Vice President, Legal Affairs

0000950123-17-005406.txt : 20170515 0000950123-17-005406.hdr.sgml : 20170515 20170515172751 ACCESSION NUMBER: 0000950123-17-005406 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 17846052 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001001085 XXXXXXXX 03-31-2017 03-31-2017 BROOKFIELD ASSET MANAGEMENT INC.

BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 A6 M5J2T3

13F HOLDINGS REPORT 028-14349 N A.J. Silber Vice President, Legal Affairs 416-417-7272 /s/ A.J. Silber Toronto A6 05-15-2017 5 153 17172452 true 1 028-13826 Brookfield Investment Management Inc. 2 028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 3 028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC 4 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. 5 028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AGRIUM INC COM 008916108 5512 57692 SH DFND 1 0 0 57692 AMEREN CORP COM 023608102 104 1900 SH DFND 1 1900 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 108451 2278870 SH DFND 1 1994300 0 284570 AMERICAN ELEC PWR INC COM 025537101 56864 847080 SH DFND 1 806280 0 40800 AMERICAN HOMES 4 RENT CL A 02665T306 139778 6087876 SH DFND 1 5293776 0 794100 AMERICAN TOWER CORP NEW COM 03027X100 289744 2383943 SH DFND 1 2177964 0 205979 AMERICAN WTR WKS CO INC NEW COM 030420103 68329 878601 SH DFND 1 825401 0 53200 APPLE INC COM 037833100 9634 67060 SH DFND 1 67060 0 0 ARCH COAL INC CL A 039380407 479 6943 SH DFND 1 6943 0 0 ARCHROCK PARTNERS L P COM UNITS REPSTG 03957U100 1450 84500 SH DFND 1 84500 0 0 AVALONBAY CMNTYS INC COM 053484101 157062 855457 SH DFND 1 743626 0 111831 AVANGRID INC COM 05351W103 2817 65900 SH DFND 1 65900 0 0 BANK AMER CORP COM 060505104 1206 51135 SH DFND 1 47160 0 3975 BHP BILLITON LTD SPONSORED ADR 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FIRSTENERGY CORP COM 337932107 1690 53120 SH DFND 1 53120 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1453 124800 SH DFND 1 124800 0 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 7964 534157 SH DFND 1 0 0 534157 GENERAL ELECTRIC CO COM 369604103 2242 75250 SH DFND 1 75250 0 0 GENERAL MLS INC COM 370334104 7653 129696 SH DFND 1 129696 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 610 34193 SH Call DFND 1 34193 0 0 GENERAL MTRS CO COM 37045V100 788 22276 SH DFND 1 22276 0 0 GRAMERCY PPTY TR COM NEW 385002308 92280 3508740 SH DFND 1 3057704 0 451036 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 56628 3013725 SH DFND 1 2669375 0 344350 HUDSON PAC PPTYS INC COM 444097109 145349 4195994 SH DFND 1 3681614 0 514380 ION GEOPHYSICAL CORP COM NEW 462044207 183 37750 SH DFND 1 37750 0 0 JOHNSON & JOHNSON COM 478160104 9548 76656 SH DFND 1 76656 0 0 JONES LANG LASALLE INC COM 48020Q107 4179 37500 SH DFND 1 37500 0 0 KELLOGG CO COM 487836108 7124 98120 SH DFND 1 98120 0 0 KEYCORP NEW COM 493267108 1645 92520 SH DFND 1 86020 0 6500 KILROY RLTY CORP COM 49427F108 173747 2410474 SH DFND 1 2109184 0 301290 KINDER MORGAN INC DE COM 49456B101 226019 10396470 SH DFND 1 9657070 0 739400 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 