0000950123-16-021926.txt : 20161114
0000950123-16-021926.hdr.sgml : 20161111
20161114070025
ACCESSION NUMBER: 0000950123-16-021926
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 161990367
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001001085
XXXXXXXX
09-30-2016
09-30-2016
BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
N
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
A6
11-10-2016
5
166
17140075
true
1
028-13826
Brookfield Investment Management Inc.
2
028-16270
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
3
028-16296
Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC
4
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
5
028-17298
Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
AES CORP
COM
00130H105
1710
133050
SH
DFND
1
133050
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
6167
315600
SH
DFND
1
315600
0
0
ACADIA RLTY TR
COM SH BEN INT
004239109
53649
1480383
SH
DFND
1
1128056
0
352327
AGRIUM INC
COM
008916108
5232
57692
SH
DFND
1
0
0
57692
AMEREN CORP
COM
023608102
68321
1389200
SH
DFND
1
1136000
0
253200
AMERICAN HOMES 4 RENT
CL A
02665T306
136531
6309209
SH
DFND
1
5074609
0
1234600
AMERICAN TOWER CORP NEW
COM
03027X100
392283
3461423
SH
DFND
1
2860044
0
601379
AMERICAN WTR WKS CO INC NEW
COM
030420103
115912
1548801
SH
DFND
1
1273201
0
275600
ANNALY CAP MGMT INC
COM
035710409
2958
281700
SH
DFND
1
281700
0
0
APPLE INC
COM
037833100
7581
67060
SH
DFND
1
67060
0
0
ARCHROCK PARTNERS L P
COM UNITS REPSTG
03957U100
2653
180200
SH
DFND
1
180200
0
0
AVALONBAY CMTYS INC
COM
053484101
153141
861117
SH
DFND
1
692926
0
168191
AVANGRID INC
COM
05351W103
7174
171700
SH
DFND
1
171700
0
0
B & G FOODS INC NEW
COM
05508R106
679
13810
SH
DFND
1
13810
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
6542
188800
SH
DFND
1
0
0
188800
BP PLC
SPONSORED ADR
055622104
13673
388886
SH
DFND
1
224866
0
164020
BANK AMER CORP
COM
060505104
800
51135
SH
DFND
1
47160
0
3975
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
42841
2496581
SH
DFND
1
1958681
0
537900
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
85113
5448953
SH
DFND
1
4300297
0
1148656
BRIXMOR PPTY GROUP INC
COM
11120U105
146283
5263879
SH
DFND
1
4182179
0
1081700
BROOKDALE SR LIVING INC
COM
112463104
149849
8587315
SH
DFND
1
6990914
0
1596401
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
1748
127388
SH
DFND
1
0
0
127388
BROOKFIELD HIGH INCOME FD IN
COM
11272P102
513
70070
SH
DFND
1
0
0
70070
BROOKFIELD MTG OPP INC FD IN
COM
112792106
352
23450
SH
DFND
1
0
0
23450
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
46947
655690
SH
DFND
1
498390
0
157300
CBL & ASSOC PPTYS INC
COM
124830100
155031
12770300
SH
DFND
1
10469065
0
2301235
GROUPE CGI INC
CL A SUB VTG
39945C109
7332
154029
SH
DFND
1
0
0
154029
CSX CORP
COM
126408103
4751
155773
SH
DFND
1
155773
0
0
CANADIAN PAC RY LTD
COM
13645T100
4657
30500
SH
DFND
1
30500
0
0
CARE CAP PPTYS INC
COM
141624106
103426
3628998
SH
DFND
1
2915873
0
713125
CENTERPOINT ENERGY INC
COM
15189T107
38529
1658590
SH
DFND
1
1365190
0
293400
CENTURYLINK INC
COM
156700106
1257
45820
SH
DFND
1
45820
0
0
CHEVRON CORP NEW
COM
166764100
5151
50050
SH
DFND
1
0
0
50050
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
33672
3636300
SH
DFND
1
2953000
0
683300
CIVEO CORP CDA
COM
17878Y108
