696 0 3323752 GROUPE CGI INC CL A SUB VTG 39945C109 24540 513018 SH DFND 1 0 0 513018 GULFPORT ENERGY CORP COM NEW 402635304 778 27440 SH DFND 1 27440 0 0 HCP INC COM 40414L109 9167 281378 SH DFND 1 215878 0 65500 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 49235 2307185 SH DFND 1 1809206 0 497979 HESS CORP COM 42809H107 326 6200 SH DFND 1 6200 0 0 HOME DEPOT INC COM 437076102 93 700 SH DFND 1 700 0 0 HOST HOTELS & RESORTS INC COM 44107P104 131572 7878576 SH DFND 1 6185132 0 1693444 HSBC HLDGS PLC SPON ADR NEW 404280406 4357 140000 SH Put DFND 3 140000 0 0 HUDSON PAC PPTYS INC COM 444097109 97155 3359444 SH DFND 1 2688094 0 671350 INGREDION INC COM 457187102 96 900 SH DFND 1 900 0 0 INTL PAPER CO COM 460146103 292 7127 SH DFND 1 7127 0 0 ISHARES MSCI TURKEY ETF 464286715 1495 34100 SH DFND 1 34100 0 0 ISTAR INC COM 45031U101 9076 939541 SH DFND 1 854000 0 85541 JOHNSON & JOHNSON COM 478160104 8294 76656 SH DFND 1 76656 0 0 JPMORGAN CHASE & CO COM 46625H100 6117 103300 SH DFND 1 103300 0 0 KELLOGG CO COM 487836108 7511 98120 SH DFND 1 98120 0 0 KILROY RLTY CORP COM 49427F108 162873 2632501 SH DFND 1 2112081 0 520420 KINDER MORGAN INC DEL COM 49456B101 82964 4645250 SH DFND 1 3983450 0 661800 LEXINGTON REALTY TRUST COM 529043309 156 3200 SH DFND 1 3200 0 0 LOUISIANA PAC CORP COM 546347105 57 3322 SH DFND 1 3322 0 0 MACYS INC. COMMON 55616P104 4409 100000 SH DFND 3 100000 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 5823 35000 SH DFND 3 35000 0 0 MCDONALDS CORP COM 580135101 8037 63950 SH DFND 1 63950 0 0 MGM RESORTS INTERNATIONAL COM 552953101 12328 575000 SH DFND 1 520200 0 54800 MID-AMER APT CMNTYS INC COM 59522J103 54416 532393 SH DFND 1 439879 0 92514 MONDELEZ INTL INC CL A 609207105 13498 336450 SH DFND 1 336450 0 0 MONSANTO CO NEW COM 61166W101 568 6473 SH DFND 1 6473 0 0 MPLX LP COM UNIT REP LTD 55336V100 16825 566677 SH DFND 1 399778 0 166899 NATIONAL OILWELL VARCO INC COM 637071101 610 19610 SH DFND 1 19610 0 0 NEW GOLD INC CDA COM 644535106 1913 511724 SH DFND 1 0 0 511724 NEWELL RUBBERMAID INC. COMMON 651229106 3322 75000 SH Put DFND 3 75000 0 0 NEWFIELD EXPL CO COM 651290108 356 10700 SH DFND 1 10700 0 0 NEWMONT MINING CORP COM 651639106 406 15288 SH DFND 1 15288 0 0 NEXTERA ENERGY INC COM 65339F101 485 4100 SH DFND 1 4100 0 0 NISOURCE INC COM 65473P105 124509 5284783 SH DFND 1 4563228 0 721555 NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 3505 308800 SH DFND 1 279100 0 29700 NRG YIELD INC CL A NEW 62942X405 1356 95200 SH DFND 1 95200 0 0 NUCOR CORP COM 670346105 147 3100 SH DFND 1 3100 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 7053 174576 SH DFND 1 174576 0 0 ONE GAS INC COM 68235P108 40520 663171 SH DFND 1 559231 0 103940 OUTFRONT MEDIA INC COM 69007J106 163132 7731389 SH DFND 1 6162119 0 1569270 PARKER DRILLING CO. COMMON 701081101 5374 2534925 SH DFND 3 2534925 0 0 PARSLEY ENERGY INC CL A 701877102 612 27100 SH DFND 1 27100 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 5601 293700 SH DFND 1 293700 0 0 PEMBINA PIPELINE CORP COM 706327103 40621 1505592 SH DFND 1 1505592 0 0 PFIZER INC COM 717081103 9079 306325 SH DFND 1 306325 0 0 PG&E CORP COM 69331C108 234603 3928389 SH DFND 1 3179789 0 748600 PHILIP MORRIS INTL INC COM 718172109 7482 76265 SH DFND 1 76265 0 0 PHYSICIANS RLTY TR COM 71943U104 63598 3422913 SH DFND 1 2636265 0 786648 POTASH CORP SASK INC COM 73755L107 296 17401 SH DFND 1 17401 0 0 PROCTER & GAMBLE CO COM 742718109 6686 81230 SH DFND 1 81230 0 0 PROLOGIS INC COM 74340W103 289161 6545063 SH DFND 1 5093822 0 1451241 QTS RLTY TR INC COM CL A 74736A103 8292 175000 SH DFND 1 175000 0 0 RAYONIER ADVANCED MATLS INC. COMMON 75508B104 713 75000 SH DFND 3 75000 0 0 RICE ENERGY INC COM 762760106 787 56370 SH DFND 1 56370 0 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 17194 1154758 SH DFND 1 928858 0 225900 RIO TINTO PLC SPONSORED ADR 767204100 177 6249 SH DFND 1 6249 0 0 Rouse Common Stock 779287101 356345 19387624 SH DFND 2 0 