325 6459 SH DFND 1 6459 0 0 LIFE STORAGE INC COM 53223X107 93223 1135200 SH DFND 1 989100 0 146100 M/I HOMES INC COM 55305B101 3979 162400 SH DFND 1 162400 0 0 MCDONALDS CORP COM 580135101 8289 63950 SH DFND 1 63950 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 76231 5913940 SH DFND 1 5162640 0 751300 MGM GROWTH PPTYS LLC CL A COM 55303A105 86968 3215081 SH DFND 1 2964981 0 250100 MGM RESORTS INTERNATIONAL COM 552953101 6787 247700 SH DFND 1 247700 0 0 MONDELEZ INTL INC CL A 609207105 9338 216750 SH DFND 1 216750 0 0 MPLX LP COM UNIT REP LTD 55336V100 46496 1288697 SH DFND 1 1184244 0 104453 NATIONAL RETAIL PPTYS INC COM 637417106 74 1700 SH DFND 1 1700 0 0 NEXTERA ENERGY INC COM 65339F101 32720 254888 SH DFND 1 247988 0 6900 NISOURCE INC COM 65473P105 46935 1972879 SH DFND 1 1892624 0 80255 NRG YIELD INC CL C 62942X405 1685 95200 SH DFND 1 95200 0 0 NRG YIELD INC CL A NEW 62942X306 8965 515500 SH DFND 1 515500 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 1943 69500 SH DFND 1 69500 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 85880 2603226 SH DFND 1 2335273 0 267953 PARK HOTELS RESORTS INC COM 700517105 152290 5932598 SH DFND 1 5183223 0 749375 PATTERN ENERGY GROUP INC CL A 70338P100 45119 2241400 SH DFND 1 2114200 0 127200 PEBBLEBROOK HOTEL TR COM 70509V100 103751 3551910 SH DFND 1 3137200 0 414710 PFIZER INC COM 717081103 8498 248395 SH DFND 1 244325 0 4070 PG&E CORP COM 69331C108 222513 3353119 SH DFND 1 3156319 0 196800 PHILIP MORRIS INTL INC COM 718172109 8610 76265 SH DFND 1 76265 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 28222 549600 SH DFND 1 508600 0 41000 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 40268 1273900 SH DFND 1 1162000 0 111900 PNC FINL SVCS GROUP INC COM 693475105 2430 20210 SH DFND 1 18780 0 1430 POTASH CORP SASK INC UNIT LTD PARTN 73755L107 5430 317900 SH DFND 1 0 0 317900 PROCTER AND GAMBLE CO COM 742718109 7299 81230 SH DFND 1 81230 0 0 PROLOGIS INC COM 74340W103 227403 4383250 SH DFND 1 3818500 0 564750 PUBLIC STORAGE COM 74460D109 126598 578310 SH DFND 1 503860 0 74450 QTS RLTY TR INC COM CL A 74736A103 75662 1552050 SH DFND 1 1352800 0 199250 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 52921 2098371 SH DFND 1 1970971 0 127400 RIO TINTO PLC SPONSORED ADR 767204100 7007 172250 SH DFND 1 0 0 172250 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 14787 264850 SH DFND 1 158350 0 106500 SBA COMMUNICATIONS CORP NEW CL A 78410G104 104636 869287 SH DFND 1 820287 0 49000 SEMPRA ENERGY COM 816851109 86649 784155 SH DFND 1 747855 0 36300 SIMON PPTY GROUP INC NEW COM 828806109 418764 2434250 SH DFND 1 2139279 0 294971 SL GREEN RLTY CORP COM 78440X101 128189 1202300 SH DFND 1 1054900 0 147400 SM ENERGY CO COM 78454L100 541 22540 SH DFND 1 20960 0 1580 STAG INDL INC COM 85254J102 62369 2492779 SH DFND 1 2169089 0 323690 STATOIL ASA SPONSORED ADR 85771P102 5523 321500 SH DFND 1 0 0 321500 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 30473 1247852 SH DFND 1 1156052 0 91800 TARGA RESOURCES CORP COM 87612G101 91756 1531812 SH DFND 1 1465212 0 66600 