4206
3689322
SH
DFND
1
3689322
0
0
COCA COLA CO
COM
191216100
6847
161800
SH
DFND
1
161800
0
0
COLUMBIA PIPELINE PARTNERS L
COM UT REPSTG
198281107
133
8210
SH
DFND
1
8210
0
0
COMMUNICATIONS SALES&LEAS IN
COM
20341J104
74010
2356251
SH
DFND
1
1924551
0
431700
CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
1751
59700
SH
DFND
1
59700
0
0
CORENERGY INFRASTRUCTURE TR
DEP SHS REPSTG
21870U304
270
10900
SH
DFND
1
10900
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
74019
785681
SH
DFND
1
690481
0
95200
CYRUSONE INC
COM
23283R100
128057
2691972
SH
DFND
1
2136972
0
555000
DDR CORP
COM
23317H102
15399
883500
SH
DFND
1
752800
0
130700
DEVON ENERGY CORP NEW
COM
25179M103
2315
52490
SH
DFND
1
48800
0
3690
DIAMONDROCK HOSPITALITY CO
COM
252784301
51333
5640962
SH
DFND
1
4528862
0
1112100
EPR PPTYS
PFD C CNV 5.75%
26884U208
104
3403
SH
DFND
1
3403
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
31519
413691
SH
DFND
1
298391
0
115300
EV ENERGY PARTNERS LP
COM UNITS
26926V107
38
16011
SH
DFND
1
16011
0
0
EDISON INTL
COM
281020107
53826
744997
SH
DFND
1
640497
0
104500
LILLY ELI & CO
COM
532457108
1667
20770
SH
DFND
1
19300
0
1470
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
138
7800
SH
DFND
1
7800
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
145
9500
SH
DFND
1
9500
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
8410
330600
SH
DFND
1
330600
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
51540
2026750
SH
DFND
1
1583550
0
443200
ENBRIDGE INC
COM
29250N105
663
15000
SH
DFND
1
0
0
15000
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
27514
1638700
SH
DFND
1
1170000
0
468700
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
83242
2249794
SH
DFND
1
1790494
0
459300
ENTERPRISE PRODS PARTNERS L
COM
293792107
173148
6266661
SH
DFND
1
4727361
0
1539300
EQUITY COMWLTH
COM SH BEN INT
294628102
67808
2243805
SH
DFND
1
1771305
0
472500
EQUITY COMWLTH
CUM PFD S D 6.5%
294628201
589
21746
SH
DFND
1
21746
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
145623
2263684
SH
DFND
1
1792184
0
471500
ESSEX PPTY TR INC
COM
297178105
96802
434675
SH
DFND
1
343875
0
90800
EXXON MOBIL CORP
COM
30231G102
4888
56000
SH
DFND
1
0
0
56000
FIRST MAJESTIC SILVER CORP
COM
32076V103
2225
215879
SH
DFND
1
0
0
215879
FORD MTR CO DEL
COM PAR $0.01
345370860
1506
124800
SH
DFND
1
124800
0
0
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
6682
534157
SH
DFND
1
0
0
534157
GENERAL ELECTRIC CO
COM
369604103
2229
75250
SH
DFND
1
75250
0
0
GENERAL MLS INC
COM
370334104
8285
129696
SH
DFND
1
129696
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
477
34193
SH
Call
DFND
1
34193
0
0
GENERAL MTRS CO
COM
37045V100
708
22276
SH
DFND
1
22276
0
0
GRAMERCY PPTY TR
COM
385002100
165934
17213082
SH
DFND
1
13815803
0
3397279
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
50693
2813169
SH
DFND
1
2311840
0
501329
HIGHWOODS PPTYS INC
COM
431284108
63882
1225666
SH
DFND
1
981066
0
244600
HILTON WORLDWIDE HLDGS INC
COM
43300A104
77064
3360827
SH
DFND
1
2706778
0
654049
HUDSON PAC PPTYS INC
COM
444097109
66293
2016810
SH
DFND
1
1592410
0
424400
ION GEOPHYSICAL CORP
COM NEW
462044207
259
37750
SH
DFND
1
29750
0
8000
PENNY J C INC
COM
708160106
2845
308600
SH
DFND
1
308600
0
0
JPMORGAN CHASE & CO
PUT
46625H955
651
3200
SH