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 10379 211000 SH DFND 1 211000 0 0 SBA COMMUNICATIONS CORP COM 78388J106 129073 1288540 SH DFND 1 1037040 0 251500 SCHLUMBERGER LTD COM 806857108 164 2220 SH DFND 1 2220 0 0 SEMGROUP CORP CL A 81663A105 11716 523040 SH DFND 1 440180 0 82860 SEMPRA ENERGY COM 816851109 67485 648585 SH DFND 1 562085 0 86500 SERVICE CORP INTL COMMON 817565104 8638 350000 SH DFND 3 350000 0 0 SILVER STD RES INC COM 82823L106 5140 922425 SH DFND 1 0 0 922425 SILVER WHEATON CORP COM 828336107 151 9100 SH DFND 1 9100 0 0 SIMON PPTY GROUP INC NEW COM 828806109 474630 2285280 SH DFND 1 1774290 0 510990 SL GREEN RLTY CORP COM 78440X101 207296 2139722 SH DFND 1 1720522 0 419200 SM ENERGY CO COM 78454L100 1566 83569 SH DFND 1 83569 0 0 SOUTHERN COPPER CORP COM 84265V105 99 3573 SH DFND 1 3573 0 0 SOUTHWEST GAS CORP COM 844895102 60326 916110 SH DFND 1 762610 0 153500 SPDR S&P 500 ETF TR TR UNIT 78462F103 30828 150000 SH Put DFND 3 150000 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 5115 250000 SH Put DFND 3 250000 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 2757 80500 SH DFND 1 80500 0 0 SPECTRA ENERGY CORP COM 847560109 15801 516369 SH DFND 1 516369 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 350 7280 SH DFND 1 7280 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 33700 2995557 SH DFND 1 2355157 0 640400 STILLWATER MNG CO COM 86074Q102 200 18744 SH DFND 1 18744 0 0 STORE CAP CORP COM 862121100 11646 450000 SH DFND 1 403300 0 46700 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 30834 1229910 SH DFND 1 902610 0 327300 SUNSTONE HOTEL INVS INC NEW COM 867892101 46538 3324128 SH DFND 1 2572262 0 751866 SYNGENTA AG SPONSORED ADR 87160A100 747 9024 SH DFND 1 9024 0 0 TARGA RES CORP COM 87612G101 79327 2656630 SH DFND 1 2278930 0 377700 TERRAFORM POWER INC COMMON SHARES 88104R100 2595 300000 SH DFND 4 300000 0 0 TERRAFORM PWR INC. CL A COMMON 88104R100 4325 500000 SH DFND 3 500000 0 0 TOLL BROTHERS INC COM 889478103 16986 575598 SH DFND 1 519500 0 56098 TRANSALTA CORPORATION COMMON SHARES 89346D107 65267 14007164 SH DFND 4 14007164 0 0 TRANSCANADA CORP COM 89353D107 159109 4043475 SH DFND 1 3368875 0 674600 TRANSOCEAN PARTNERS LLC COM UNIT RP LT Y8977Y100 198 22300 SH DFND 1 22300 0 0 TRI POINTE GROUP INC COM 87265H109 8074 685400 SH DFND 1 613400 0 72000 UNION PACIFIC CORP COM 907818108 6038 75900 SH DFND 1 75900 0 0 VALE SA ADR 91912E105 37 8730 SH DFND 1 8730 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 5824 221933 SH DFND 1 0 0 221933 VALERO ENERGY CORP NEW COM 91913Y100 259 4040 SH DFND 1 4040 0 0 VENTAS INC COM 92276F100 133783 2124889 SH DFND 1 1646589 0 478300 VERIZON COMMUNICATIONS INC COM 92343V104 406 7500 SH DFND 1 7500 0 0 VERMILION ENERGY INC COM 923725105 3376 115250 SH DFND 1 115250 0 0 VORNADO RLTY TR SH BEN INT 929042109 161919 1714701 SH DFND 1 1348116 0 366585 WCI CMNTYS INC COM PAR $0.01 92923C807 17639 949380 SH DFND 1 779580 0 169800 WEATHERFORD INTL PLC ORD SHS G48833100 394 50660 SH DFND 1 50660 0 0 WELLTOWER INC COM 95040Q104 137522 1983300 SH DFND 1 1524700 0 458600 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 16142 371860 SH DFND 1 269460 0 102400 WESTPORT INNOVATIONS INC COM NEW 960908309 4317 1657179 SH DFND 1 0 0 1657179 WESTROCK CO COM 96145D105 145 3725 SH DFND 1 3725 0 0 WEYERHAEUSER CO COMMON 962166104 3098 100000 SH Put DFND 3 100000 0 0 WEYERHAEUSER CO COM 962166104 14330 462558 SH DFND 1 314348 0 148210 WILLIAMS COS INC DEL COM 969457100 94245 5864659 SH DFND 1 4908940 0 955719 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 16883 825565 SH DFND 1 617423 0 208142 WP GLIMCHER IN COM 92939N102 59934 6315542 SH DFND 1 4829078 0 1486464 WYNN RESORTS LTD COM 983134107 14239 152400 SH DFND 1 152400 0 0 TRINITY INDS INC COM 896522109 126078 6885765 SH DFND 5 6885765 0 0 SPX FLOW INC COM 78469X107 24930 994034 SH DFND 5 994034 0 0 Norbord Inc. COM 65548P403 560002 28084343 SH DFND 0 0 0 Norbord Inc. COM 65548P403 345419 17322897 SH DFND 2 0 0 0