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 238 46864 SH DFND 1 46864 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 2947 54100 SH DFND 1 54100 0 0 TOTAL S A SPONSORED ADR 89151E109 5221 103550 SH DFND 1 0 0 103550 TRI POINTE HOMES INC COM 87265H109 4539 362000 SH DFND 1 362000 0 0 UNION PAC CORP COM 907818108 135 1270 SH DFND 1 1270 0 0 WELLTOWER INC COM 95040Q104 140476 1983558 SH DFND 1 1734218 0 249340 WELLTOWER INC 6.50% PFD PREPET 95040Q203 518 8200 SH DFND 1 8200 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 37177 615008 SH DFND 1 570108 0 44900 WEYERHAEUSER CO COM 962166104 14552 428258 SH DFND 1 280048 0 148210 WHITING PETE CORP NEW COM 966387102 964 101900 SH DFND 1 94800 0 7100 WILLIAMS COS INC DEL COM 969457100 130476 4409462 SH DFND 1 4186143 0 223319 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 12099 296320 SH DFND 1 296320 0 0 XCEL ENERGY INC COM 98389B100 163 3670 SH DFND 1 3670 0 0 ZAYO GROUP HLDGS INC COM 98919V105 2148 65300 SH DFND 1 65300 0 0 General Growth Properties Common Stock 36174X101 5919153 255356037 SH SOLE 2 255356037 0 0 Brookfield Canada Office Properties Common Stock 112823109 247861 10564117 SH SOLE 2 10564117 0 0 Regency CTRS Corp. Common Stock 758849103 38 546 SH DFND 2 546 0 0 BROOKDALE SR LIVING INC COMMON 112463104 2686 200000 SH DFND 3 200000 0 0 CIVEO CORP CDA COMMON 17878Y108 3439 1150000 SH DFND 3 1150000 0 0 CLOUD PEAK ENERGY INC COMMON 18911Q102 1374 300000 SH DFND 3 300000 0 0 DYNEGY INC NEW DEL COMMON 26817R108 2358 300000 SH DFND 3 300000 0 0 EVERI HLDGS INC COMMON 30034T103 4790 1000000 SH DFND 3 1000000 0 0 HELCA MNG CO COMMON 422704106 3174 600000 SH DFND 3 600000 0 0 INTERACTIVE BROKERS GROUP IN COMMON 45841N107 1736 50000 SH DFND 3 50000 0 0 INTELSAT S A COMMON L5140P101 917 220946 SH DFND 3 220946 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 28183 205000 SH Put DFND 3 205000 0 0 KRATON CORP COMMON 50077C106 13914 450000 SH DFND 3 450000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 120817 512500 SH Put DFND 3 512500 0 0 TELEPHONE & DATA SYS INC COMMON 879433829 9544 360000 SH DFND 3 360000 0 0 TERRAFORM PWR INC CL A COM 88104R100 7731 625000 SH DFND 3 625000 0 0 TRINITY INDS INC COMMON 896522109 13275 500000 SH Call DFND 3 500000 0 0 PowerShares Senior Loan 464287242 49850 2143163 SH DFND 4 2143163 0 0 Ishares IBOXX Investment Grade 73936Q769 49734 421798 SH DFND 4 421798 0 0 TRANSALTA CORPORATION COMMON SHARES 89346D107 82222 14007164 SH DFND 4 14007164 0 0 TERRAFORM POWER INC COMMON SHARES 88104R100 129267 10450000 SH DFND 4 10450000 0 0 Norbord Inc. COM 65548P403 493879 17323 SH DFND 5 17323 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT LP Units G16252101 9654 249645 SH DFND 249645 0 0 BROOKFIELD PPTY PARTNERS LP LP UNIT LP Units G16249107 1127804 50438485 SH DFND 50332307 0 0 BROOKFIELD RENEWABLE ENERGY PARTNERS LP LIMITED PARTNERSHIP LP Units G16258108 1510260 51125944 SH DFND 51125944 0 0 Brookfield Business Partners LP LP Units G16234109 610683 24784250 SH DFND 24784250 0 0 Norbord Inc. COM 65548P403 800675 28084 SH DFND 28084 0 0