Put
DFND
1
3200
0
0
JOHNSON & JOHNSON
COM
478160104
9055
76656
SH
DFND
1
76656
0
0
KELLOGG CO
COM
487836108
7601
98120
SH
DFND
1
98120
0
0
KINDER MORGAN INC DEL
COM
49456B101
242165
10469750
SH
DFND
1
8680150
0
1789600
LA QUINTA HLDGS INC
COM
50420D108
3001
268400
SH
DFND
1
268400
0
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
95793
4013093
SH
DFND
1
3236528
0
776565
LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
342
6459
SH
DFND
1
6459
0
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
69862
2679791
SH
DFND
1
2234591
0
445200
MPLX LP
COM UNIT REP LTD
55336V100
35202
1039637
SH
DFND
1
774738
0
264899
MCDONALDS CORP
COM
580135101
7377
63950
SH
DFND
1
63950
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
81889
5544300
SH
DFND
1
4483900
0
1060400
MONDELEZ INTL INC
CL A
609207105
12177
277370
SH
DFND
1
273200
0
4170
NRG YIELD INC
CL C
62942X405
1615
95200
SH
DFND
1
95200
0
0
NRG YIELD INC
CL A NEW
62942X306
8413
515500
SH
DFND
1
515500
0
0
NEW GOLD INC CDA
COM
644535106
1616
372732
SH
DFND
1
0
0
372732
NEW HOME CO INC
COM
645370107
5741
538053
SH
DFND
1
538053
0
0
NEXTERA ENERGY INC
COM
65339F101
37026
302700
SH
DFND
1
302700
0
0
NISOURCE INC
COM
65473P105
58061
2408179
SH
DFND
1
2129224
0
278955
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
148
5800
SH
DFND
1
5800
0
0
ONE GAS INC
COM
68235P108
29273
473371
SH
DFND
1
403831
0
69540
OMEGA HEALTHCARE INVES INC
COM
681936100
98293
2772726
SH
DFND
1
2265804
0
506922
OUTFRONT MEDIA INC
COM
69007J106
86920
3675254
SH
DFND
1
2927482
0
747772
PG&E CORP
COM
69331C108
251873
4117589
SH
DFND
1
3356889
0
760700
PATTERN ENERGY GROUP INC
CL A
70338P100
4838
215100
SH
DFND
1
215100
0
0
PEMBINA PIPELINE CORP
COM
706327103
35562
1167492
SH
DFND
1
1167492
0
0
PFIZER INC
COM
717081103
8413
248395
SH
DFND
1
244325
0
4070
PHILIP MORRIS INTL INC
COM
718172109
7414
76265
SH
DFND
1
76265
0
0
PHYSICIANS RLTY TR
COM
71943U104
21500
998149
SH
DFND
1
751849
0
246300
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
36616
1165732
SH
DFND
1
837032
0
328700
POTASH CORP SASK INC
COM
73755L107
5188
317900
SH
DFND
1
0
0
317900
PROCTER AND GAMBLE CO
COM
742718109
7290
81230
SH
DFND
1
81230
0
0
RICE MIDSTREAM PARTNERS LP
UNIT LTD PARTN
762819100
25166
1037330
SH
DFND
1
777530
0
259800
RIO TINTO PLC
SPONSORED ADR
767204100
5753
172250
SH
DFND
1
0
0
172250
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
13542
256330
SH
DFND
1
150300
0
106030
SBA COMMUNICATIONS CORP
COM
78388J106
326155
2907940
SH
DFND
1
2361440
0
546500
SL GREEN RLTY CORP
COM
78440X101
5952
55056
SH
DFND
1
44674
0
10382
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
2956
80500
SH
DFND
1
80500
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
15115
600269
SH
DFND
1
468783
0
131486
SEMPRA ENERGY
COM
816851109
68182
636085
SH
DFND
1
555885
0
80200
SIMON PPTY GROUP INC NEW
COM
828806109
366160
1768805
SH
DFND
1
1405848
0
362957
SOUTHWEST GAS CORP
COM
844895102
58557
838210
SH
DFND
1
715510
0
122700
SPECTRA ENERGY CORP
COM
847560109
18099
423369
SH
DFND
1
423369
0
0
SPIRE INC
COM
84857L101
45472
713400
SH
DFND
1
580700
0
132700
STATOIL ASA
SPONSORED ADR
85771P102
5401
321500
SH
DFND
1
0
0
321500
SUNCOR ENERGY INC NEW
COM
867224107
5258
189500
SH
DFND
1
0
0
189500
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
34224
1204652
SH
DFND
1
898052
0
306600
TOTAL S A
SPONSORED ADR
89151E109
4939
103550
SH
DFND
1
0
0
103550
TRI POINTE GROUP INC
COM
87265H109
3023
229400
SH
DFND
1
229400
0
0
TARGA RES CORP
COM
87612G101
90326
1839262
SH
DFND
1
1601162
0
238100
TOLL BROTHERS INC
COM
889478103
9629
322484
SH
DFND
1
322484
0
0
TRANSCANADA CORP
COM
89353D107
291978
6133454
SH
DFND
1
5049854
0
1083600
UNITED STATES OIL FUND LP
PUT
91232N958
66
22100
SH
Put
DFND
1
22100
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1840
75032
SH
DFND
1
0
0
75032
VERIZON COMMUNICATIONS INC
COM
92343V104
390
7500
SH
DFND
1
7500
0
0
VERMILION ENERGY INC
COM
923725105
1035
26740
SH
DFND
1
25160
0
1580
VORNADO RLTY TR
SH BEN INT
929042109
189662
1873949
SH
DFND
1
1502172
0
371777
WCI CMNTYS INC
COM PAR $0.01
92923C807
9216
388541
SH
DFND
1
388541
0
0
WASHINGTON PRIME GROUP NEW
COM
93964W108
47199
3812528
SH
DFND
1
3033099
0
779429
WELLS FARGO & CO NEW
COM
949746101
1539
34750
SH
DFND
1
32300
0
2450
WELLTOWER INC
COM
95040Q104
161908
2165408
SH
DFND
1
1716708
0
448700
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
19262
349908
SH
DFND
1
254008
0
95900
WEYERHAEUSER CO
COM
962166104
14560
455858
SH
DFND
1
307648
0
148210
WILLIAMS COS INC DEL
COM
969457100
139749
4547632
SH
DFND
1
3822113
0
725519
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
17781
478102
SH
DFND
1
478102
0
0
WYNN RESORTS LTD
COM
983134107
5373
55149
SH
DFND
1
55149
0
0
CALPINE CORP
COM
131347304
5056
400000
SH
DFND
3
400000
0
0
DYNEGY INC NEW DEL
COM
26817R108
2788
225000
SH
DFND
3
225000
0
0
GOODYEAR TIRE & RUBBER CO
COM
382550101
3230
100000
SH
DFND
3
100000
0
0
GOODYEAR TIRE & RUBBER CO
COM
382550101
6460
200000
SH
Call
DFND
3
200000
0
0
HELCA MNG CO
COM
422704106
3848
675000
SH
DFND
3
675000
0
0
INTERACTIVE BROKERS GROUP IN
COM
45841N107
8571
243000
SH
DFND
3
243000
0
0
ISHARES TR PUT
RUSSELL 2000 ETF
464287655
18694
150500
SH
Put
DFND
3
150500
0
0
KRATON PERFORMANCE POLYMERS
COM
50077C106
14717
420000
SH
DFND
3
420000
0
0
PARKER DRILLING CO
COM
701081101
4666
2150000
SH
DFND
3
2150000
0
0
SCIENTIFIC GAMES CORP
CL A
80874P109
2818
250000
SH
DFND
3
250000
0
0
SERVICE CORP INTL
COM
817565104
8626
325000
SH
DFND
3
325000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
72461
335000
SH
Put
DFND
3
335000
0
0
TERRAFORM PWR INC
CL A COM
88104R100
8694
625000
SH
DFND
3
625000
0
0
ISHARES TR PUT
20 YR TR BD ETF
464287432
27502
200000
SH
Put
DFND
3
200000
0
0
WEYERHAEUSER CO PUT
COM
962166104
3194
100000
SH
Put
DFND
3
100000
0
0
BROOKFIELD INFRAST PARTNERS LP INT UNIT
LP Units
G16252101
8648
249645
SH
DFND
249645
0
0
BROOKFIELD PPTY PARTNERS LP LP UNIT
LP Units
G16249107
1153616
50332307
SH
DFND
50332307
0
0
BROOKFIELD RENEWABLE ENERGY PARTNERS LP LIMITED PARTNERSHIP
LP Units
G16258108
1572634
51125944
SH
DFND
51125944
0
0
General Growth Properties, Inc.
COM
370023103
7127248
258233612
SH
DFND
2
2877575
0
0
Equity One Inc.
COM
294752100
39
1259
SH
DFND
2
1259
0
0
Performance Sports Group (PSG)
COM
71377G100
23625
6026860
SH
DFND
5
6237887
0
0
TRANSALTA CORPORATION
COM
89346D107
62209
14007164
SH
DFND
4
14007164
0
0
TERRAFORM POWER INC
COM
88104R100
145360
10450000
SH
DFND
4
10450000
0
0
Brookfield Canada Office Properties
TR UNIT
112823109
221445
10564117
SH
SOLE
2
221445
0
0